Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor... June 12, 2015 Articles & Books How to Implement Payments to Unregistered Persons Rule Broker/dealers are frequently asked to make payments to finders, service providers and other intermediaries in connection ... June 12, 2015 Articles & Books Volcker Prop Trading Provisions: How Firms Are Preparing The July 21 Volcker rule compliance date is approaching rapidly. While most affected firms have completed the year-plus lo... June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b... June 1, 2015 Client Update SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States On May 13, 2015, the SEC published proposed amendments and re-proposed rules on the application of certain Title VII requi... May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh... April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ... April 2, 2015 Client Update SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements The SEC, which has recently been investigating workplace agreements out of concern that they may impede whistleblowing act... April 1, 2015 Client Update Dodd-Frank Progress Report - First Quarter 2015 In the past quarter, no rulemaking requirement deadlines passed, four rulemaking requirements were finalized and two rulem... March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor...
June 12, 2015 Articles & Books How to Implement Payments to Unregistered Persons Rule Broker/dealers are frequently asked to make payments to finders, service providers and other intermediaries in connection ...
June 12, 2015 Articles & Books Volcker Prop Trading Provisions: How Firms Are Preparing The July 21 Volcker rule compliance date is approaching rapidly. While most affected firms have completed the year-plus lo...
June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b...
June 1, 2015 Client Update SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States On May 13, 2015, the SEC published proposed amendments and re-proposed rules on the application of certain Title VII requi...
May 11, 2015 Client Update Department of Labor – Fiduciary Advice Definition and Conflict of Interest Rule On April 14, 2015, the U.S. Department of Labor (“DOL”) released its long-awaited re-proposed regulation redefining wh...
April 6, 2015 Client Update FINRA Issues Regulatory Notices on Algorithmic Trading Strategies The Financial Industry Regulatory Authority recently issued two Regulatory Notices concerning algorithmic trading as part ...
April 2, 2015 Client Update SEC Announces Enforcement Action Against Restrictive Language in Confidentiality Agreements The SEC, which has recently been investigating workplace agreements out of concern that they may impede whistleblowing act...
April 1, 2015 Client Update Dodd-Frank Progress Report - First Quarter 2015 In the past quarter, no rulemaking requirement deadlines passed, four rulemaking requirements were finalized and two rulem...
March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and...