Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... July 7, 2025 Client Update FinCEN and banking agencies allow banks to collect customers’ SSNs from third parties In a significant step towards modernizing Bank Secrecy Act compliance, FinCEN and the federal banking agencies are providi... May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr... April 3, 2025 Client Update Ten letters – House Republicans call on the financial regulators to change course House Republicans have set forth their agenda for the financial regulators. Our deck organizes, by agency, the full list ... March 14, 2025 Client Update An update: Seven easy pieces for crypto regulation The SEC has moved with stunning alacrity to put crypto regulation on a sustainable footing. Even as Congress continues to ... See more insights July 17, 2019 Client Update Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA The Federal Reserve, OCC, FDIC, SEC and CFTC adopted final amendments on July 9, 2019 implementing the small-bank exclusio... July 16, 2019 Client Update Davis Polk Comments on Federal Reserve’s Proposed Rule on Controlling Influence Davis Polk submitted a comment letter to the Board of Governors of the Federal Reserve System (Federal Reserve) on its not... July 12, 2019 Client Update SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions Broker-dealer custody of on-blockchain assets has been a key hurdle in the development of a more regulated financial infra... July 12, 2019 Client Update Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules On June 21, 2019, the SEC adopted security-based swap (SBS) capital, margin and segregation requirements (the SEC Rules) f... June 27, 2019 Client Update Additional Clarity Could be Coming on the CFPB’s “Abusive” Acts or Practices Authority—But Don’t Hold Your Breath The main lesson from the CFPB symposium on “abusive acts or practices” is that there won’t be any clarity anytime so... June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst... June 26, 2019 Client Update Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process House Financial Services Committee Chair Maxine Waters (D-CA) has released a discussion draft of legislation to amend the ... June 26, 2019 Client Update SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption The Supreme Court has updated an important Freedom of Information Act (“FOIA”) exemption for the digital age. In Food... June 26, 2019 Client Update U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps The U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission and the U.K. Financial Conduct ... June 25, 2019 Client Update New Economic Sanctions on Iran: More Sound than Fury On June 24, 2019, President Trump signed an Executive Order (“EO” or “Order”) imposing new economic sanctions on t... Load More
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
July 7, 2025 Client Update FinCEN and banking agencies allow banks to collect customers’ SSNs from third parties In a significant step towards modernizing Bank Secrecy Act compliance, FinCEN and the federal banking agencies are providi...
May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr...
April 3, 2025 Client Update Ten letters – House Republicans call on the financial regulators to change course House Republicans have set forth their agenda for the financial regulators. Our deck organizes, by agency, the full list ...
March 14, 2025 Client Update An update: Seven easy pieces for crypto regulation The SEC has moved with stunning alacrity to put crypto regulation on a sustainable footing. Even as Congress continues to ...
July 17, 2019 Client Update Volcker Agencies Implement Small-Bank Exclusion and Name-Sharing Provisions of EGRRCPA The Federal Reserve, OCC, FDIC, SEC and CFTC adopted final amendments on July 9, 2019 implementing the small-bank exclusio...
July 16, 2019 Client Update Davis Polk Comments on Federal Reserve’s Proposed Rule on Controlling Influence Davis Polk submitted a comment letter to the Board of Governors of the Federal Reserve System (Federal Reserve) on its not...
July 12, 2019 Client Update SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions Broker-dealer custody of on-blockchain assets has been a key hurdle in the development of a more regulated financial infra...
July 12, 2019 Client Update Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules On June 21, 2019, the SEC adopted security-based swap (SBS) capital, margin and segregation requirements (the SEC Rules) f...
June 27, 2019 Client Update Additional Clarity Could be Coming on the CFPB’s “Abusive” Acts or Practices Authority—But Don’t Hold Your Breath The main lesson from the CFPB symposium on “abusive acts or practices” is that there won’t be any clarity anytime so...
June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst...
June 26, 2019 Client Update Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process House Financial Services Committee Chair Maxine Waters (D-CA) has released a discussion draft of legislation to amend the ...
June 26, 2019 Client Update SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption The Supreme Court has updated an important Freedom of Information Act (“FOIA”) exemption for the digital age. In Food...
June 26, 2019 Client Update U.S. and U.K. Regulators Focus on “Opportunistic Strategies” in Credit Default Swaps The U.S. Securities and Exchange Commission, the U.S. Commodity Futures Trading Commission and the U.K. Financial Conduct ...
June 25, 2019 Client Update New Economic Sanctions on Iran: More Sound than Fury On June 24, 2019, President Trump signed an Executive Order (“EO” or “Order”) imposing new economic sanctions on t...