Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights September 29, 2026 Client Update Key takeaways from the FDIC’s 2026 proposed rule on bank mergers The FDIC’s proposal is a major shift in bank merger standards and may signal additional changes to come. September 10, 2026 Client Update OCC and FDIC change the rules for supervision Unsafe or unsound practice is now defined in a joint OCC and FDIC final rule. The supervisory framework around matters req... August 17, 2026 Client Update FDIC announces new review process for deposit insurance applications The FDIC’s change seeks to improve transparency and predictability for new bank applicants. July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un... June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to... May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... See more insights June 1, 2015 Client Update SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States On May 13, 2015, the SEC published proposed amendments and re-proposed rules on the application of certain Title VII requi... May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh... April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ... April 2, 2015 Client Update SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements The SEC, which has recently been investigating workplace agreements out of concern that they may impede whistleblowing act... April 1, 2015 Client Update Dodd-Frank Progress Report - First Quarter 2015 In the past quarter, no rulemaking requirement deadlines passed, four rulemaking requirements were finalized and two rulem... March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and... March 24, 2015 Articles & Books Implications of the SEC’s Plans to Amend Rule 15b9-1 The SEC plans to vote on a proposal on March 25 to amend Exchange Act Rule 15b9-1, which currently enables a certain group... March 2, 2015 Client Update SEC Issues Reporting Rules for Security-Based Swaps On February 11, 2015, the Securities and Exchange Commission issued a final rule (the “Final Rule”) and proposed amend... February 18, 2015 Client Update Proxy Access – a Decision Framework Proxy access is back in the news and back on the agenda for many U.S. public companies. Four years after the DC Circuit in... January 27, 2015 Client Update SDNY Issues Novel Opinion Holding that Out-of-Court Restructurings May Violate Noteholder Rights Under the Trust Indenture Act In Marblegate Asset Management v. Education Management Corp. (S.D.N.Y. 2014), the Southern District of New York found that... Load More
September 29, 2026 Client Update Key takeaways from the FDIC’s 2026 proposed rule on bank mergers The FDIC’s proposal is a major shift in bank merger standards and may signal additional changes to come.
September 10, 2026 Client Update OCC and FDIC change the rules for supervision Unsafe or unsound practice is now defined in a joint OCC and FDIC final rule. The supervisory framework around matters req...
August 17, 2026 Client Update FDIC announces new review process for deposit insurance applications The FDIC’s change seeks to improve transparency and predictability for new bank applicants.
July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un...
June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to...
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
June 1, 2015 Client Update SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States On May 13, 2015, the SEC published proposed amendments and re-proposed rules on the application of certain Title VII requi...
May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh...
April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ...
April 2, 2015 Client Update SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements The SEC, which has recently been investigating workplace agreements out of concern that they may impede whistleblowing act...
April 1, 2015 Client Update Dodd-Frank Progress Report - First Quarter 2015 In the past quarter, no rulemaking requirement deadlines passed, four rulemaking requirements were finalized and two rulem...
March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and...
March 24, 2015 Articles & Books Implications of the SEC’s Plans to Amend Rule 15b9-1 The SEC plans to vote on a proposal on March 25 to amend Exchange Act Rule 15b9-1, which currently enables a certain group...
March 2, 2015 Client Update SEC Issues Reporting Rules for Security-Based Swaps On February 11, 2015, the Securities and Exchange Commission issued a final rule (the “Final Rule”) and proposed amend...
February 18, 2015 Client Update Proxy Access – a Decision Framework Proxy access is back in the news and back on the agenda for many U.S. public companies. Four years after the DC Circuit in...
January 27, 2015 Client Update SDNY Issues Novel Opinion Holding that Out-of-Court Restructurings May Violate Noteholder Rights Under the Trust Indenture Act In Marblegate Asset Management v. Education Management Corp. (S.D.N.Y. 2014), the Southern District of New York found that...