Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights August 5, 2016 Client Update Issue 3: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and calendar The impact of Brexit on the UK’s implementation of TLAC/MREL Bankers’ bonuses and Br... July 29, 2016 Client Update SEC Proposes New and Enhanced Order Handling Disclosure Requirements On July 13, 2016, the Securities and Exchange Commission (“SEC”) proposed amendments (the “Proposal”) to Rule 606 ... July 28, 2016 Articles & Books TCH Releases White Paper on the Custody Services Provided by Banks On July 28, 2016, The Clearing House issued a white paper, The Custody Services of Banks, which describes the role of bank... July 27, 2016 Client Update FINRA Proposes Reporting Requirements for Treasury Securities In July 18, 2016, FINRA filed with the SEC a proposal that would expand the TRACE reporting rules to require FINRA members... July 22, 2016 Client Update Issue 2: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and calendar Clearing of euro-denominated securities The UK’s anti-money laundering regime Sinc... July 19, 2016 Client Update Dodd-Frank Progress Report - Six-Year Anniversary As of July 19, 2016, 271 rulemaking deadlines have passed. Of the 271 rulemaking requirements with deadlines that have pas... July 15, 2016 Articles & Books Financial Regulation: Law and Policy This textbook aims to completely revamp the law school curriculum for financial regulation and policy by teaching students... July 9, 2016 Client Update Issue 1: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and Calendar The Third Country Passport under MifIR – Panacea for Post Passport Pain? The Impact of... June 24, 2016 Client Update Legal Implications of Brexit On June 23, 2016, the UK electorate voted to leave the European Union. The referendum was advisory rather than mandatory a... June 15, 2016 Client Update The New EU Market Abuse Regulation: Key Issues for U.S. Issuers This client memorandum looks at some of the key aspects of the new EU Market Abuse Regulation, which will apply to U.S. is... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
August 5, 2016 Client Update Issue 3: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and calendar The impact of Brexit on the UK’s implementation of TLAC/MREL Bankers’ bonuses and Br...
July 29, 2016 Client Update SEC Proposes New and Enhanced Order Handling Disclosure Requirements On July 13, 2016, the Securities and Exchange Commission (“SEC”) proposed amendments (the “Proposal”) to Rule 606 ...
July 28, 2016 Articles & Books TCH Releases White Paper on the Custody Services Provided by Banks On July 28, 2016, The Clearing House issued a white paper, The Custody Services of Banks, which describes the role of bank...
July 27, 2016 Client Update FINRA Proposes Reporting Requirements for Treasury Securities In July 18, 2016, FINRA filed with the SEC a proposal that would expand the TRACE reporting rules to require FINRA members...
July 22, 2016 Client Update Issue 2: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and calendar Clearing of euro-denominated securities The UK’s anti-money laundering regime Sinc...
July 19, 2016 Client Update Dodd-Frank Progress Report - Six-Year Anniversary As of July 19, 2016, 271 rulemaking deadlines have passed. Of the 271 rulemaking requirements with deadlines that have pas...
July 15, 2016 Articles & Books Financial Regulation: Law and Policy This textbook aims to completely revamp the law school curriculum for financial regulation and policy by teaching students...
July 9, 2016 Client Update Issue 1: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and Calendar The Third Country Passport under MifIR – Panacea for Post Passport Pain? The Impact of...
June 24, 2016 Client Update Legal Implications of Brexit On June 23, 2016, the UK electorate voted to leave the European Union. The referendum was advisory rather than mandatory a...
June 15, 2016 Client Update The New EU Market Abuse Regulation: Key Issues for U.S. Issuers This client memorandum looks at some of the key aspects of the new EU Market Abuse Regulation, which will apply to U.S. is...