Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights June 25, 2010 Client Update Senate-House Conference Agrees on Final Volcker Rule Early this morning, the House-Senate Conference on the Dodd-Frank Act of 2010 (the “Act”) agreed on the final legislat... June 7, 2010 Client Update SEC Proposes Consolidated Audit Trail On May 26, 2010, the Securities and Exchange Commission (the “SEC”) proposed to require the Financial Industry Regulat... June 2, 2010 Client Update Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues The following chart compares the provisions of the Restoring American Financial Stability Act of 2010, passed by the Senat... June 1, 2010 Client Update FINRA Proposes New Operations Personnel Qualification and Registration Requirements On May 26, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the “P... May 22, 2010 Client Update Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010 On May 20, 2010, the Senate passed the Restoring American Financial Stability Act of 2010 (the “Senate bill” or the ?... April 29, 2010 Client Update A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions On April 23, 2010, the FDIC issued new Q&As (the “April Q&As”) that clarify certain aspects of its Statement of Policy... April 20, 2010 Client Update SEC Proposes Large Trader Reporting System On April 14, 2010, the Securities and Exchange Commission (the “SEC”) proposed a new rule to establish a large trader ... April 19, 2010 Client Update SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees In an action that potentially affects the business models of the U.S. options exchanges and major option market participan... April 1, 2010 Articles & Books The SEC's New Short Sale Rule: Implications and Ambiguities The SEC has now addressed the contentious issue of short-selling in the wake of the financial crisis. While it did not ado... March 29, 2010 Client Update Structuring Private Equity Investments in FDIC “Problem” Institutions The number of insured institutions on the FDIC’s “troubled bank” list grew to over 700 at the end of 2009 (nearly th... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
June 25, 2010 Client Update Senate-House Conference Agrees on Final Volcker Rule Early this morning, the House-Senate Conference on the Dodd-Frank Act of 2010 (the “Act”) agreed on the final legislat...
June 7, 2010 Client Update SEC Proposes Consolidated Audit Trail On May 26, 2010, the Securities and Exchange Commission (the “SEC”) proposed to require the Financial Industry Regulat...
June 2, 2010 Client Update Financial Reform Side-by-Side Comparison Chart – Key Senate and House Bill Issues The following chart compares the provisions of the Restoring American Financial Stability Act of 2010, passed by the Senat...
June 1, 2010 Client Update FINRA Proposes New Operations Personnel Qualification and Registration Requirements On May 26, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the “P...
May 22, 2010 Client Update Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010 On May 20, 2010, the Senate passed the Restoring American Financial Stability Act of 2010 (the “Senate bill” or the ?...
April 29, 2010 Client Update A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions On April 23, 2010, the FDIC issued new Q&As (the “April Q&As”) that clarify certain aspects of its Statement of Policy...
April 20, 2010 Client Update SEC Proposes Large Trader Reporting System On April 14, 2010, the Securities and Exchange Commission (the “SEC”) proposed a new rule to establish a large trader ...
April 19, 2010 Client Update SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees In an action that potentially affects the business models of the U.S. options exchanges and major option market participan...
April 1, 2010 Articles & Books The SEC's New Short Sale Rule: Implications and Ambiguities The SEC has now addressed the contentious issue of short-selling in the wake of the financial crisis. While it did not ado...
March 29, 2010 Client Update Structuring Private Equity Investments in FDIC “Problem” Institutions The number of insured institutions on the FDIC’s “troubled bank” list grew to over 700 at the end of 2009 (nearly th...