Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights June 6, 2016 Articles & Books Security-Based Swap Dealers: Tackling the Business Conduct Rules This article first appeared in Compliance Reporter. The Securities and Exchange Commission recently finalized its business... June 2, 2016 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - June 2016 With ongoing pressure on companies that are past the IPO stage to update or modify their corporate governance practices to... May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en... May 24, 2016 Client Update SEC Adopts Business Conduct Rules for Security-Based Swap Dealers The SEC adopted Business Conduct Rules for security-based swap dealers on April 14, 2016. The Business Conduct Rules addr... May 2, 2016 Client Update Incentive Compensation for Financial Institutions: Reproposal Following is the Davis Polk visual memorandum reporting on the proposed rule jointly issued by four of the six Agencies im... April 18, 2016 Client Update Department of Labor’s Final Rule Defining Fiduciary Investment Advice and Conflicts of Interest On April 6, 2016, the U.S. Department of Labor (the “DOL”) issued final regulations expanding the definition of a “f... April 18, 2016 Articles & Books Security-Based Swap Dealers: Gearing Up for Registration This article first appeared in Compliance Reporter. The Securities and Exchange Commission is slowly finalizing its rules ... April 11, 2016 Client Update Treasury Issues New Anti-Inversion Guidance On April 4, 2016, the Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) issued (i) fin... April 11, 2016 Client Update Treasury Proposes Overhaul of Intercompany Debt Rules The Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) on April 4, 2016 released propos... March 22, 2016 Client Update Visual Memo: Single-Counterparty Credit Limits Proposed Rule The Federal Reserve has reproposed rules that would establish single-counterparty credit limits (“SCCL Reproposal”) fo... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
June 6, 2016 Articles & Books Security-Based Swap Dealers: Tackling the Business Conduct Rules This article first appeared in Compliance Reporter. The Securities and Exchange Commission recently finalized its business...
June 2, 2016 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - June 2016 With ongoing pressure on companies that are past the IPO stage to update or modify their corporate governance practices to...
May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en...
May 24, 2016 Client Update SEC Adopts Business Conduct Rules for Security-Based Swap Dealers The SEC adopted Business Conduct Rules for security-based swap dealers on April 14, 2016. The Business Conduct Rules addr...
May 2, 2016 Client Update Incentive Compensation for Financial Institutions: Reproposal Following is the Davis Polk visual memorandum reporting on the proposed rule jointly issued by four of the six Agencies im...
April 18, 2016 Client Update Department of Labor’s Final Rule Defining Fiduciary Investment Advice and Conflicts of Interest On April 6, 2016, the U.S. Department of Labor (the “DOL”) issued final regulations expanding the definition of a “f...
April 18, 2016 Articles & Books Security-Based Swap Dealers: Gearing Up for Registration This article first appeared in Compliance Reporter. The Securities and Exchange Commission is slowly finalizing its rules ...
April 11, 2016 Client Update Treasury Issues New Anti-Inversion Guidance On April 4, 2016, the Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) issued (i) fin...
April 11, 2016 Client Update Treasury Proposes Overhaul of Intercompany Debt Rules The Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) on April 4, 2016 released propos...
March 22, 2016 Client Update Visual Memo: Single-Counterparty Credit Limits Proposed Rule The Federal Reserve has reproposed rules that would establish single-counterparty credit limits (“SCCL Reproposal”) fo...