Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights January 27, 2010 Client Update SEC Proposes Rule Regarding Sponsored Access The Securities and Exchange Commission (the “SEC”) has proposed to close the curtain on “naked access” to the secu... January 25, 2010 Client Update President Obama Proposes Size and Activities Limits for Financial Institutions President Barack Obama’s announcement that his Administration would seek to limit both the activities and size of U.S. f... January 22, 2010 Client Update FINRA Proposes Changes to Personnel Registration Requirements On December 3, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ... January 19, 2010 Client Update SEC Issues Concept Release on Equity Market Structure The Securities and Exchange Commission (the “SEC” or the “Commission”) has issued a concept release that is the co... January 15, 2010 Client Update President Obama Proposes Tax on Large Financial Firms President Barack Obama unveiled plans to propose a financial crisis responsibility tax that would be levied on the largest... January 13, 2010 Client Update The FDIC Seeks Public Comment on Whether to Incorporate Compensation Programs into the Risk-Based Deposit Insurance Assessment System After a sharply divided vote of 3-2, the FDIC Board voted to request public comment on whether compensation policies shoul... January 12, 2010 Client Update FDIC and Private Capital: Moving the Goal Lines For the second time since adopting its Final Statement of Policy for Failed Bank Acquisitions (the “Policy Statement”)... December 15, 2009 Client Update Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009 What follows is a summary of the Wall Street Reform and Consumer Protection Act passed by the House of Representatives on ... December 10, 2009 Client Update FINRA Proposes New Rules Governing Member Payments to Unregistered Broker-Dealers On December 2, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules that ... November 17, 2009 Client Update SEC Proposes Additional Transparency for “Dark Pools” and Intends to Issue Additional Market Structure Proposals and Concept Release Soon Taking another step in its review of equity market structure issues, on November 13, 2009, the Securities and Exchange Com... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
January 27, 2010 Client Update SEC Proposes Rule Regarding Sponsored Access The Securities and Exchange Commission (the “SEC”) has proposed to close the curtain on “naked access” to the secu...
January 25, 2010 Client Update President Obama Proposes Size and Activities Limits for Financial Institutions President Barack Obama’s announcement that his Administration would seek to limit both the activities and size of U.S. f...
January 22, 2010 Client Update FINRA Proposes Changes to Personnel Registration Requirements On December 3, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ...
January 19, 2010 Client Update SEC Issues Concept Release on Equity Market Structure The Securities and Exchange Commission (the “SEC” or the “Commission”) has issued a concept release that is the co...
January 15, 2010 Client Update President Obama Proposes Tax on Large Financial Firms President Barack Obama unveiled plans to propose a financial crisis responsibility tax that would be levied on the largest...
January 13, 2010 Client Update The FDIC Seeks Public Comment on Whether to Incorporate Compensation Programs into the Risk-Based Deposit Insurance Assessment System After a sharply divided vote of 3-2, the FDIC Board voted to request public comment on whether compensation policies shoul...
January 12, 2010 Client Update FDIC and Private Capital: Moving the Goal Lines For the second time since adopting its Final Statement of Policy for Failed Bank Acquisitions (the “Policy Statement”)...
December 15, 2009 Client Update Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009 What follows is a summary of the Wall Street Reform and Consumer Protection Act passed by the House of Representatives on ...
December 10, 2009 Client Update FINRA Proposes New Rules Governing Member Payments to Unregistered Broker-Dealers On December 2, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules that ...
November 17, 2009 Client Update SEC Proposes Additional Transparency for “Dark Pools” and Intends to Issue Additional Market Structure Proposals and Concept Release Soon Taking another step in its review of equity market structure issues, on November 13, 2009, the Securities and Exchange Com...