Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a... August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust... August 11, 2015 Client Update Nuclear Deal with Iran Establishes Plan for Sanctions Relief On July 14, 2015, the permanent members of the UN Security Council plus Germany (the “P5+1”), the High Representative ... August 5, 2015 Client Update Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law The United States Department of Justice has petitioned the United States Supreme Court to review a recent Second Circuit o... July 16, 2015 Client Update Dodd-Frank Turns Five This special Progress Report marks the five-year anniversary of the Dodd-Frank Act. To highlight the anniversary, we have ... July 3, 2015 Client Update ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses On June 29, 2015, the European Securities and Markets Authority (“ESMA”) published an updated opinion on the additiona... June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor... June 12, 2015 Articles & Books How to Implement Payments to Unregistered Persons Rule Broker/dealers are frequently asked to make payments to finders, service providers and other intermediaries in connection ... June 12, 2015 Articles & Books Volcker Prop Trading Provisions: How Firms Are Preparing The July 21 Volcker rule compliance date is approaching rapidly. While most affected firms have completed the year-plus lo... June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a...
August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust...
August 11, 2015 Client Update Nuclear Deal with Iran Establishes Plan for Sanctions Relief On July 14, 2015, the permanent members of the UN Security Council plus Germany (the “P5+1”), the High Representative ...
August 5, 2015 Client Update Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law The United States Department of Justice has petitioned the United States Supreme Court to review a recent Second Circuit o...
July 16, 2015 Client Update Dodd-Frank Turns Five This special Progress Report marks the five-year anniversary of the Dodd-Frank Act. To highlight the anniversary, we have ...
July 3, 2015 Client Update ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses On June 29, 2015, the European Securities and Markets Authority (“ESMA”) published an updated opinion on the additiona...
June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor...
June 12, 2015 Articles & Books How to Implement Payments to Unregistered Persons Rule Broker/dealers are frequently asked to make payments to finders, service providers and other intermediaries in connection ...
June 12, 2015 Articles & Books Volcker Prop Trading Provisions: How Firms Are Preparing The July 21 Volcker rule compliance date is approaching rapidly. While most affected firms have completed the year-plus lo...
June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b...