Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights April 26, 2023 Client Update Hong Kong Court of Appeal reverses decision holding AML no consent regime unconstitutional The Hong Kong Court of Appeal has reversed a lower court decision holding the Hong Kong Police’s no consent regime in re... April 25, 2023 Client Update SEC says earliest deadline for companies to adopt a NYSE/Nasdaq clawback policy is August 2023 The SEC extended the deadline for the effective date of the NYSE and Nasdaq listing standards on the clawback rule mandate... March 31, 2023 Client Update FinCEN releases initial beneficial ownership information reporting guidance FinCEN issued guidance to help the small business community understand the beneficial ownership information reporting rule... March 28, 2023 Client Update China announces new initiatives in combating workplace sexual harassment There have been two significant developments in China in 2023 focused on combating workplace sexual harassment (a) the rev... March 21, 2023 Client Update SEC proposes sweeping new package of cybersecurity requirements for regulated market participants The SEC proposed a broad suite of new cybersecurity rules for many market participants, including policies and procedures ... March 14, 2023 Client Update Russia sanctions after one year: United States imposes new round of restrictions One year after Russia’s invasion of Ukraine, the United States and its allies imposed a new round of sanctions targeting... March 10, 2023 Client Update Hong Kong SFC consults on regulatory requirements for licensed virtual asset trading platforms On 20 February 2023, the Hong Kong SFC published a Consultation Paper setting out the proposed regulatory requirements for... March 2, 2023 Articles & Books Getting the Deal Through: Financial Services Compliance 2023 Davis Polk partner Zach Zweihorn served as the contributing editor for the 2023 edition of Getting the Deal Through: Finan... February 28, 2023 Client Update Banking agencies increase pressure on banks’ relationships with cryptoasset firms The federal banking agencies signal increased scrutiny of banks taking traditional deposits from cryptoasset firms. February 27, 2023 Client Update NYSE and Nasdaq release clawback rule proposal On February 22, 2023, the NYSE and Nasdaq released their respective versions of a proposed rule that implements the SEC’... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
April 26, 2023 Client Update Hong Kong Court of Appeal reverses decision holding AML no consent regime unconstitutional The Hong Kong Court of Appeal has reversed a lower court decision holding the Hong Kong Police’s no consent regime in re...
April 25, 2023 Client Update SEC says earliest deadline for companies to adopt a NYSE/Nasdaq clawback policy is August 2023 The SEC extended the deadline for the effective date of the NYSE and Nasdaq listing standards on the clawback rule mandate...
March 31, 2023 Client Update FinCEN releases initial beneficial ownership information reporting guidance FinCEN issued guidance to help the small business community understand the beneficial ownership information reporting rule...
March 28, 2023 Client Update China announces new initiatives in combating workplace sexual harassment There have been two significant developments in China in 2023 focused on combating workplace sexual harassment (a) the rev...
March 21, 2023 Client Update SEC proposes sweeping new package of cybersecurity requirements for regulated market participants The SEC proposed a broad suite of new cybersecurity rules for many market participants, including policies and procedures ...
March 14, 2023 Client Update Russia sanctions after one year: United States imposes new round of restrictions One year after Russia’s invasion of Ukraine, the United States and its allies imposed a new round of sanctions targeting...
March 10, 2023 Client Update Hong Kong SFC consults on regulatory requirements for licensed virtual asset trading platforms On 20 February 2023, the Hong Kong SFC published a Consultation Paper setting out the proposed regulatory requirements for...
March 2, 2023 Articles & Books Getting the Deal Through: Financial Services Compliance 2023 Davis Polk partner Zach Zweihorn served as the contributing editor for the 2023 edition of Getting the Deal Through: Finan...
February 28, 2023 Client Update Banking agencies increase pressure on banks’ relationships with cryptoasset firms The federal banking agencies signal increased scrutiny of banks taking traditional deposits from cryptoasset firms.
February 27, 2023 Client Update NYSE and Nasdaq release clawback rule proposal On February 22, 2023, the NYSE and Nasdaq released their respective versions of a proposed rule that implements the SEC’...