Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ... December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar... November 19, 2015 Client Update European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation This edition of our European Regulatory Snapshot looks at the key aspects of Consultation Paper 15/35 issued by the FCA on... November 12, 2015 Client Update U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules The U.S. banking regulators’ have adopted final uncleared swap margin, capital and segregation requirements and an inter... November 10, 2015 Client Update Federal Reserve’s Proposed Rule on TLAC and Eligible LTD Following is the Davis Polk visual memorandum analyzing the Federal Reserve’s proposed rule on total loss-absorbing capa... November 6, 2015 Articles & Books CFTC’s Clearinghouse Exemptive Regime The CFTC has acted on its long-stated intention to establish an exemptive regime for comparably regulated foreign swaps cl... November 3, 2015 Articles & Books The Perils of a Middle Road to Regulating Systemic Risk: The Volcker Rule’s Risk Backstop Provisions The Dodd-Frank Act, enacted after the global financial crisis, requires U.S. financial regulators to define and regulate s... November 2, 2015 Articles & Books Regulating Finance: Dodd-Frank Decoded An Interview with Partner Annette Nazareth The Dodd-Frank Act was enacted as a response to the Great Recession of 2007, bu... October 28, 2015 Client Update Closing Your M&A Deal on a Weekend In case you are wondering – no, this is not about making the closing more festive, or planning for a champagne celebrati... October 1, 2015 Client Update Dodd-Frank Progress Report - Third Quarter 2015 As of the end of the third quarter of 2015, a total of 271 Dodd-Frank rulemaking requirement deadlines have passed. Of the... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ...
December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar...
November 19, 2015 Client Update European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation This edition of our European Regulatory Snapshot looks at the key aspects of Consultation Paper 15/35 issued by the FCA on...
November 12, 2015 Client Update U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules The U.S. banking regulators’ have adopted final uncleared swap margin, capital and segregation requirements and an inter...
November 10, 2015 Client Update Federal Reserve’s Proposed Rule on TLAC and Eligible LTD Following is the Davis Polk visual memorandum analyzing the Federal Reserve’s proposed rule on total loss-absorbing capa...
November 6, 2015 Articles & Books CFTC’s Clearinghouse Exemptive Regime The CFTC has acted on its long-stated intention to establish an exemptive regime for comparably regulated foreign swaps cl...
November 3, 2015 Articles & Books The Perils of a Middle Road to Regulating Systemic Risk: The Volcker Rule’s Risk Backstop Provisions The Dodd-Frank Act, enacted after the global financial crisis, requires U.S. financial regulators to define and regulate s...
November 2, 2015 Articles & Books Regulating Finance: Dodd-Frank Decoded An Interview with Partner Annette Nazareth The Dodd-Frank Act was enacted as a response to the Great Recession of 2007, bu...
October 28, 2015 Client Update Closing Your M&A Deal on a Weekend In case you are wondering – no, this is not about making the closing more festive, or planning for a champagne celebrati...
October 1, 2015 Client Update Dodd-Frank Progress Report - Third Quarter 2015 As of the end of the third quarter of 2015, a total of 271 Dodd-Frank rulemaking requirement deadlines have passed. Of the...