Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights July 9, 2016 Client Update Issue 1: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and Calendar The Third Country Passport under MifIR – Panacea for Post Passport Pain? The Impact of... June 24, 2016 Client Update Legal Implications of Brexit On June 23, 2016, the UK electorate voted to leave the European Union. The referendum was advisory rather than mandatory a... June 15, 2016 Client Update The New EU Market Abuse Regulation: Key Issues for U.S. Issuers This client memorandum looks at some of the key aspects of the new EU Market Abuse Regulation, which will apply to U.S. is... June 6, 2016 Articles & Books Security-Based Swap Dealers: Tackling the Business Conduct Rules This article first appeared in Compliance Reporter. The Securities and Exchange Commission recently finalized its business... June 2, 2016 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - June 2016 With ongoing pressure on companies that are past the IPO stage to update or modify their corporate governance practices to... May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en... May 24, 2016 Client Update SEC Adopts Business Conduct Rules for Security-Based Swap Dealers The SEC adopted Business Conduct Rules for security-based swap dealers on April 14, 2016. The Business Conduct Rules addr... May 2, 2016 Client Update Incentive Compensation for Financial Institutions: Reproposal Following is the Davis Polk visual memorandum reporting on the proposed rule jointly issued by four of the six Agencies im... April 18, 2016 Client Update Department of Labor’s Final Rule Defining Fiduciary Investment Advice and Conflicts of Interest On April 6, 2016, the U.S. Department of Labor (the “DOL”) issued final regulations expanding the definition of a “f... April 18, 2016 Articles & Books Security-Based Swap Dealers: Gearing Up for Registration This article first appeared in Compliance Reporter. The Securities and Exchange Commission is slowly finalizing its rules ... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
July 9, 2016 Client Update Issue 1: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and Calendar The Third Country Passport under MifIR – Panacea for Post Passport Pain? The Impact of...
June 24, 2016 Client Update Legal Implications of Brexit On June 23, 2016, the UK electorate voted to leave the European Union. The referendum was advisory rather than mandatory a...
June 15, 2016 Client Update The New EU Market Abuse Regulation: Key Issues for U.S. Issuers This client memorandum looks at some of the key aspects of the new EU Market Abuse Regulation, which will apply to U.S. is...
June 6, 2016 Articles & Books Security-Based Swap Dealers: Tackling the Business Conduct Rules This article first appeared in Compliance Reporter. The Securities and Exchange Commission recently finalized its business...
June 2, 2016 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - June 2016 With ongoing pressure on companies that are past the IPO stage to update or modify their corporate governance practices to...
May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en...
May 24, 2016 Client Update SEC Adopts Business Conduct Rules for Security-Based Swap Dealers The SEC adopted Business Conduct Rules for security-based swap dealers on April 14, 2016. The Business Conduct Rules addr...
May 2, 2016 Client Update Incentive Compensation for Financial Institutions: Reproposal Following is the Davis Polk visual memorandum reporting on the proposed rule jointly issued by four of the six Agencies im...
April 18, 2016 Client Update Department of Labor’s Final Rule Defining Fiduciary Investment Advice and Conflicts of Interest On April 6, 2016, the U.S. Department of Labor (the “DOL”) issued final regulations expanding the definition of a “f...
April 18, 2016 Articles & Books Security-Based Swap Dealers: Gearing Up for Registration This article first appeared in Compliance Reporter. The Securities and Exchange Commission is slowly finalizing its rules ...