Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights January 23, 2015 Client Update New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt A new no-action letter from the SEC staff substantially revises the rules applicable to shortened debt tender offers and e... January 20, 2015 Articles & Books Impacts and Implications of the CFTC’s Emerging Clearinghouse Exemptive Program In a recent guest commentary in Traders Magazine, Annette Nazareth and Jeffrey Dinwoodie of Davis Polk’s Financial Insti... January 19, 2015 Client Update Placee Independence – Key Takeaways from the Latest SFC Disciplinary Actions The Securities and Futures Commission (SFC) announced on May 21, 2014 and December 10, 2014 that it had disciplined a Type... January 9, 2015 Client Update UK Takeover Code – Post-Offer Statements and Miscellaneous Changes The UK Takeover Panel has confirmed a number of changes to the UK takeover regime in a series of Panel Statements released... January 6, 2015 Client Update CFTC Staff Issues CCO Annual Report Guidance and Related Deadline Extension On December 22, 2014, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued an advisory (the... January 5, 2015 Client Update Dodd-Frank Progress Report - January 2015 In this Report: In the past quarter, no rulemaking requirement deadlines passed, eleven rulemaking requirements were fi... January 5, 2015 Articles & Books Regulatory Predictions for 2015 A year ago we offered our regulatory predictions for 2014. We correctly predicted a busy year of financial reform implemen... December 21, 2014 Client Update Delaware Supreme Court Reverses Preliminary Injunction Requiring Go-Shop; Reaffirms “No Single Blueprint” to Satisfy Revlon Duties On Friday, December 19, 2014, the Delaware Supreme Court reversed a preliminary injunction entered by the Delaware Court o... December 17, 2014 Client Update Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps On December 16, 2014, the President signed into law an amendment to Section 716 of the Dodd-Frank Act (known as the “Swa... December 11, 2014 Client Update FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule The Financial Industry Regulatory Authority recently filed with the Securities and Exchange Commission a proposal to conso... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
January 23, 2015 Client Update New Procedures for Shortened Debt Tender Offers; Relief Extended to High-Yield Debt A new no-action letter from the SEC staff substantially revises the rules applicable to shortened debt tender offers and e...
January 20, 2015 Articles & Books Impacts and Implications of the CFTC’s Emerging Clearinghouse Exemptive Program In a recent guest commentary in Traders Magazine, Annette Nazareth and Jeffrey Dinwoodie of Davis Polk’s Financial Insti...
January 19, 2015 Client Update Placee Independence – Key Takeaways from the Latest SFC Disciplinary Actions The Securities and Futures Commission (SFC) announced on May 21, 2014 and December 10, 2014 that it had disciplined a Type...
January 9, 2015 Client Update UK Takeover Code – Post-Offer Statements and Miscellaneous Changes The UK Takeover Panel has confirmed a number of changes to the UK takeover regime in a series of Panel Statements released...
January 6, 2015 Client Update CFTC Staff Issues CCO Annual Report Guidance and Related Deadline Extension On December 22, 2014, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued an advisory (the...
January 5, 2015 Client Update Dodd-Frank Progress Report - January 2015 In this Report: In the past quarter, no rulemaking requirement deadlines passed, eleven rulemaking requirements were fi...
January 5, 2015 Articles & Books Regulatory Predictions for 2015 A year ago we offered our regulatory predictions for 2014. We correctly predicted a busy year of financial reform implemen...
December 21, 2014 Client Update Delaware Supreme Court Reverses Preliminary Injunction Requiring Go-Shop; Reaffirms “No Single Blueprint” to Satisfy Revlon Duties On Friday, December 19, 2014, the Delaware Supreme Court reversed a preliminary injunction entered by the Delaware Court o...
December 17, 2014 Client Update Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps On December 16, 2014, the President signed into law an amendment to Section 716 of the Dodd-Frank Act (known as the “Swa...
December 11, 2014 Client Update FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule The Financial Industry Regulatory Authority recently filed with the Securities and Exchange Commission a proposal to conso...