Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights November 3, 2014 Client Update Dodd-Frank Progress Report - November 2014 In this Report: In the past month, no rulemaking requirement deadlines passed, ten rulemaking requirements were finaliz... October 30, 2014 Client Update FINRA Proposes New "CARDS" Data Collection System The Financial Industry Regulatory Authority recently unveiled a detailed proposal to implement its controversial Comprehen... October 15, 2014 Client Update CFTC Re-Proposes Uncleared Swap Margin Rules On September 17, 2014, the CFTC re-proposed rules for uncleared swap margin requirements. The CFTC’s re-proposal is larg... October 13, 2014 Client Update FINRA Files New Rules Governing Member Payments to Unregistered Persons On September 25, 2014, the Financial Industry Regulatory Authority filed a proposed rule change with the Securities and Ex... October 7, 2014 Client Update Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies The Treasury Department and the IRS recently released Notice 2014-52 (the “Notice”), which describes regulations that ... October 1, 2014 Client Update Dodd-Frank Progress Report - October 2014 In this Report: In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no ... September 30, 2014 Client Update FinCEN’s Proposed Rule to Enhance Customer Due Diligence Requirements for Financial Institutions – Comments Due October 3, 2014 The Financial Crimes Enforcement Network (“FinCEN”) has recently published a Notice of Proposed Rulemaking (the “Pro... September 30, 2014 Client Update FINRA To Propose Market Structure Actions On September 19, 2014, the Financial Industry Regulatory Authority announced that its Board of Governors approved a series... September 30, 2014 Client Update UK Sponsor Regime: Rule Changes and Further Consultation The UK’s Financial Conduct Authority (“FCA”) has issued a new consultation paper (CP 14/21) on sponsor competence. T... September 29, 2014 Articles & Books The Marketplace Awaits Regulation SCI The SEC may soon adopt Regulation SCI, which it proposed in March 2013 in the wake of several high-profile systems problem... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
November 3, 2014 Client Update Dodd-Frank Progress Report - November 2014 In this Report: In the past month, no rulemaking requirement deadlines passed, ten rulemaking requirements were finaliz...
October 30, 2014 Client Update FINRA Proposes New "CARDS" Data Collection System The Financial Industry Regulatory Authority recently unveiled a detailed proposal to implement its controversial Comprehen...
October 15, 2014 Client Update CFTC Re-Proposes Uncleared Swap Margin Rules On September 17, 2014, the CFTC re-proposed rules for uncleared swap margin requirements. The CFTC’s re-proposal is larg...
October 13, 2014 Client Update FINRA Files New Rules Governing Member Payments to Unregistered Persons On September 25, 2014, the Financial Industry Regulatory Authority filed a proposed rule change with the Securities and Ex...
October 7, 2014 Client Update Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies The Treasury Department and the IRS recently released Notice 2014-52 (the “Notice”), which describes regulations that ...
October 1, 2014 Client Update Dodd-Frank Progress Report - October 2014 In this Report: In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no ...
September 30, 2014 Client Update FinCEN’s Proposed Rule to Enhance Customer Due Diligence Requirements for Financial Institutions – Comments Due October 3, 2014 The Financial Crimes Enforcement Network (“FinCEN”) has recently published a Notice of Proposed Rulemaking (the “Pro...
September 30, 2014 Client Update FINRA To Propose Market Structure Actions On September 19, 2014, the Financial Industry Regulatory Authority announced that its Board of Governors approved a series...
September 30, 2014 Client Update UK Sponsor Regime: Rule Changes and Further Consultation The UK’s Financial Conduct Authority (“FCA”) has issued a new consultation paper (CP 14/21) on sponsor competence. T...
September 29, 2014 Articles & Books The Marketplace Awaits Regulation SCI The SEC may soon adopt Regulation SCI, which it proposed in March 2013 in the wake of several high-profile systems problem...