Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights January 12, 2010 Client Update FDIC and Private Capital: Moving the Goal Lines For the second time since adopting its Final Statement of Policy for Failed Bank Acquisitions (the “Policy Statement”)... December 15, 2009 Client Update Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009 What follows is a summary of the Wall Street Reform and Consumer Protection Act passed by the House of Representatives on ... December 10, 2009 Client Update FINRA Proposes New Rules Governing Member Payments to Unregistered Broker-Dealers On December 2, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules that ... November 17, 2009 Client Update SEC Proposes Additional Transparency for “Dark Pools” and Intends to Issue Additional Market Structure Proposals and Concept Release Soon Taking another step in its review of equity market structure issues, on November 13, 2009, the Securities and Exchange Com... November 13, 2009 Client Update Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft This summary compares the Restoring American Financial Stability Act of 2009, referred to as the “Dodd bill,” with var... November 12, 2009 Client Update The House and Senate Debate Resolution Authority The legislative season for financial regulatory reform is now in full swing. In the last two weeks, the leadership of the ... November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p... October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep... October 28, 2009 Client Update Consumer Financial Protection Agency Act Clears House Financial Services Committee The SEC staff has issued Staff Legal Bulletin No. 14E which revises its historical positions on the exclusion under Rule 1... October 27, 2009 Client Update Federal Reserve Proposed Guidance: Aligning Incentive Compensation with Safety and Soundness Concerns The Federal Reserve proposed on October 22 a new regulatory framework that would for the first time put compensation pract... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
January 12, 2010 Client Update FDIC and Private Capital: Moving the Goal Lines For the second time since adopting its Final Statement of Policy for Failed Bank Acquisitions (the “Policy Statement”)...
December 15, 2009 Client Update Summary of the Wall Street Reform and Consumer Protection Act Passed by the House of Representatives, December 11, 2009 What follows is a summary of the Wall Street Reform and Consumer Protection Act passed by the House of Representatives on ...
December 10, 2009 Client Update FINRA Proposes New Rules Governing Member Payments to Unregistered Broker-Dealers On December 2, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules that ...
November 17, 2009 Client Update SEC Proposes Additional Transparency for “Dark Pools” and Intends to Issue Additional Market Structure Proposals and Concept Release Soon Taking another step in its review of equity market structure issues, on November 13, 2009, the Securities and Exchange Com...
November 13, 2009 Client Update Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft This summary compares the Restoring American Financial Stability Act of 2009, referred to as the “Dodd bill,” with var...
November 12, 2009 Client Update The House and Senate Debate Resolution Authority The legislative season for financial regulatory reform is now in full swing. In the last two weeks, the leadership of the ...
November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p...
October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep...
October 28, 2009 Client Update Consumer Financial Protection Agency Act Clears House Financial Services Committee The SEC staff has issued Staff Legal Bulletin No. 14E which revises its historical positions on the exclusion under Rule 1...
October 27, 2009 Client Update Federal Reserve Proposed Guidance: Aligning Incentive Compensation with Safety and Soundness Concerns The Federal Reserve proposed on October 22 a new regulatory framework that would for the first time put compensation pract...