Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights September 12, 2014 Client Update Supplementary Leverage Ratio The U.S. banking agencies have finalized revisions to the denominator of the supplementary leverage ratio (SLR), which inc... September 4, 2014 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2014 The move toward stricter regulation of remuneration in the financial services industry in the European Union has continued... September 2, 2014 Client Update Dodd-Frank Progress Report - September 2014 In this Report: Since July 18, 2014, two rules have been finalized that meet twelve rulemaking requirements, and one ru... August 25, 2014 Client Update SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability In a surprising change of direction, the SFC has discarded plans to amend Hong Kong’s companies legislation to make it c... August 12, 2014 Client Update Share Capital Management and Transaction Guidelines Two sets of important guidelines have recently been issued which are relevant to UK listed companies seeking to raise new ... August 5, 2014 Client Update SEC Adopts Money Market Fund Reforms On July 23, 2014, the Securities and Exchange Commission adopted significant amendments to rules under the Investment Comp... August 1, 2014 Client Update UK Takeover Panel proposals to amend the Takeover Code The UK Takeover Panel recently published its Annual Report for 2013/14. The Director General of the Panel noted that acti... July 31, 2014 Client Update New York July 2014 “BitLicense” Proposal: Visual Memorandum On July 17, 2014, the New York State Department of Financial Services (NYDFS) published its proposed comprehensive regulat... July 18, 2014 Client Update Dodd-Frank Four-Year Anniversary Progress Report This special Progress Report marks the four-year anniversary of Dodd-Frank. As of July 18, 2014, a total of 280 Dodd-Frank... July 3, 2014 Client Update SEC Adopts Security-Based Swap Cross-Border Definitional Rule On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap reg... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
September 12, 2014 Client Update Supplementary Leverage Ratio The U.S. banking agencies have finalized revisions to the denominator of the supplementary leverage ratio (SLR), which inc...
September 4, 2014 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2014 The move toward stricter regulation of remuneration in the financial services industry in the European Union has continued...
September 2, 2014 Client Update Dodd-Frank Progress Report - September 2014 In this Report: Since July 18, 2014, two rules have been finalized that meet twelve rulemaking requirements, and one ru...
August 25, 2014 Client Update SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability In a surprising change of direction, the SFC has discarded plans to amend Hong Kong’s companies legislation to make it c...
August 12, 2014 Client Update Share Capital Management and Transaction Guidelines Two sets of important guidelines have recently been issued which are relevant to UK listed companies seeking to raise new ...
August 5, 2014 Client Update SEC Adopts Money Market Fund Reforms On July 23, 2014, the Securities and Exchange Commission adopted significant amendments to rules under the Investment Comp...
August 1, 2014 Client Update UK Takeover Panel proposals to amend the Takeover Code The UK Takeover Panel recently published its Annual Report for 2013/14. The Director General of the Panel noted that acti...
July 31, 2014 Client Update New York July 2014 “BitLicense” Proposal: Visual Memorandum On July 17, 2014, the New York State Department of Financial Services (NYDFS) published its proposed comprehensive regulat...
July 18, 2014 Client Update Dodd-Frank Four-Year Anniversary Progress Report This special Progress Report marks the four-year anniversary of Dodd-Frank. As of July 18, 2014, a total of 280 Dodd-Frank...
July 3, 2014 Client Update SEC Adopts Security-Based Swap Cross-Border Definitional Rule On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap reg...