Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ... April 2, 2015 Client Update SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements The SEC, which has recently been investigating workplace agreements out of concern that they may impede whistleblowing act... April 1, 2015 Client Update Dodd-Frank Progress Report - First Quarter 2015 In the past quarter, no rulemaking requirement deadlines passed, four rulemaking requirements were finalized and two rulem... March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and... March 24, 2015 Articles & Books Implications of the SEC’s Plans to Amend Rule 15b9-1 The SEC plans to vote on a proposal on March 25 to amend Exchange Act Rule 15b9-1, which currently enables a certain group... March 2, 2015 Client Update SEC Issues Reporting Rules for Security-Based Swaps On February 11, 2015, the Securities and Exchange Commission issued a final rule (the “Final Rule”) and proposed amend... February 18, 2015 Client Update Proxy Access – a Decision Framework Proxy access is back in the news and back on the agenda for many U.S. public companies. Four years after the DC Circuit in... January 27, 2015 Client Update SDNY Issues Novel Opinion Holding that Out-of-Court Restructurings May Violate Noteholder Rights Under the Trust Indenture Act In Marblegate Asset Management v. Education Management Corp. (S.D.N.Y. 2014), the Southern District of New York found that... January 23, 2015 Client Update New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt A new no-action letter from the SEC staff substantially revises the rules applicable to shortened debt tender offers and e... January 20, 2015 Articles & Books Impacts and Implications of the CFTC’s Emerging Clearinghouse Exemptive Program In a recent guest commentary in Traders Magazine, Annette Nazareth and Jeffrey Dinwoodie of Davis Polk’s Financial Insti... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ...
April 2, 2015 Client Update SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements The SEC, which has recently been investigating workplace agreements out of concern that they may impede whistleblowing act...
April 1, 2015 Client Update Dodd-Frank Progress Report - First Quarter 2015 In the past quarter, no rulemaking requirement deadlines passed, four rulemaking requirements were finalized and two rulem...
March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and...
March 24, 2015 Articles & Books Implications of the SEC’s Plans to Amend Rule 15b9-1 The SEC plans to vote on a proposal on March 25 to amend Exchange Act Rule 15b9-1, which currently enables a certain group...
March 2, 2015 Client Update SEC Issues Reporting Rules for Security-Based Swaps On February 11, 2015, the Securities and Exchange Commission issued a final rule (the “Final Rule”) and proposed amend...
February 18, 2015 Client Update Proxy Access – a Decision Framework Proxy access is back in the news and back on the agenda for many U.S. public companies. Four years after the DC Circuit in...
January 27, 2015 Client Update SDNY Issues Novel Opinion Holding that Out-of-Court Restructurings May Violate Noteholder Rights Under the Trust Indenture Act In Marblegate Asset Management v. Education Management Corp. (S.D.N.Y. 2014), the Southern District of New York found that...
January 23, 2015 Client Update New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt A new no-action letter from the SEC staff substantially revises the rules applicable to shortened debt tender offers and e...
January 20, 2015 Articles & Books Impacts and Implications of the CFTC’s Emerging Clearinghouse Exemptive Program In a recent guest commentary in Traders Magazine, Annette Nazareth and Jeffrey Dinwoodie of Davis Polk’s Financial Insti...