Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights January 4, 2016 Client Update Dodd-Frank Progress Report - Fourth Quarter 2015 Since September 30, 2015, 18 rulemaking requirements were finalized and no rulemaking requirements were proposed. As of t... December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti... December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ... December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar... November 19, 2015 Client Update European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation This edition of our European Regulatory Snapshot looks at the key aspects of Consultation Paper 15/35 issued by the FCA on... November 12, 2015 Client Update U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules The U.S. banking regulators’ have adopted final uncleared swap margin, capital and segregation requirements and an inter... November 10, 2015 Client Update Federal Reserve’s Proposed Rule on TLAC and Eligible LTD Following is the Davis Polk visual memorandum analyzing the Federal Reserve’s proposed rule on total loss-absorbing capa... November 6, 2015 Articles & Books CFTC’s Clearinghouse Exemptive Regime The CFTC has acted on its long-stated intention to establish an exemptive regime for comparably regulated foreign swaps cl... November 3, 2015 Articles & Books The Perils of a Middle Road to Regulating Systemic Risk: The Volcker Rule’s Risk Backstop Provisions The Dodd-Frank Act, enacted after the global financial crisis, requires U.S. financial regulators to define and regulate s... November 2, 2015 Articles & Books Regulating Finance: Dodd-Frank Decoded An Interview with Partner Annette Nazareth The Dodd-Frank Act was enacted as a response to the Great Recession of 2007, bu... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
January 4, 2016 Client Update Dodd-Frank Progress Report - Fourth Quarter 2015 Since September 30, 2015, 18 rulemaking requirements were finalized and no rulemaking requirements were proposed. As of t...
December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti...
December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ...
December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar...
November 19, 2015 Client Update European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation This edition of our European Regulatory Snapshot looks at the key aspects of Consultation Paper 15/35 issued by the FCA on...
November 12, 2015 Client Update U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules The U.S. banking regulators’ have adopted final uncleared swap margin, capital and segregation requirements and an inter...
November 10, 2015 Client Update Federal Reserve’s Proposed Rule on TLAC and Eligible LTD Following is the Davis Polk visual memorandum analyzing the Federal Reserve’s proposed rule on total loss-absorbing capa...
November 6, 2015 Articles & Books CFTC’s Clearinghouse Exemptive Regime The CFTC has acted on its long-stated intention to establish an exemptive regime for comparably regulated foreign swaps cl...
November 3, 2015 Articles & Books The Perils of a Middle Road to Regulating Systemic Risk: The Volcker Rule’s Risk Backstop Provisions The Dodd-Frank Act, enacted after the global financial crisis, requires U.S. financial regulators to define and regulate s...
November 2, 2015 Articles & Books Regulating Finance: Dodd-Frank Decoded An Interview with Partner Annette Nazareth The Dodd-Frank Act was enacted as a response to the Great Recession of 2007, bu...