Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights December 11, 2014 Client Update Insider Trading: U.S. Court of Appeals (Second Circuit) Vacates Convictions, Clarifies Requirements of Tippee Liability On December 10, 2014, the U.S. Court of Appeals for the Second Circuit held that to obtain an insider trading conviction a... December 4, 2014 Client Update SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure On November 19, 2014, the Securities and Exchange Commission unanimously voted to adopt Regulation Systems Compliance and ... December 1, 2014 Client Update Dodd-Frank Progress Report - December 2014 In this Report: In the past month, no rulemaking requirement deadlines passed, one rulemaking requirement was finalized... December 1, 2014 Client Update European Regulatory Snapshot: CRD IV Bonus Cap Likely Set to Stay The CRD IV package, comprising the Capital Requirements Directive IV[1] (CRD IV) and the Capital Requirements Regulation[2... November 10, 2014 Client Update New York’s Proposed BitLicense Regime: Summary of Published Comments and Expected Changes We have summarized 35 comment letters submitted in response to New York’s “BitLicense” proposal that have been made... November 7, 2014 Client Update Risk Governance: Visual Memorandum on Final Guidelines Issued by the OCC The OCC has issued final risk governance guidelines that formalize its heightened expectations for large national banks an... November 3, 2014 Client Update Dodd-Frank Progress Report - November 2014 In this Report: In the past month, no rulemaking requirement deadlines passed, ten rulemaking requirements were finaliz... October 30, 2014 Client Update FINRA Proposes New "CARDS" Data Collection System The Financial Industry Regulatory Authority recently unveiled a detailed proposal to implement its controversial Comprehen... October 15, 2014 Client Update CFTC Re-Proposes Uncleared Swap Margin Rules On September 17, 2014, the CFTC re-proposed rules for uncleared swap margin requirements. The CFTC’s re-proposal is larg... October 13, 2014 Client Update FINRA Files New Rules Governing Member Payments to Unregistered Persons On September 25, 2014, the Financial Industry Regulatory Authority filed a proposed rule change with the Securities and Ex... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
December 11, 2014 Client Update Insider Trading: U.S. Court of Appeals (Second Circuit) Vacates Convictions, Clarifies Requirements of Tippee Liability On December 10, 2014, the U.S. Court of Appeals for the Second Circuit held that to obtain an insider trading conviction a...
December 4, 2014 Client Update SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure On November 19, 2014, the Securities and Exchange Commission unanimously voted to adopt Regulation Systems Compliance and ...
December 1, 2014 Client Update Dodd-Frank Progress Report - December 2014 In this Report: In the past month, no rulemaking requirement deadlines passed, one rulemaking requirement was finalized...
December 1, 2014 Client Update European Regulatory Snapshot: CRD IV Bonus Cap Likely Set to Stay The CRD IV package, comprising the Capital Requirements Directive IV[1] (CRD IV) and the Capital Requirements Regulation[2...
November 10, 2014 Client Update New York’s Proposed BitLicense Regime: Summary of Published Comments and Expected Changes We have summarized 35 comment letters submitted in response to New York’s “BitLicense” proposal that have been made...
November 7, 2014 Client Update Risk Governance: Visual Memorandum on Final Guidelines Issued by the OCC The OCC has issued final risk governance guidelines that formalize its heightened expectations for large national banks an...
November 3, 2014 Client Update Dodd-Frank Progress Report - November 2014 In this Report: In the past month, no rulemaking requirement deadlines passed, ten rulemaking requirements were finaliz...
October 30, 2014 Client Update FINRA Proposes New "CARDS" Data Collection System The Financial Industry Regulatory Authority recently unveiled a detailed proposal to implement its controversial Comprehen...
October 15, 2014 Client Update CFTC Re-Proposes Uncleared Swap Margin Rules On September 17, 2014, the CFTC re-proposed rules for uncleared swap margin requirements. The CFTC’s re-proposal is larg...
October 13, 2014 Client Update FINRA Files New Rules Governing Member Payments to Unregistered Persons On September 25, 2014, the Financial Industry Regulatory Authority filed a proposed rule change with the Securities and Ex...