Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights October 13, 2016 Client Update New York State Department of Financial Services Proposes New Cybersecurity Regulations In September 2016, the New York State Department of Financial Services (the “NYDFS”) proposed new cybersecurity regula... September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power... September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea... September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto... September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB... September 13, 2016 Client Update FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents The SEC recently approved a FINRA proposal to establish a new limited membership category for broker-dealers engaged solel... September 9, 2016 Client Update The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates Yesterday, the Federal Reserve, OCC and FDIC issued the long-expected report to Congress and the FSOC, as required under s... September 1, 2016 Client Update Issue 5: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit and anti-trust Prospects for the Prospectus Directive As we go to press, the UK cabin... August 22, 2016 Client Update SEC Adopts Amendments to Regulation SBSR On July 14, 2016, the Securities and Exchange Commission adopted amendments to and provided guidance on Regulation SBSR, i... August 19, 2016 Client Update Issue 4: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit – a ‘reset’ of fiscal policy? Brexit’s implications for the regulation of cred... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
October 13, 2016 Client Update New York State Department of Financial Services Proposes New Cybersecurity Regulations In September 2016, the New York State Department of Financial Services (the “NYDFS”) proposed new cybersecurity regula...
September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power...
September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea...
September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto...
September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB...
September 13, 2016 Client Update FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents The SEC recently approved a FINRA proposal to establish a new limited membership category for broker-dealers engaged solel...
September 9, 2016 Client Update The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates Yesterday, the Federal Reserve, OCC and FDIC issued the long-expected report to Congress and the FSOC, as required under s...
September 1, 2016 Client Update Issue 5: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit and anti-trust Prospects for the Prospectus Directive As we go to press, the UK cabin...
August 22, 2016 Client Update SEC Adopts Amendments to Regulation SBSR On July 14, 2016, the Securities and Exchange Commission adopted amendments to and provided guidance on Regulation SBSR, i...
August 19, 2016 Client Update Issue 4: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit – a ‘reset’ of fiscal policy? Brexit’s implications for the regulation of cred...