Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights July 26, 2010 Client Update SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees Citing a need to better protect and inform mutual fund investors, the Securities and Exchange Commission (“SEC”) propo... July 23, 2010 Client Update Exploring the Volcker Rule’s Effect on Banks: WSJ Video Interview The “Volcker Rule,” which is a key component of the Dodd-Frank Wall Street Reform and Consumer Protection Act, prohibi... July 21, 2010 Client Update Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment Today, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act. Congress has made a policy de... July 21, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Enacted into Law on July 21, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A... July 9, 2010 Client Update Davis Polk Regulatory Implementation Slides The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by t... July 9, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A... June 30, 2010 Client Update New Trading Pause Proposals to Include More Issuers In an attempt to protect a wider range of issuers from the aberrational pricing experienced by many issuers during the “... June 28, 2010 Client Update Bank Supervisory Agencies’ Final Guidance: Aligning Incentive Compensation with Safety and Soundness Concerns This memorandum has been updated to reflect changes made to the text of the financial reform bill after our original posti... June 28, 2010 Client Update Collins Amendment – Minimum Capital and Risk-Based Capital Requirements The Collins Amendment, originally drafted by the FDIC staff and reflecting views held by Chairwoman Bair, imposes, over ti... June 28, 2010 Client Update Senate-House Conference Agrees on Swap Pushout Rule On June 25, 2010, the Senate-House conference on the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Bil... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
July 26, 2010 Client Update SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees Citing a need to better protect and inform mutual fund investors, the Securities and Exchange Commission (“SEC”) propo...
July 23, 2010 Client Update Exploring the Volcker Rule’s Effect on Banks: WSJ Video Interview The “Volcker Rule,” which is a key component of the Dodd-Frank Wall Street Reform and Consumer Protection Act, prohibi...
July 21, 2010 Client Update Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment Today, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act. Congress has made a policy de...
July 21, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Enacted into Law on July 21, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A...
July 9, 2010 Client Update Davis Polk Regulatory Implementation Slides The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by t...
July 9, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A...
June 30, 2010 Client Update New Trading Pause Proposals to Include More Issuers In an attempt to protect a wider range of issuers from the aberrational pricing experienced by many issuers during the “...
June 28, 2010 Client Update Bank Supervisory Agencies’ Final Guidance: Aligning Incentive Compensation with Safety and Soundness Concerns This memorandum has been updated to reflect changes made to the text of the financial reform bill after our original posti...
June 28, 2010 Client Update Collins Amendment – Minimum Capital and Risk-Based Capital Requirements The Collins Amendment, originally drafted by the FDIC staff and reflecting views held by Chairwoman Bair, imposes, over ti...
June 28, 2010 Client Update Senate-House Conference Agrees on Swap Pushout Rule On June 25, 2010, the Senate-House conference on the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Bil...