Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights March 4, 2025 Client Update Changing the guard: CFTC announces new enforcement policy Less than two years after announcing a more aggressive approach to enforcement, the CFTC Division of Enforcement has issue... February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c... January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ... January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro... January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki... December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ... See more insights February 12, 2024 Client Update Let’s make a dealer: Active trading firms risk being considered “dealers” under new SEC rules While scaled back from the original proposal, the final rules expand the scope of firms required to register as dealers as... February 6, 2024 Client Update The OCC’s proposed revisions to bank merger standards – A missed opportunity for certainty The OCC’s proposed changes to its approach to Bank Merger Act applications are a missed opportunity to provide certainty... January 11, 2024 Articles & Books Financial regulators contend with M&A and evolving fintech sector Davis Polk partners David Portilla and Gabe Rosenberg authored “Financial regulators contend with M&A and evolving finte... January 8, 2024 Client Update Russia sanctions update: U.S. expands secondary sanctions regime for foreign financial institutions The United States continues to expand sanctions targeting Russia. A new executive order authorizes OFAC to impose secondar... January 4, 2024 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored an update to a chapter in the second edition of Broker-Dealer Regulation, “... January 4, 2024 Client Update FSOC 2023 Annual Report: Takeaways and observations The Financial Stability Oversight Council released its 2023 Annual Report, highlighting its 2023 activities, significant f... December 28, 2023 Client Update FinCEN releases final rule on access to beneficial ownership information FinCEN released its long-awaited final rule governing access to the national database of beneficial ownership information.... December 19, 2023 Client Update Updated draft of the Short Selling Regulations 2024 published On 22 November 2023, an updated draft of the Short Selling Regulations 2024 was published. It provides greater detail on t... December 6, 2023 Client Update FinCEN extends Beneficial Ownership Information Reporting deadline for companies created in 2024 FinCEN finalized a rule that gives reporting companies created in 2024 90 days to submit their initial reports to FinCEN. November 30, 2023 Client Update Second Circuit reaffirms application of section 546(e) safe harbor The Second Circuit reaffirmed that the safe harbor of section 546(e) of the Bankruptcy Code protects transfers made in con... Load More
March 4, 2025 Client Update Changing the guard: CFTC announces new enforcement policy Less than two years after announcing a more aggressive approach to enforcement, the CFTC Division of Enforcement has issue...
February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c...
January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ...
January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro...
January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki...
December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ...
February 12, 2024 Client Update Let’s make a dealer: Active trading firms risk being considered “dealers” under new SEC rules While scaled back from the original proposal, the final rules expand the scope of firms required to register as dealers as...
February 6, 2024 Client Update The OCC’s proposed revisions to bank merger standards – A missed opportunity for certainty The OCC’s proposed changes to its approach to Bank Merger Act applications are a missed opportunity to provide certainty...
January 11, 2024 Articles & Books Financial regulators contend with M&A and evolving fintech sector Davis Polk partners David Portilla and Gabe Rosenberg authored “Financial regulators contend with M&A and evolving finte...
January 8, 2024 Client Update Russia sanctions update: U.S. expands secondary sanctions regime for foreign financial institutions The United States continues to expand sanctions targeting Russia. A new executive order authorizes OFAC to impose secondar...
January 4, 2024 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored an update to a chapter in the second edition of Broker-Dealer Regulation, “...
January 4, 2024 Client Update FSOC 2023 Annual Report: Takeaways and observations The Financial Stability Oversight Council released its 2023 Annual Report, highlighting its 2023 activities, significant f...
December 28, 2023 Client Update FinCEN releases final rule on access to beneficial ownership information FinCEN released its long-awaited final rule governing access to the national database of beneficial ownership information....
December 19, 2023 Client Update Updated draft of the Short Selling Regulations 2024 published On 22 November 2023, an updated draft of the Short Selling Regulations 2024 was published. It provides greater detail on t...
December 6, 2023 Client Update FinCEN extends Beneficial Ownership Information Reporting deadline for companies created in 2024 FinCEN finalized a rule that gives reporting companies created in 2024 90 days to submit their initial reports to FinCEN.
November 30, 2023 Client Update Second Circuit reaffirms application of section 546(e) safe harbor The Second Circuit reaffirmed that the safe harbor of section 546(e) of the Bankruptcy Code protects transfers made in con...