Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights October 24, 2016 Client Update Issue 8: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction The ‘Great Repeal Bill’: the many unanswered questions AIFMD and Brexit As we move to... October 19, 2016 Client Update Security-Based Swap Implementation Timing Update This is the first in a series of timing updates relating to the SEC’s security-based swap rules. The purpose of these up... October 17, 2016 Client Update What's Next for PHH v. CFPB? Not surprisingly, the many media and political reactions to the PHH Corp. v. CFPB decision have reflected the competing st... October 13, 2016 Client Update New York State Department of Financial Services Proposes New Cybersecurity Regulations In September 2016, the New York State Department of Financial Services (the “NYDFS”) proposed new cybersecurity regula... September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power... September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea... September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto... September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB... September 13, 2016 Client Update FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents The SEC recently approved a FINRA proposal to establish a new limited membership category for broker-dealers engaged solel... September 9, 2016 Client Update The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates Yesterday, the Federal Reserve, OCC and FDIC issued the long-expected report to Congress and the FSOC, as required under s... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
October 24, 2016 Client Update Issue 8: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction The ‘Great Repeal Bill’: the many unanswered questions AIFMD and Brexit As we move to...
October 19, 2016 Client Update Security-Based Swap Implementation Timing Update This is the first in a series of timing updates relating to the SEC’s security-based swap rules. The purpose of these up...
October 17, 2016 Client Update What's Next for PHH v. CFPB? Not surprisingly, the many media and political reactions to the PHH Corp. v. CFPB decision have reflected the competing st...
October 13, 2016 Client Update New York State Department of Financial Services Proposes New Cybersecurity Regulations In September 2016, the New York State Department of Financial Services (the “NYDFS”) proposed new cybersecurity regula...
September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power...
September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea...
September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto...
September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB...
September 13, 2016 Client Update FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents The SEC recently approved a FINRA proposal to establish a new limited membership category for broker-dealers engaged solel...
September 9, 2016 Client Update The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates Yesterday, the Federal Reserve, OCC and FDIC issued the long-expected report to Congress and the FSOC, as required under s...