Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro... March 8, 2010 Client Update The SEC’s New Short Sale Rule: Implications and Ambiguities After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC... March 4, 2010 Client Update Treasury Proposes “Volcker Rule” Legislative Text On March 3, 2010, the Department of the Treasury delivered to the Hill proposed legislative text to implement the “Volck... February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3... February 3, 2010 Articles & Books Emerging Trends in Compensation Regulation February 1, 2010 Client Update FINRA Proposes Changes to New and Continuing Membership Application Processes On January 4, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ?... January 28, 2010 Client Update SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases The SEC has issued for public comment proposed amendments to Rule 10b-18 under the Securities Exchange Act of 1934 that ar... January 27, 2010 Client Update SEC Proposes Rule Regarding Sponsored Access The Securities and Exchange Commission (the “SEC”) has proposed to close the curtain on “naked access” to the secu... January 25, 2010 Client Update President Obama Proposes Size and Activities Limits for Financial Institutions President Barack Obama’s announcement that his Administration would seek to limit both the activities and size of U.S. f... January 22, 2010 Client Update FINRA Proposes Changes to Personnel Registration Requirements On December 3, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro...
March 8, 2010 Client Update The SEC’s New Short Sale Rule: Implications and Ambiguities After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC...
March 4, 2010 Client Update Treasury Proposes “Volcker Rule” Legislative Text On March 3, 2010, the Department of the Treasury delivered to the Hill proposed legislative text to implement the “Volck...
February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3...
February 1, 2010 Client Update FINRA Proposes Changes to New and Continuing Membership Application Processes On January 4, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ?...
January 28, 2010 Client Update SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases The SEC has issued for public comment proposed amendments to Rule 10b-18 under the Securities Exchange Act of 1934 that ar...
January 27, 2010 Client Update SEC Proposes Rule Regarding Sponsored Access The Securities and Exchange Commission (the “SEC”) has proposed to close the curtain on “naked access” to the secu...
January 25, 2010 Client Update President Obama Proposes Size and Activities Limits for Financial Institutions President Barack Obama’s announcement that his Administration would seek to limit both the activities and size of U.S. f...
January 22, 2010 Client Update FINRA Proposes Changes to Personnel Registration Requirements On December 3, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ...