Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3... February 3, 2010 Articles & Books Emerging Trends in Compensation Regulation February 1, 2010 Client Update FINRA Proposes Changes to New and Continuing Membership Application Processes On January 4, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ?... January 28, 2010 Client Update SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases The SEC has issued for public comment proposed amendments to Rule 10b-18 under the Securities Exchange Act of 1934 that ar... January 27, 2010 Client Update SEC Proposes Rule Regarding Sponsored Access The Securities and Exchange Commission (the “SEC”) has proposed to close the curtain on “naked access” to the secu... January 25, 2010 Client Update President Obama Proposes Size and Activities Limits for Financial Institutions President Barack Obama’s announcement that his Administration would seek to limit both the activities and size of U.S. f... January 22, 2010 Client Update FINRA Proposes Changes to Personnel Registration Requirements On December 3, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ... January 19, 2010 Client Update SEC Issues Concept Release on Equity Market Structure The Securities and Exchange Commission (the “SEC” or the “Commission”) has issued a concept release that is the co... January 15, 2010 Client Update President Obama Proposes Tax on Large Financial Firms President Barack Obama unveiled plans to propose a financial crisis responsibility tax that would be levied on the largest... January 13, 2010 Client Update The FDIC Seeks Public Comment on Whether to Incorporate Compensation Programs into the Risk-Based Deposit Insurance Assessment System After a sharply divided vote of 3-2, the FDIC Board voted to request public comment on whether compensation policies shoul... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3...
February 1, 2010 Client Update FINRA Proposes Changes to New and Continuing Membership Application Processes On January 4, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ?...
January 28, 2010 Client Update SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases The SEC has issued for public comment proposed amendments to Rule 10b-18 under the Securities Exchange Act of 1934 that ar...
January 27, 2010 Client Update SEC Proposes Rule Regarding Sponsored Access The Securities and Exchange Commission (the “SEC”) has proposed to close the curtain on “naked access” to the secu...
January 25, 2010 Client Update President Obama Proposes Size and Activities Limits for Financial Institutions President Barack Obama’s announcement that his Administration would seek to limit both the activities and size of U.S. f...
January 22, 2010 Client Update FINRA Proposes Changes to Personnel Registration Requirements On December 3, 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the ...
January 19, 2010 Client Update SEC Issues Concept Release on Equity Market Structure The Securities and Exchange Commission (the “SEC” or the “Commission”) has issued a concept release that is the co...
January 15, 2010 Client Update President Obama Proposes Tax on Large Financial Firms President Barack Obama unveiled plans to propose a financial crisis responsibility tax that would be levied on the largest...
January 13, 2010 Client Update The FDIC Seeks Public Comment on Whether to Incorporate Compensation Programs into the Risk-Based Deposit Insurance Assessment System After a sharply divided vote of 3-2, the FDIC Board voted to request public comment on whether compensation policies shoul...