Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... July 7, 2025 Client Update FinCEN and banking agencies allow banks to collect customers’ SSNs from third parties In a significant step towards modernizing Bank Secrecy Act compliance, FinCEN and the federal banking agencies are providi... May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr... April 3, 2025 Client Update Ten letters – House Republicans call on the financial regulators to change course House Republicans have set forth their agenda for the financial regulators. Our deck organizes, by agency, the full list ... March 14, 2025 Client Update An update: Seven easy pieces for crypto regulation The SEC has moved with stunning alacrity to put crypto regulation on a sustainable footing. Even as Congress continues to ... See more insights June 7, 2021 Client Update President Biden resets sanctions targeting U.S. investment in companies linked to China’s military On June 3, 2021, President Biden issued Executive Order 14032, which effectively rescinds and replaces the sanctions put i... May 25, 2021 Client Update Private sector implications of Biden’s Executive Order on Climate-Related Financial Risk The Executive Order on Climate-Related Financial Risk is the latest significant step by the Biden Administration to analyz... May 17, 2021 Client Update Broker-dealer assessed $1.5 million penalty for suspicious activity reporting violations relating to cyber intrusions The Securities and Exchange Commission’s recent case against a registered broker-dealer for not filing Suspicious Activi... May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy Super... May 11, 2021 Client Update Proposed guidelines: Who can have a Federal Reserve master account? The Fed’s recent proposal marks the latest development on one of the most important policy questions for the U.S. financ... May 6, 2021 Client Update FCA consultation on rules for SPACs listing in London On 30 April 2021, the Financial Conduct Authority (FCA) published a consultation paper on proposed changes to the Listing ... May 3, 2021 Articles & Books Financial Regulation: Law and Policy Financial Regulation: Law and Policy, Third Edition, Foundation Press, May 2021 This textbook analyzes and compares the ma... May 3, 2021 Articles & Books OTC Derivatives Regulation Under Dodd-Frank: A Guide to Registration, Reporting, Business Conduct, and Clearing Davis Polk partner Gabriel Rosenberg recently co-authored OTC Derivatives Regulation Under Dodd-Frank: A Guide to Registra... April 27, 2021 Articles & Books New AML law will help banks deter illicit finance. But there's a catch. Davis Polk partner Dan Stipano recently authored “New AML law will help banks deter illicit finance. But there’s a cat... April 19, 2021 Client Update Ninth Circuit affirms dismissal of securities class action against H.C. Wainwright & Co., LLC On April 8, 2021, the Ninth Circuit issued a decision affirming the dismissal of a putative securities fraud class action ... Load More
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
July 7, 2025 Client Update FinCEN and banking agencies allow banks to collect customers’ SSNs from third parties In a significant step towards modernizing Bank Secrecy Act compliance, FinCEN and the federal banking agencies are providi...
May 12, 2025 Client Update OCC bank merger policy: What's old is new again The OCC has reversed recent changes to its bank merger policies through an interim final rule. Our client update is a refr...
April 3, 2025 Client Update Ten letters – House Republicans call on the financial regulators to change course House Republicans have set forth their agenda for the financial regulators. Our deck organizes, by agency, the full list ...
March 14, 2025 Client Update An update: Seven easy pieces for crypto regulation The SEC has moved with stunning alacrity to put crypto regulation on a sustainable footing. Even as Congress continues to ...
June 7, 2021 Client Update President Biden resets sanctions targeting U.S. investment in companies linked to China’s military On June 3, 2021, President Biden issued Executive Order 14032, which effectively rescinds and replaces the sanctions put i...
May 25, 2021 Client Update Private sector implications of Biden’s Executive Order on Climate-Related Financial Risk The Executive Order on Climate-Related Financial Risk is the latest significant step by the Biden Administration to analyz...
May 17, 2021 Client Update Broker-dealer assessed $1.5 million penalty for suspicious activity reporting violations relating to cyber intrusions The Securities and Exchange Commission’s recent case against a registered broker-dealer for not filing Suspicious Activi...
May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy Super...
May 11, 2021 Client Update Proposed guidelines: Who can have a Federal Reserve master account? The Fed’s recent proposal marks the latest development on one of the most important policy questions for the U.S. financ...
May 6, 2021 Client Update FCA consultation on rules for SPACs listing in London On 30 April 2021, the Financial Conduct Authority (FCA) published a consultation paper on proposed changes to the Listing ...
May 3, 2021 Articles & Books Financial Regulation: Law and Policy Financial Regulation: Law and Policy, Third Edition, Foundation Press, May 2021 This textbook analyzes and compares the ma...
May 3, 2021 Articles & Books OTC Derivatives Regulation Under Dodd-Frank: A Guide to Registration, Reporting, Business Conduct, and Clearing Davis Polk partner Gabriel Rosenberg recently co-authored OTC Derivatives Regulation Under Dodd-Frank: A Guide to Registra...
April 27, 2021 Articles & Books New AML law will help banks deter illicit finance. But there's a catch. Davis Polk partner Dan Stipano recently authored “New AML law will help banks deter illicit finance. But there’s a cat...
April 19, 2021 Client Update Ninth Circuit affirms dismissal of securities class action against H.C. Wainwright & Co., LLC On April 8, 2021, the Ninth Circuit issued a decision affirming the dismissal of a putative securities fraud class action ...