Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights July 2, 2014 Articles & Books Key Questions Raised by the CFTC’s Plans for Non-US CCPs In a recent guest commentary in Risk Magazine (subscription required), Annette Nazareth and Jeff Dinwoodie of Davis Polk?... July 1, 2014 Client Update Dodd-Frank Progress Report - July 2014 As of July 1, 2014, a total of 280 Dodd-Frank rulemaking requirement deadlines have passed. Of these 280 passed deadlines,... June 18, 2014 Client Update Volcker Rule: Observations on Interagency FAQs, OCC Interim Examination Guidelines More than six months after the release of final Volcker Rule regulations, banking organizations continue to grapple with a... June 18, 2014 Client Update Whistleblower Update: SEC Resolves First Case Under New Authority to Bring Anti-Retaliation Claim The Securities and Exchange Commission (“SEC”) announced a settlement on Monday, June 16, 2014 that marked its first c... June 5, 2014 Client Update American Bancorp.’s Involuntary Bankruptcy: A New Strategy for Distressed Investors in Trust Preferred Securities The involuntary chapter 11 bankruptcy filing of American Bancorporation (“American”), commenced by a group of distress... June 4, 2014 Client Update Second Circuit Vacates Judge Rakoff’s Rejection of Consent Settlement in SEC v. Citigroup Global Markets The United States Court of Appeals for the Second Circuit issued its long-awaited decision today on the appeal from Judge ... June 2, 2014 Client Update Dodd-Frank Progress Report - June 2014 In the past month, one rulemaking requirement was finalized and one rulemaking requirement was proposed. As of June 2, 20... May 27, 2014 Client Update Dodd-Frank Concentration Limit on Financial Institution M&A: Visual Memorandum The Federal Reserve has issued a proposal to implement the financial sector concentration limit in Section 622 of the Dodd... May 16, 2014 Client Update Enhancing the Effectiveness of the UK Listing Regime – implementation Significant new rules to strengthen the UK premium listing regime come into force today. The rules have been the subject o... May 16, 2014 Client Update SEC Proposes Recordkeeping, Reporting and Notification Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants The Securities and Exchange Commission (“SEC”) recently issued a proposal to establish a framework of recordkeeping, r... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
July 2, 2014 Articles & Books Key Questions Raised by the CFTC’s Plans for Non-US CCPs In a recent guest commentary in Risk Magazine (subscription required), Annette Nazareth and Jeff Dinwoodie of Davis Polk?...
July 1, 2014 Client Update Dodd-Frank Progress Report - July 2014 As of July 1, 2014, a total of 280 Dodd-Frank rulemaking requirement deadlines have passed. Of these 280 passed deadlines,...
June 18, 2014 Client Update Volcker Rule: Observations on Interagency FAQs, OCC Interim Examination Guidelines More than six months after the release of final Volcker Rule regulations, banking organizations continue to grapple with a...
June 18, 2014 Client Update Whistleblower Update: SEC Resolves First Case Under New Authority to Bring Anti-Retaliation Claim The Securities and Exchange Commission (“SEC”) announced a settlement on Monday, June 16, 2014 that marked its first c...
June 5, 2014 Client Update American Bancorp.’s Involuntary Bankruptcy: A New Strategy for Distressed Investors in Trust Preferred Securities The involuntary chapter 11 bankruptcy filing of American Bancorporation (“American”), commenced by a group of distress...
June 4, 2014 Client Update Second Circuit Vacates Judge Rakoff’s Rejection of Consent Settlement in SEC v. Citigroup Global Markets The United States Court of Appeals for the Second Circuit issued its long-awaited decision today on the appeal from Judge ...
June 2, 2014 Client Update Dodd-Frank Progress Report - June 2014 In the past month, one rulemaking requirement was finalized and one rulemaking requirement was proposed. As of June 2, 20...
May 27, 2014 Client Update Dodd-Frank Concentration Limit on Financial Institution M&A: Visual Memorandum The Federal Reserve has issued a proposal to implement the financial sector concentration limit in Section 622 of the Dodd...
May 16, 2014 Client Update Enhancing the Effectiveness of the UK Listing Regime – implementation Significant new rules to strengthen the UK premium listing regime come into force today. The rules have been the subject o...
May 16, 2014 Client Update SEC Proposes Recordkeeping, Reporting and Notification Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants The Securities and Exchange Commission (“SEC”) recently issued a proposal to establish a framework of recordkeeping, r...