Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights October 7, 2014 Client Update Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies The Treasury Department and the IRS recently released Notice 2014-52 (the “Notice”), which describes regulations that ... October 1, 2014 Client Update Dodd-Frank Progress Report - October 2014 In this Report: In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no ... September 30, 2014 Client Update FinCEN’s Proposed Rule to Enhance Customer Due Diligence Requirements for Financial Institutions – Comments Due October 3, 2014 The Financial Crimes Enforcement Network (“FinCEN”) has recently published a Notice of Proposed Rulemaking (the “Pro... September 30, 2014 Client Update FINRA To Propose Market Structure Actions On September 19, 2014, the Financial Industry Regulatory Authority announced that its Board of Governors approved a series... September 30, 2014 Client Update UK Sponsor Regime: Rule Changes and Further Consultation The UK’s Financial Conduct Authority (“FCA”) has issued a new consultation paper (CP 14/21) on sponsor competence. T... September 29, 2014 Articles & Books The Marketplace Awaits Regulation SCI The SEC may soon adopt Regulation SCI, which it proposed in March 2013 in the wake of several high-profile systems problem... September 23, 2014 Client Update U.S. Basel III Liquidity Coverage Ratio Final Rule The U.S. banking agencies have issued a final rule to implement the Basel III liquidity coverage ratio (LCR) in the United... September 16, 2014 Client Update SEC Proposes to Exempt Certain Communications Involving Security-Based Swaps from Securities Act Registration On September 8, 2014, the Securities and Exchange Commission (“SEC”) proposed a rule to permanently exempt the publica... September 15, 2014 Client Update Regulators Re-Propose Uncleared Swap Margin, Capital and Segregation Rules for Swap Entities On September 3, 2014, U.S. banking regulators re-proposed margin, capital and segregation requirements applicable to swap ... September 15, 2014 Articles & Books Weak Consumer Exams Are Holding Up M&A Deals It has been several years since the financial crisis, and now banks seeking acquisitions know that they need to have high ... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
October 7, 2014 Client Update Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies The Treasury Department and the IRS recently released Notice 2014-52 (the “Notice”), which describes regulations that ...
October 1, 2014 Client Update Dodd-Frank Progress Report - October 2014 In this Report: In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no ...
September 30, 2014 Client Update FinCEN’s Proposed Rule to Enhance Customer Due Diligence Requirements for Financial Institutions – Comments Due October 3, 2014 The Financial Crimes Enforcement Network (“FinCEN”) has recently published a Notice of Proposed Rulemaking (the “Pro...
September 30, 2014 Client Update FINRA To Propose Market Structure Actions On September 19, 2014, the Financial Industry Regulatory Authority announced that its Board of Governors approved a series...
September 30, 2014 Client Update UK Sponsor Regime: Rule Changes and Further Consultation The UK’s Financial Conduct Authority (“FCA”) has issued a new consultation paper (CP 14/21) on sponsor competence. T...
September 29, 2014 Articles & Books The Marketplace Awaits Regulation SCI The SEC may soon adopt Regulation SCI, which it proposed in March 2013 in the wake of several high-profile systems problem...
September 23, 2014 Client Update U.S. Basel III Liquidity Coverage Ratio Final Rule The U.S. banking agencies have issued a final rule to implement the Basel III liquidity coverage ratio (LCR) in the United...
September 16, 2014 Client Update SEC Proposes to Exempt Certain Communications Involving Security-Based Swaps from Securities Act Registration On September 8, 2014, the Securities and Exchange Commission (“SEC”) proposed a rule to permanently exempt the publica...
September 15, 2014 Client Update Regulators Re-Propose Uncleared Swap Margin, Capital and Segregation Rules for Swap Entities On September 3, 2014, U.S. banking regulators re-proposed margin, capital and segregation requirements applicable to swap ...
September 15, 2014 Articles & Books Weak Consumer Exams Are Holding Up M&A Deals It has been several years since the financial crisis, and now banks seeking acquisitions know that they need to have high ...