Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights November 13, 2009 Client Update Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft This summary compares the Restoring American Financial Stability Act of 2009, referred to as the “Dodd bill,” with var... November 12, 2009 Client Update The House and Senate Debate Resolution Authority The legislative season for financial regulatory reform is now in full swing. In the last two weeks, the leadership of the ... November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p... October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep... October 28, 2009 Client Update Consumer Financial Protection Agency Act Clears House Financial Services Committee The SEC staff has issued Staff Legal Bulletin No. 14E which revises its historical positions on the exclusion under Rule 1... October 27, 2009 Client Update Federal Reserve Proposed Guidance: Aligning Incentive Compensation with Safety and Soundness Concerns The Federal Reserve proposed on October 22 a new regulatory framework that would for the first time put compensation pract... October 20, 2009 Client Update SEC and CFTC Release Joint Report on Harmonization of Regulation The Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) (collectively... October 9, 2009 Client Update General Counsel Update - October 9, 2009 Yesterday at the New York Stock Exchange, NYSE Euronext and Davis Polk co-hosted a seminar for listed companies entitled ?... October 6, 2009 Client Update Representative Frank Releases Discussion Draft for Over-the-Counter Derivatives Reform Discussion drafts of three bills: the Investor Protection Act of 2009, the Private Fund Investment Advisers Registration A... October 6, 2009 Client Update Representative Kanjorski Releases Investor Protection, Private Investment Fund Advisers Registration and Federal Insurance Office Proposals A discussion draft of legislation to regulate the over-the-counter (“OTC”) derivatives markets (the “Draft Bill”) ... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
November 13, 2009 Client Update Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft This summary compares the Restoring American Financial Stability Act of 2009, referred to as the “Dodd bill,” with var...
November 12, 2009 Client Update The House and Senate Debate Resolution Authority The legislative season for financial regulatory reform is now in full swing. In the last two weeks, the leadership of the ...
November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p...
October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep...
October 28, 2009 Client Update Consumer Financial Protection Agency Act Clears House Financial Services Committee The SEC staff has issued Staff Legal Bulletin No. 14E which revises its historical positions on the exclusion under Rule 1...
October 27, 2009 Client Update Federal Reserve Proposed Guidance: Aligning Incentive Compensation with Safety and Soundness Concerns The Federal Reserve proposed on October 22 a new regulatory framework that would for the first time put compensation pract...
October 20, 2009 Client Update SEC and CFTC Release Joint Report on Harmonization of Regulation The Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) (collectively...
October 9, 2009 Client Update General Counsel Update - October 9, 2009 Yesterday at the New York Stock Exchange, NYSE Euronext and Davis Polk co-hosted a seminar for listed companies entitled ?...
October 6, 2009 Client Update Representative Frank Releases Discussion Draft for Over-the-Counter Derivatives Reform Discussion drafts of three bills: the Investor Protection Act of 2009, the Private Fund Investment Advisers Registration A...
October 6, 2009 Client Update Representative Kanjorski Releases Investor Protection, Private Investment Fund Advisers Registration and Federal Insurance Office Proposals A discussion draft of legislation to regulate the over-the-counter (“OTC”) derivatives markets (the “Draft Bill”) ...