Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights November 2, 2017 Client Update FINRA Establishes New Registration and Qualification Requirements FINRA announced that new rules governing the registration and qualification of member firms’ associated persons will bec... October 30, 2017 Client Update Treasury Asset Management and Insurance Report Makes Three Recommendations Tied to the Volcker Rule Buried in the latest Treasury Report, the third in a series, are important gems on the Volcker Rule and on the concept of ... October 18, 2017 Client Update Treasury Chimes in on Equity Market Structure The Treasury Department’s recent report on capital markets regulation includes a robust discussion of equity market stru... October 17, 2017 Client Update Treasury Report Recommends Additional Process and Constraints for Market Regulators The U.S. Treasury’s new Capital Markets Report recommends additional administrative requirements for regulatory actions ... October 16, 2017 Client Update OCC Brings Common Sense to CRA Ratings The OCC’s recent revision to its Community Reinvestment Act examination and ratings policies is a welcome first step in ... October 16, 2017 Client Update President Trump Decertifies the Iran Deal – What Happens Next? On October 13, 2017, President Trump announced that he would not make a quarterly certification required by the Iran Nucle... October 11, 2017 Client Update CFTC Chairman Requests Additional Year to Evaluate the Swap Dealer De Minimis Threshold CFTC Chairman Giancarlo testified this morning that he intends to delay for an additional year a decision on whether to mo... October 11, 2017 Client Update Review of Volcker Rule Comment Letters The Office of the Comptroller of the Currency (the “OCC”) took a first formal step in evaluating how the regulations i... October 9, 2017 Client Update Security Concerns Prompt Questions Regarding Whether the SEC Should Delay the CAT In the wake of a highly-publicized cybersecurity breach involving the SEC’s EDGAR system, SEC Chairman Jay Clayton has b... October 4, 2017 Client Update Congress Passes the FAIR Act, with New Tool to Nudge the SEC On September 27, 2017, Congress passed the Fair Access to Investment Research Act of 2017 (the “FAIR Act”), sending th... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
November 2, 2017 Client Update FINRA Establishes New Registration and Qualification Requirements FINRA announced that new rules governing the registration and qualification of member firms’ associated persons will bec...
October 30, 2017 Client Update Treasury Asset Management and Insurance Report Makes Three Recommendations Tied to the Volcker Rule Buried in the latest Treasury Report, the third in a series, are important gems on the Volcker Rule and on the concept of ...
October 18, 2017 Client Update Treasury Chimes in on Equity Market Structure The Treasury Department’s recent report on capital markets regulation includes a robust discussion of equity market stru...
October 17, 2017 Client Update Treasury Report Recommends Additional Process and Constraints for Market Regulators The U.S. Treasury’s new Capital Markets Report recommends additional administrative requirements for regulatory actions ...
October 16, 2017 Client Update OCC Brings Common Sense to CRA Ratings The OCC’s recent revision to its Community Reinvestment Act examination and ratings policies is a welcome first step in ...
October 16, 2017 Client Update President Trump Decertifies the Iran Deal – What Happens Next? On October 13, 2017, President Trump announced that he would not make a quarterly certification required by the Iran Nucle...
October 11, 2017 Client Update CFTC Chairman Requests Additional Year to Evaluate the Swap Dealer De Minimis Threshold CFTC Chairman Giancarlo testified this morning that he intends to delay for an additional year a decision on whether to mo...
October 11, 2017 Client Update Review of Volcker Rule Comment Letters The Office of the Comptroller of the Currency (the “OCC”) took a first formal step in evaluating how the regulations i...
October 9, 2017 Client Update Security Concerns Prompt Questions Regarding Whether the SEC Should Delay the CAT In the wake of a highly-publicized cybersecurity breach involving the SEC’s EDGAR system, SEC Chairman Jay Clayton has b...
October 4, 2017 Client Update Congress Passes the FAIR Act, with New Tool to Nudge the SEC On September 27, 2017, Congress passed the Fair Access to Investment Research Act of 2017 (the “FAIR Act”), sending th...