Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights January 5, 2015 Articles & Books Regulatory Predictions for 2015 A year ago we offered our regulatory predictions for 2014. We correctly predicted a busy year of financial reform implemen... December 21, 2014 Client Update Delaware Supreme Court Reverses Preliminary Injunction Requiring Go-Shop; Reaffirms “No Single Blueprint” to Satisfy Revlon Duties On Friday, December 19, 2014, the Delaware Supreme Court reversed a preliminary injunction entered by the Delaware Court o... December 17, 2014 Client Update Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps On December 16, 2014, the President signed into law an amendment to Section 716 of the Dodd-Frank Act (known as the “Swa... December 11, 2014 Client Update FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule The Financial Industry Regulatory Authority recently filed with the Securities and Exchange Commission a proposal to conso... December 11, 2014 Client Update Insider Trading: U.S. Court of Appeals (Second Circuit) Vacates Convictions, Clarifies Requirements of Tippee Liability On December 10, 2014, the U.S. Court of Appeals for the Second Circuit held that to obtain an insider trading conviction a... December 4, 2014 Client Update SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure On November 19, 2014, the Securities and Exchange Commission unanimously voted to adopt Regulation Systems Compliance and ... December 1, 2014 Client Update Dodd-Frank Progress Report - December 2014 In this Report: In the past month, no rulemaking requirement deadlines passed, one rulemaking requirement was finalized... December 1, 2014 Client Update European Regulatory Snapshot: CRD IV Bonus Cap Likely Set to Stay The CRD IV package, comprising the Capital Requirements Directive IV[1] (CRD IV) and the Capital Requirements Regulation[2... November 10, 2014 Client Update New York’s Proposed BitLicense Regime: Summary of Published Comments and Expected Changes We have summarized 35 comment letters submitted in response to New York’s “BitLicense” proposal that have been made... November 7, 2014 Client Update Risk Governance: Visual Memorandum on Final Guidelines Issued by the OCC The OCC has issued final risk governance guidelines that formalize its heightened expectations for large national banks an... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
January 5, 2015 Articles & Books Regulatory Predictions for 2015 A year ago we offered our regulatory predictions for 2014. We correctly predicted a busy year of financial reform implemen...
December 21, 2014 Client Update Delaware Supreme Court Reverses Preliminary Injunction Requiring Go-Shop; Reaffirms “No Single Blueprint” to Satisfy Revlon Duties On Friday, December 19, 2014, the Delaware Supreme Court reversed a preliminary injunction entered by the Delaware Court o...
December 17, 2014 Client Update Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps On December 16, 2014, the President signed into law an amendment to Section 716 of the Dodd-Frank Act (known as the “Swa...
December 11, 2014 Client Update FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule The Financial Industry Regulatory Authority recently filed with the Securities and Exchange Commission a proposal to conso...
December 11, 2014 Client Update Insider Trading: U.S. Court of Appeals (Second Circuit) Vacates Convictions, Clarifies Requirements of Tippee Liability On December 10, 2014, the U.S. Court of Appeals for the Second Circuit held that to obtain an insider trading conviction a...
December 4, 2014 Client Update SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure On November 19, 2014, the Securities and Exchange Commission unanimously voted to adopt Regulation Systems Compliance and ...
December 1, 2014 Client Update Dodd-Frank Progress Report - December 2014 In this Report: In the past month, no rulemaking requirement deadlines passed, one rulemaking requirement was finalized...
December 1, 2014 Client Update European Regulatory Snapshot: CRD IV Bonus Cap Likely Set to Stay The CRD IV package, comprising the Capital Requirements Directive IV[1] (CRD IV) and the Capital Requirements Regulation[2...
November 10, 2014 Client Update New York’s Proposed BitLicense Regime: Summary of Published Comments and Expected Changes We have summarized 35 comment letters submitted in response to New York’s “BitLicense” proposal that have been made...
November 7, 2014 Client Update Risk Governance: Visual Memorandum on Final Guidelines Issued by the OCC The OCC has issued final risk governance guidelines that formalize its heightened expectations for large national banks an...