Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights September 15, 2015 Client Update Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections The U.S. Court of Appeals for the Second Circuit issued a significant opinion last week, reversing a lower court decision ... September 11, 2015 Client Update The Department of Justice Codifies Focus on Individuals in Corporate Cases Yesterday, Deputy Attorney General Sally Quillian Yates gave a speech concerning the Department of Justice’s guidance me... September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a... August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,... August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a... August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust... August 11, 2015 Client Update Nuclear Deal with Iran Establishes Plan for Sanctions Relief On July 14, 2015, the permanent members of the UN Security Council plus Germany (the “P5+1”), the High Representative ... August 5, 2015 Client Update Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law The United States Department of Justice has petitioned the United States Supreme Court to review a recent Second Circuit o... July 16, 2015 Client Update Dodd-Frank Turns Five This special Progress Report marks the five-year anniversary of the Dodd-Frank Act. To highlight the anniversary, we have ... July 3, 2015 Client Update ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses On June 29, 2015, the European Securities and Markets Authority (“ESMA”) published an updated opinion on the additiona... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
September 15, 2015 Client Update Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections The U.S. Court of Appeals for the Second Circuit issued a significant opinion last week, reversing a lower court decision ...
September 11, 2015 Client Update The Department of Justice Codifies Focus on Individuals in Corporate Cases Yesterday, Deputy Attorney General Sally Quillian Yates gave a speech concerning the Department of Justice’s guidance me...
September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a...
August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,...
August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a...
August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust...
August 11, 2015 Client Update Nuclear Deal with Iran Establishes Plan for Sanctions Relief On July 14, 2015, the permanent members of the UN Security Council plus Germany (the “P5+1”), the High Representative ...
August 5, 2015 Client Update Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law The United States Department of Justice has petitioned the United States Supreme Court to review a recent Second Circuit o...
July 16, 2015 Client Update Dodd-Frank Turns Five This special Progress Report marks the five-year anniversary of the Dodd-Frank Act. To highlight the anniversary, we have ...
July 3, 2015 Client Update ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses On June 29, 2015, the European Securities and Markets Authority (“ESMA”) published an updated opinion on the additiona...