Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights January 19, 2015 Client Update Placee Independence – Key Takeaways from the Latest SFC Disciplinary Actions The Securities and Futures Commission (SFC) announced on May 21, 2014 and December 10, 2014 that it had disciplined a Type... January 9, 2015 Client Update UK Takeover Code – Post-Offer Statements and Miscellaneous Changes The UK Takeover Panel has confirmed a number of changes to the UK takeover regime in a series of Panel Statements released... January 6, 2015 Client Update CFTC Staff Issues CCO Annual Report Guidance and Related Deadline Extension On December 22, 2014, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued an advisory (the... January 5, 2015 Client Update Dodd-Frank Progress Report - January 2015 In this Report: In the past quarter, no rulemaking requirement deadlines passed, eleven rulemaking requirements were fi... January 5, 2015 Articles & Books Regulatory Predictions for 2015 A year ago we offered our regulatory predictions for 2014. We correctly predicted a busy year of financial reform implemen... December 21, 2014 Client Update Delaware Supreme Court Reverses Preliminary Injunction Requiring Go-Shop; Reaffirms “No Single Blueprint” to Satisfy Revlon Duties On Friday, December 19, 2014, the Delaware Supreme Court reversed a preliminary injunction entered by the Delaware Court o... December 17, 2014 Client Update Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps On December 16, 2014, the President signed into law an amendment to Section 716 of the Dodd-Frank Act (known as the “Swa... December 11, 2014 Client Update FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule The Financial Industry Regulatory Authority recently filed with the Securities and Exchange Commission a proposal to conso... December 11, 2014 Client Update Insider Trading: U.S. Court of Appeals (Second Circuit) Vacates Convictions, Clarifies Requirements of Tippee Liability On December 10, 2014, the U.S. Court of Appeals for the Second Circuit held that to obtain an insider trading conviction a... December 4, 2014 Client Update SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure On November 19, 2014, the Securities and Exchange Commission unanimously voted to adopt Regulation Systems Compliance and ... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
January 19, 2015 Client Update Placee Independence – Key Takeaways from the Latest SFC Disciplinary Actions The Securities and Futures Commission (SFC) announced on May 21, 2014 and December 10, 2014 that it had disciplined a Type...
January 9, 2015 Client Update UK Takeover Code – Post-Offer Statements and Miscellaneous Changes The UK Takeover Panel has confirmed a number of changes to the UK takeover regime in a series of Panel Statements released...
January 6, 2015 Client Update CFTC Staff Issues CCO Annual Report Guidance and Related Deadline Extension On December 22, 2014, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued an advisory (the...
January 5, 2015 Client Update Dodd-Frank Progress Report - January 2015 In this Report: In the past quarter, no rulemaking requirement deadlines passed, eleven rulemaking requirements were fi...
January 5, 2015 Articles & Books Regulatory Predictions for 2015 A year ago we offered our regulatory predictions for 2014. We correctly predicted a busy year of financial reform implemen...
December 21, 2014 Client Update Delaware Supreme Court Reverses Preliminary Injunction Requiring Go-Shop; Reaffirms “No Single Blueprint” to Satisfy Revlon Duties On Friday, December 19, 2014, the Delaware Supreme Court reversed a preliminary injunction entered by the Delaware Court o...
December 17, 2014 Client Update Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps On December 16, 2014, the President signed into law an amendment to Section 716 of the Dodd-Frank Act (known as the “Swa...
December 11, 2014 Client Update FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule The Financial Industry Regulatory Authority recently filed with the Securities and Exchange Commission a proposal to conso...
December 11, 2014 Client Update Insider Trading: U.S. Court of Appeals (Second Circuit) Vacates Convictions, Clarifies Requirements of Tippee Liability On December 10, 2014, the U.S. Court of Appeals for the Second Circuit held that to obtain an insider trading conviction a...
December 4, 2014 Client Update SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure On November 19, 2014, the Securities and Exchange Commission unanimously voted to adopt Regulation Systems Compliance and ...