Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights November 11, 2016 Articles & Books FINRA's Approval Requirement: Considerations for Non-US Acquirers of US Broker-Dealers It is widely known that in order to complete deals involving US companies, non-US firms must successfully navigate a labyr... November 4, 2016 Client Update Brexit: Article 50 and the Miller Case In a ruling released yesterday morning, three senior judges of the High Court of Justice of England and Wales (the “High... November 4, 2016 Client Update OCC Announces Innovation Framework – Rejects Sandbox Editor’s note: this post has been edited since the date of its original publication. On October 26, 2016, the Office of ... October 31, 2016 Client Update Banking Regulators Float Broad Cyber Risk Approach In October 2016, the U.S. federal banking agencies jointly issued an advance notice of proposed rulemaking regarding enhan... October 24, 2016 Client Update Issue 8: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction The ‘Great Repeal Bill’: the many unanswered questions AIFMD and Brexit As we move to... October 19, 2016 Client Update Security-Based Swap Implementation Timing Update This is the first in a series of timing updates relating to the SEC’s security-based swap rules. The purpose of these up... October 17, 2016 Client Update What's Next for PHH v. CFPB? Not surprisingly, the many media and political reactions to the PHH Corp. v. CFPB decision have reflected the competing st... October 13, 2016 Client Update New York State Department of Financial Services Proposes New Cybersecurity Regulations In September 2016, the New York State Department of Financial Services (the “NYDFS”) proposed new cybersecurity regula... September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power... September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
November 11, 2016 Articles & Books FINRA's Approval Requirement: Considerations for Non-US Acquirers of US Broker-Dealers It is widely known that in order to complete deals involving US companies, non-US firms must successfully navigate a labyr...
November 4, 2016 Client Update Brexit: Article 50 and the Miller Case In a ruling released yesterday morning, three senior judges of the High Court of Justice of England and Wales (the “High...
November 4, 2016 Client Update OCC Announces Innovation Framework – Rejects Sandbox Editor’s note: this post has been edited since the date of its original publication. On October 26, 2016, the Office of ...
October 31, 2016 Client Update Banking Regulators Float Broad Cyber Risk Approach In October 2016, the U.S. federal banking agencies jointly issued an advance notice of proposed rulemaking regarding enhan...
October 24, 2016 Client Update Issue 8: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction The ‘Great Repeal Bill’: the many unanswered questions AIFMD and Brexit As we move to...
October 19, 2016 Client Update Security-Based Swap Implementation Timing Update This is the first in a series of timing updates relating to the SEC’s security-based swap rules. The purpose of these up...
October 17, 2016 Client Update What's Next for PHH v. CFPB? Not surprisingly, the many media and political reactions to the PHH Corp. v. CFPB decision have reflected the competing st...
October 13, 2016 Client Update New York State Department of Financial Services Proposes New Cybersecurity Regulations In September 2016, the New York State Department of Financial Services (the “NYDFS”) proposed new cybersecurity regula...
September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power...
September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea...