Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights March 23, 2010 Client Update Summary of Manager’s Amendment to the March Dodd Bill Bank Holding Company Amendments (Title VI) Volcker Rule All purely technical and uninteresting, except for the followi... March 19, 2010 Client Update Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions The Southern District of New York (“SDNY”) recently agreed to modify the Global Research Equity Settlement (“Global ... March 17, 2010 Client Update Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT) I. Institutional Arrangements Financial Stability Oversight Council. Interagency Council, consisting of 9 voting members ?... March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro... March 8, 2010 Client Update The SEC’s New Short Sale Rule: Implications and Ambiguities After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC... March 4, 2010 Client Update Treasury Proposes “Volcker Rule” Legislative Text On March 3, 2010, the Department of the Treasury delivered to the Hill proposed legislative text to implement the “Volck... February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3... February 3, 2010 Articles & Books Emerging Trends in Compensation Regulation February 1, 2010 Client Update FINRA Proposes Changes to New and Continuing Membership Application Processes On January 4, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ?... January 28, 2010 Client Update SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases The SEC has issued for public comment proposed amendments to Rule 10b-18 under the Securities Exchange Act of 1934 that ar... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
March 23, 2010 Client Update Summary of Manager’s Amendment to the March Dodd Bill Bank Holding Company Amendments (Title VI) Volcker Rule All purely technical and uninteresting, except for the followi...
March 19, 2010 Client Update Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions The Southern District of New York (“SDNY”) recently agreed to modify the Global Research Equity Settlement (“Global ...
March 17, 2010 Client Update Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT) I. Institutional Arrangements Financial Stability Oversight Council. Interagency Council, consisting of 9 voting members ?...
March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro...
March 8, 2010 Client Update The SEC’s New Short Sale Rule: Implications and Ambiguities After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC...
March 4, 2010 Client Update Treasury Proposes “Volcker Rule” Legislative Text On March 3, 2010, the Department of the Treasury delivered to the Hill proposed legislative text to implement the “Volck...
February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3...
February 1, 2010 Client Update FINRA Proposes Changes to New and Continuing Membership Application Processes On January 4, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ?...
January 28, 2010 Client Update SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases The SEC has issued for public comment proposed amendments to Rule 10b-18 under the Securities Exchange Act of 1934 that ar...