Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights January 30, 2020 Client Update SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices The SEC Office of Compliance Inspections and Examinations (OCIE) recently published observations related to cybersecurity ... January 22, 2020 Client Update CFIUS Issues Final FIRRMA Regulations On January 13, 2020, the U.S. Treasury Department promulgated its final regulations implementing the Foreign Investment Ri... January 22, 2020 Client Update CFTC Staff Clarifies Guidance Regarding CCO Annual Reports The CFTC’s Division of Swap Dealer and Intermediary Oversight recently issued a statement recognizing that CCOs may face... January 21, 2020 Client Update House Passes 8-K Trading Gap Act Last week, the House overwhelmingly passed legislation aimed at closing what lawmakers have called a “loophole” for in... January 17, 2020 Client Update Federal Banking Agencies Recognize the Rise of Index Funds and Passive Investing In a welcome move, two recent actions by the Federal Reserve, OCC and FDIC (the Banking Agencies) recognize the increasing... January 16, 2020 Client Update Encouraging Innovation: Brokered Deposits—What Fintechs Need to Know to Partner with Banks under the FDIC’s Proposed Regulations In a step forward for the digital transformation of banking and partnerships between banks and fintechs, the FDIC released... January 15, 2020 Client Update FSOC Shift to an Activities-Based Approach Signals an Emphasis on the Risks to Financial Stability from Digital Transformation The Financial Stability Oversight Council’s (FSOC) recently revised guidelines (the 2019 Guidelines) on how it will iden... January 14, 2020 Client Update “Maximum Pressure” to the Max: United States Sanctions Additional Sectors of Iran’s Economy On January 10, 2020, President Trump issued Executive order 13902 (“E.O. 13902”) which authorizes the U.S. Department ... January 13, 2020 Client Update Financial Institutions Enforcement Update To assist legal and compliance officers of financial institutions, this memorandum summarizes key recent developments in c... January 8, 2020 Client Update The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption On December 10, 2019, the CFTC reopened the comment period for the proposed capital requirements for swap dealers and majo... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
January 30, 2020 Client Update SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices The SEC Office of Compliance Inspections and Examinations (OCIE) recently published observations related to cybersecurity ...
January 22, 2020 Client Update CFIUS Issues Final FIRRMA Regulations On January 13, 2020, the U.S. Treasury Department promulgated its final regulations implementing the Foreign Investment Ri...
January 22, 2020 Client Update CFTC Staff Clarifies Guidance Regarding CCO Annual Reports The CFTC’s Division of Swap Dealer and Intermediary Oversight recently issued a statement recognizing that CCOs may face...
January 21, 2020 Client Update House Passes 8-K Trading Gap Act Last week, the House overwhelmingly passed legislation aimed at closing what lawmakers have called a “loophole” for in...
January 17, 2020 Client Update Federal Banking Agencies Recognize the Rise of Index Funds and Passive Investing In a welcome move, two recent actions by the Federal Reserve, OCC and FDIC (the Banking Agencies) recognize the increasing...
January 16, 2020 Client Update Encouraging Innovation: Brokered Deposits—What Fintechs Need to Know to Partner with Banks under the FDIC’s Proposed Regulations In a step forward for the digital transformation of banking and partnerships between banks and fintechs, the FDIC released...
January 15, 2020 Client Update FSOC Shift to an Activities-Based Approach Signals an Emphasis on the Risks to Financial Stability from Digital Transformation The Financial Stability Oversight Council’s (FSOC) recently revised guidelines (the 2019 Guidelines) on how it will iden...
January 14, 2020 Client Update “Maximum Pressure” to the Max: United States Sanctions Additional Sectors of Iran’s Economy On January 10, 2020, President Trump issued Executive order 13902 (“E.O. 13902”) which authorizes the U.S. Department ...
January 13, 2020 Client Update Financial Institutions Enforcement Update To assist legal and compliance officers of financial institutions, this memorandum summarizes key recent developments in c...
January 8, 2020 Client Update The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption On December 10, 2019, the CFTC reopened the comment period for the proposed capital requirements for swap dealers and majo...