Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr... See more insights July 18, 2019 Client Update Chairman Jay Clayton Announces Change in SEC Waiver Process Earlier this month, SEC Chairman Jay Clayton issued a statement announcing a change in the SEC’s waiver application proc... July 17, 2019 Client Update Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA The Federal Reserve, OCC, FDIC, SEC and CFTC adopted final amendments on July 9, 2019 implementing the small-bank exclusio... July 16, 2019 Client Update Davis Polk Comments on Federal Reserve’s Proposed Rule on Controlling Influence Davis Polk submitted a comment letter to the Board of Governors of the Federal Reserve System (Federal Reserve) on its not... July 12, 2019 Client Update SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions Broker-dealer custody of on-blockchain assets has been a key hurdle in the development of a more regulated financial infra... July 12, 2019 Client Update Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules On June 21, 2019, the SEC adopted security-based swap (SBS) capital, margin and segregation requirements (the SEC Rules) f... June 27, 2019 Client Update Additional Clarity Could be Coming on the CFPB’s “Abusive” Acts or Practices Authority—But Don’t Hold Your Breath The main lesson from the CFPB symposium on “abusive acts or practices” is that there won’t be any clarity anytime so... June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst... June 26, 2019 Client Update Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process House Financial Services Committee Chair Maxine Waters (D-CA) has released a discussion draft of legislation to amend the ... June 26, 2019 Client Update SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption The Supreme Court has updated an important Freedom of Information Act (“FOIA”) exemption for the digital age. In Food... June 26, 2019 Client Update U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps The U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission and the U.K. Financial Conduct ... Load More
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr...
July 18, 2019 Client Update Chairman Jay Clayton Announces Change in SEC Waiver Process Earlier this month, SEC Chairman Jay Clayton issued a statement announcing a change in the SEC’s waiver application proc...
July 17, 2019 Client Update Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA The Federal Reserve, OCC, FDIC, SEC and CFTC adopted final amendments on July 9, 2019 implementing the small-bank exclusio...
July 16, 2019 Client Update Davis Polk Comments on Federal Reserve’s Proposed Rule on Controlling Influence Davis Polk submitted a comment letter to the Board of Governors of the Federal Reserve System (Federal Reserve) on its not...
July 12, 2019 Client Update SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions Broker-dealer custody of on-blockchain assets has been a key hurdle in the development of a more regulated financial infra...
July 12, 2019 Client Update Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules On June 21, 2019, the SEC adopted security-based swap (SBS) capital, margin and segregation requirements (the SEC Rules) f...
June 27, 2019 Client Update Additional Clarity Could be Coming on the CFPB’s “Abusive” Acts or Practices Authority—But Don’t Hold Your Breath The main lesson from the CFPB symposium on “abusive acts or practices” is that there won’t be any clarity anytime so...
June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst...
June 26, 2019 Client Update Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process House Financial Services Committee Chair Maxine Waters (D-CA) has released a discussion draft of legislation to amend the ...
June 26, 2019 Client Update SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption The Supreme Court has updated an important Freedom of Information Act (“FOIA”) exemption for the digital age. In Food...
June 26, 2019 Client Update U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps The U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission and the U.K. Financial Conduct ...