Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr... See more insights April 27, 2021 Articles & Books New AML law will help banks deter illicit finance. But there's a catch. Davis Polk partner Dan Stipano recently authored “New AML law will help banks deter illicit finance. But there’s a cat... April 19, 2021 Client Update Ninth Circuit affirms dismissal of securities class action against H.C. Wainwright & Co., LLC On April 8, 2021, the Ninth Circuit issued a decision affirming the dismissal of a putative securities fraud class action ... April 19, 2021 Client Update United States escalates sanctions against Russian government Citing the “harmful foreign activities of the Government of the Russian Federation,” on April 15, 2021 President Biden... April 14, 2021 Client Update SEC continues focus on broker-dealer anti-money laundering compliance The Securities and Exchange Commission’s (SEC) Division of Examinations (the Staff) recently issued a risk alert remindi... April 14, 2021 Client Update U.S. federal banking agencies issue statement and RFI on model risk management principles and AML compliance The U.S. federal banking agencies have issued an interagency statement addressing industry questions on model risk managem... April 8, 2021 Webinar Key AML developments in law and practice: How to avoid liability Davis Polk lawyers with deep experience in anti-money laundering discuss enforcement trends and other key developments in ... April 5, 2021 Client Update FinCEN begins rulemaking for beneficial ownership registry The Financial Crimes Enforcement Network of the U.S. Department of the Treasury has begun a rulemaking to implement the be... April 2, 2021 Client Update Bank fraud for facilitating marijuana transactions A recent guilty conviction, after a jury trial, shows how complex and fraught the zigzag path to marijuana legalization is... April 1, 2021 Client Update U.S. financial regulators focus on artificial intelligence and machine learning The use of artificial intelligence and machine learning (AI) in the financial sector has become a high priority for the U.... March 31, 2021 Client Update Davis Polk Financial Services Regulatory Reform Tool: Spring Forward Edition Financial services regulatory reform will continue to be active in 2021, with the Biden Administration focused on activity... Load More
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr...
April 27, 2021 Articles & Books New AML law will help banks deter illicit finance. But there's a catch. Davis Polk partner Dan Stipano recently authored “New AML law will help banks deter illicit finance. But there’s a cat...
April 19, 2021 Client Update Ninth Circuit affirms dismissal of securities class action against H.C. Wainwright & Co., LLC On April 8, 2021, the Ninth Circuit issued a decision affirming the dismissal of a putative securities fraud class action ...
April 19, 2021 Client Update United States escalates sanctions against Russian government Citing the “harmful foreign activities of the Government of the Russian Federation,” on April 15, 2021 President Biden...
April 14, 2021 Client Update SEC continues focus on broker-dealer anti-money laundering compliance The Securities and Exchange Commission’s (SEC) Division of Examinations (the Staff) recently issued a risk alert remindi...
April 14, 2021 Client Update U.S. federal banking agencies issue statement and RFI on model risk management principles and AML compliance The U.S. federal banking agencies have issued an interagency statement addressing industry questions on model risk managem...
April 8, 2021 Webinar Key AML developments in law and practice: How to avoid liability Davis Polk lawyers with deep experience in anti-money laundering discuss enforcement trends and other key developments in ...
April 5, 2021 Client Update FinCEN begins rulemaking for beneficial ownership registry The Financial Crimes Enforcement Network of the U.S. Department of the Treasury has begun a rulemaking to implement the be...
April 2, 2021 Client Update Bank fraud for facilitating marijuana transactions A recent guilty conviction, after a jury trial, shows how complex and fraught the zigzag path to marijuana legalization is...
April 1, 2021 Client Update U.S. financial regulators focus on artificial intelligence and machine learning The use of artificial intelligence and machine learning (AI) in the financial sector has become a high priority for the U....
March 31, 2021 Client Update Davis Polk Financial Services Regulatory Reform Tool: Spring Forward Edition Financial services regulatory reform will continue to be active in 2021, with the Biden Administration focused on activity...