Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights October 23, 2020 Client Update Federal Financial Regulatory Agencies Propose New Rule Clarifying the Role of Supervisory Guidance The banking sector is both regulated and supervised, a key difference between banking and the rest of the regulated sector... October 21, 2020 Client Update Davis Polk Comments on the FDIC’s Proposed Amendments to its Guidelines for Appeals of Material Supervisory Determinations The Federal Deposit Insurance Corporation (FDIC) has taken another important step to increase transparency and accountabil... October 16, 2020 Client Update SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements A divided SEC voted last week to issue a Proposed Exemptive Order (the Proposal) that would, if adopted, permit natural pe... October 7, 2020 Client Update SBA Guidance: M&A Transactions and PPP Borrowers The SBA has issued a long-awaited Procedural Notice providing guidance on the procedures for changes of ownership of an en... September 29, 2020 Client Update SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities In a game-changing development for the future viability of digital asset securities trading, staff of the Division of Trad... September 23, 2020 Client Update OCC Confirms that National Banks May Take Deposits that Serve as Reserves for Fiat-Pegged Stablecoins The OCC has issued an interpretive letter confirming that national banks may take deposits that serve as reserves for fiat... September 22, 2020 Client Update CFIUS Issues Final Rule Amending Mandatory Declaration Standards The Committee on Foreign Investment in the United States (“CFIUS”) recently promulgated final regulations that modify ... September 22, 2020 Client Update SEC Finalizes Guide 3 Replacement The SEC has finalized rules that will replace Guide 3, the industry guide for banking organizations. The final rules elim... September 14, 2020 Client Update Main Street Support for Nonprofits The Federal Reserve has opened the Main Street Lending Program to nonprofits. Main Street loans are complicated, and the f... September 1, 2020 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored “What is a broker-dealer?” a chapter in the second edition of Broker-Deal... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
October 23, 2020 Client Update Federal Financial Regulatory Agencies Propose New Rule Clarifying the Role of Supervisory Guidance The banking sector is both regulated and supervised, a key difference between banking and the rest of the regulated sector...
October 21, 2020 Client Update Davis Polk Comments on the FDIC’s Proposed Amendments to its Guidelines for Appeals of Material Supervisory Determinations The Federal Deposit Insurance Corporation (FDIC) has taken another important step to increase transparency and accountabil...
October 16, 2020 Client Update SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements A divided SEC voted last week to issue a Proposed Exemptive Order (the Proposal) that would, if adopted, permit natural pe...
October 7, 2020 Client Update SBA Guidance: M&A Transactions and PPP Borrowers The SBA has issued a long-awaited Procedural Notice providing guidance on the procedures for changes of ownership of an en...
September 29, 2020 Client Update SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities In a game-changing development for the future viability of digital asset securities trading, staff of the Division of Trad...
September 23, 2020 Client Update OCC Confirms that National Banks May Take Deposits that Serve as Reserves for Fiat-Pegged Stablecoins The OCC has issued an interpretive letter confirming that national banks may take deposits that serve as reserves for fiat...
September 22, 2020 Client Update CFIUS Issues Final Rule Amending Mandatory Declaration Standards The Committee on Foreign Investment in the United States (“CFIUS”) recently promulgated final regulations that modify ...
September 22, 2020 Client Update SEC Finalizes Guide 3 Replacement The SEC has finalized rules that will replace Guide 3, the industry guide for banking organizations. The final rules elim...
September 14, 2020 Client Update Main Street Support for Nonprofits The Federal Reserve has opened the Main Street Lending Program to nonprofits. Main Street loans are complicated, and the f...
September 1, 2020 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored “What is a broker-dealer?” a chapter in the second edition of Broker-Deal...