Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... July 7, 2025 Client Update FinCEN and banking agencies allow banks to collect customers’ SSNs from third parties In a significant step towards modernizing Bank Secrecy Act compliance, FinCEN and the federal banking agencies are providi... May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr... April 3, 2025 Client Update Ten letters – House Republicans call on the financial regulators to change course House Republicans have set forth their agenda for the financial regulators. Our deck organizes, by agency, the full list ... March 14, 2025 Client Update An update: Seven easy pieces for crypto regulation The SEC has moved with stunning alacrity to put crypto regulation on a sustainable footing. Even as Congress continues to ... See more insights October 13, 2016 Client Update New York State Department of Financial Services Proposes New Cybersecurity Regulations In September 2016, the New York State Department of Financial Services (the “NYDFS”) proposed new cybersecurity regula... September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power... September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea... September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto... September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB... September 13, 2016 Client Update FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents The SEC recently approved a FINRA proposal to establish a new limited membership category for broker-dealers engaged solel... September 9, 2016 Client Update The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates Yesterday, the Federal Reserve, OCC and FDIC issued the long-expected report to Congress and the FSOC, as required under s... September 1, 2016 Client Update Issue 5: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit and anti-trust Prospects for the Prospectus Directive As we go to press, the UK cabin... August 22, 2016 Client Update SEC Adopts Amendments to Regulation SBSR On July 14, 2016, the Securities and Exchange Commission adopted amendments to and provided guidance on Regulation SBSR, i... August 19, 2016 Client Update Issue 4: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit – a ‘reset’ of fiscal policy? Brexit’s implications for the regulation of cred... Load More
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
July 7, 2025 Client Update FinCEN and banking agencies allow banks to collect customers’ SSNs from third parties In a significant step towards modernizing Bank Secrecy Act compliance, FinCEN and the federal banking agencies are providi...
May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr...
April 3, 2025 Client Update Ten letters – House Republicans call on the financial regulators to change course House Republicans have set forth their agenda for the financial regulators. Our deck organizes, by agency, the full list ...
March 14, 2025 Client Update An update: Seven easy pieces for crypto regulation The SEC has moved with stunning alacrity to put crypto regulation on a sustainable footing. Even as Congress continues to ...
October 13, 2016 Client Update New York State Department of Financial Services Proposes New Cybersecurity Regulations In September 2016, the New York State Department of Financial Services (the “NYDFS”) proposed new cybersecurity regula...
September 30, 2016 Client Update Issue 7: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction French pitch for Paris to become Europe’s financial center A regime with sticking power...
September 30, 2016 Client Update SEC Proposes T+2 Settlement Cycle On September 28, in a long-anticipated move, the SEC proposed to shorten the standard settlement cycle for most broker-dea...
September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto...
September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB...
September 13, 2016 Client Update FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents The SEC recently approved a FINRA proposal to establish a new limited membership category for broker-dealers engaged solel...
September 9, 2016 Client Update The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates Yesterday, the Federal Reserve, OCC and FDIC issued the long-expected report to Congress and the FSOC, as required under s...
September 1, 2016 Client Update Issue 5: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit and anti-trust Prospects for the Prospectus Directive As we go to press, the UK cabin...
August 22, 2016 Client Update SEC Adopts Amendments to Regulation SBSR On July 14, 2016, the Securities and Exchange Commission adopted amendments to and provided guidance on Regulation SBSR, i...
August 19, 2016 Client Update Issue 4: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit – a ‘reset’ of fiscal policy? Brexit’s implications for the regulation of cred...