Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights January 13, 2020 Client Update Financial Institutions Enforcement Update To assist legal and compliance officers of financial institutions, this memorandum summarizes key recent developments in c... January 8, 2020 Client Update The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption On December 10, 2019, the CFTC reopened the comment period for the proposed capital requirements for swap dealers and majo... January 6, 2020 Client Update Davis Polk Financial Services Regulatory Reform Tool—2020 Vision Edition Financial services regulatory reform will continue to be active in 2020, with developments percolating in all three branch... January 6, 2020 Client Update Roster of Financial Regulatory Leadership (January 2020) As we enter the new year, we have updated our roster of federal financial regulatory leadership, including announced nomi... December 18, 2019 Client Update CFTC Staff Issues Guidance Regarding CCO Annual Reports The CFTC’s Division of Swap Dealer and Intermediary Oversight issued an advisory on December 4, 2019 to provide further ... December 13, 2019 Client Update FinCEN Director Highlights Value of BSA Reporting; Focuses on Persistent Beneficial Ownership Information Gap FinCEN Director Kenneth A. Blanco recently stressed the value of BSA data, especially in the virtual currency space, and h... December 12, 2019 Client Update NYSE Files Revised Direct Listing Proposal Yesterday, the NYSE filed a revised direct listing proposal which follows on the heels of last week’s rejection by the S... December 11, 2019 Client Update U.S. Department of Commerce Proposes Rule Governing Information and Communications Technology and Services On November 27, 2019, the United States Department of Commerce issued an advance notice of proposed rulemaking seeking pub... December 4, 2019 Client Update Banking Hemp: The Banking Regulators Move Forward For hemp-related customers, banks no longer need to file suspicious activity reports according to a guidance statement iss... November 26, 2019 Client Update NYSE Direct Listing Proposal The NYSE has filed a proposed rule change with the Securities and Exchange Commission that would permit companies to raise... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
January 13, 2020 Client Update Financial Institutions Enforcement Update To assist legal and compliance officers of financial institutions, this memorandum summarizes key recent developments in c...
January 8, 2020 Client Update The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption On December 10, 2019, the CFTC reopened the comment period for the proposed capital requirements for swap dealers and majo...
January 6, 2020 Client Update Davis Polk Financial Services Regulatory Reform Tool—2020 Vision Edition Financial services regulatory reform will continue to be active in 2020, with developments percolating in all three branch...
January 6, 2020 Client Update Roster of Financial Regulatory Leadership (January 2020) As we enter the new year, we have updated our roster of federal financial regulatory leadership, including announced nomi...
December 18, 2019 Client Update CFTC Staff Issues Guidance Regarding CCO Annual Reports The CFTC’s Division of Swap Dealer and Intermediary Oversight issued an advisory on December 4, 2019 to provide further ...
December 13, 2019 Client Update FinCEN Director Highlights Value of BSA Reporting; Focuses on Persistent Beneficial Ownership Information Gap FinCEN Director Kenneth A. Blanco recently stressed the value of BSA data, especially in the virtual currency space, and h...
December 12, 2019 Client Update NYSE Files Revised Direct Listing Proposal Yesterday, the NYSE filed a revised direct listing proposal which follows on the heels of last week’s rejection by the S...
December 11, 2019 Client Update U.S. Department of Commerce Proposes Rule Governing Information and Communications Technology and Services On November 27, 2019, the United States Department of Commerce issued an advance notice of proposed rulemaking seeking pub...
December 4, 2019 Client Update Banking Hemp: The Banking Regulators Move Forward For hemp-related customers, banks no longer need to file suspicious activity reports according to a guidance statement iss...
November 26, 2019 Client Update NYSE Direct Listing Proposal The NYSE has filed a proposed rule change with the Securities and Exchange Commission that would permit companies to raise...