Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights June 26, 2017 Client Update Issue 12: Lex et Brexit — Supervisory Convergence in Financial Services and Proposals Amend the EMIR Supervisory Regime IN THIS ISSUE: Introduction Supervisory Convergence in Financial Services Proposals to amend the EMIR Supervisory Regime ... May 18, 2017 Client Update Trump Administration Continues Iran Deal by Executing Waiver in “National Security Interest” The State Department confirmed in a May 17, 2017, press release that the Trump administration has continued the United Sta... May 15, 2017 Client Update CFTC’s Project KISS Gets Underway: Giancarlo Makes the First Move Few have embraced President Trump’s Executive Order on Core Principles for Regulating the U.S. Financial System as swift... May 12, 2017 Client Update What We are Reading - Letters to the Treasury Secretary and His Staff There is no shortage of ideas from the financial sector on how to rebalance financial sector regulation judging by the man... May 8, 2017 Client Update Financial CHOICE Act 2.0 Passes House Financial Services Committee A revised version of the Financial CHOICE Act (commonly referred to as CHOICE Act 2.0) was passed by the House Financial S... April 27, 2017 Client Update FINRA Proposes Desk Commentary Safe Harbor FINRA has published a regulatory notice requesting comment on a long-awaited proposal to create a safe harbor that will ex... April 25, 2017 Client Update The Presidential Memorandum on the Orderly Liquidation Authority - Another Look President Trump issued a Presidential Memorandum last Friday, April 21, which directed the Treasury Secretary to conduct a... April 19, 2017 Client Update Nuclear Certification to Congress Confirms Iran’s Compliance but Stresses Policy Review The Trump administration’s first certification to Congress regarding Iranian nuclear compliance focused more on Iran’s... April 5, 2017 Client Update DOL Fiduciary Rule: Officially Delayed for Now, with More to Come As expected, the DOL has officially delayed the applicability date of the fiduciary rule to June 9, 2017 (the rule was ori... April 5, 2017 Client Update Issue 11: Lex et Brexit — Cross-border models for financial services and SEs and cross-border mergers IN THIS ISSUE: Introduction Cross-border models for financial services Societas Europea and cross-border mergers ... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
June 26, 2017 Client Update Issue 12: Lex et Brexit — Supervisory Convergence in Financial Services and Proposals Amend the EMIR Supervisory Regime IN THIS ISSUE: Introduction Supervisory Convergence in Financial Services Proposals to amend the EMIR Supervisory Regime ...
May 18, 2017 Client Update Trump Administration Continues Iran Deal by Executing Waiver in “National Security Interest” The State Department confirmed in a May 17, 2017, press release that the Trump administration has continued the United Sta...
May 15, 2017 Client Update CFTC’s Project KISS Gets Underway: Giancarlo Makes the First Move Few have embraced President Trump’s Executive Order on Core Principles for Regulating the U.S. Financial System as swift...
May 12, 2017 Client Update What We are Reading - Letters to the Treasury Secretary and His Staff There is no shortage of ideas from the financial sector on how to rebalance financial sector regulation judging by the man...
May 8, 2017 Client Update Financial CHOICE Act 2.0 Passes House Financial Services Committee A revised version of the Financial CHOICE Act (commonly referred to as CHOICE Act 2.0) was passed by the House Financial S...
April 27, 2017 Client Update FINRA Proposes Desk Commentary Safe Harbor FINRA has published a regulatory notice requesting comment on a long-awaited proposal to create a safe harbor that will ex...
April 25, 2017 Client Update The Presidential Memorandum on the Orderly Liquidation Authority - Another Look President Trump issued a Presidential Memorandum last Friday, April 21, which directed the Treasury Secretary to conduct a...
April 19, 2017 Client Update Nuclear Certification to Congress Confirms Iran’s Compliance but Stresses Policy Review The Trump administration’s first certification to Congress regarding Iranian nuclear compliance focused more on Iran’s...
April 5, 2017 Client Update DOL Fiduciary Rule: Officially Delayed for Now, with More to Come As expected, the DOL has officially delayed the applicability date of the fiduciary rule to June 9, 2017 (the rule was ori...
April 5, 2017 Client Update Issue 11: Lex et Brexit — Cross-border models for financial services and SEs and cross-border mergers IN THIS ISSUE: Introduction Cross-border models for financial services Societas Europea and cross-border mergers ...