Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights November 22, 2010 Client Update CFTC Considers Protections for Swap Collateral At an open meeting on November 19, the CFTC proposed a rule regarding protection of collateral of counterparties to unclea... November 12, 2010 Client Update CFTC Proposes Swap Dealer and Major Swap Participant Rules At an open meeting on November 10, the CFTC proposed four rules regarding regulation of, and registration requirements for... November 5, 2010 Client Update SEC Limits Direct Market Access On November 3, 2010, the SEC adopted Rule 15c3-5, which effectively prohibits “naked access” to the securities markets... November 3, 2010 Client Update MSRB Extends Application of Its Rules and Registration to Municipal Advisors The MSRB filed on November 1, 2010 several proposed rule changes with the SEC that will require municipal advisors, as def... October 15, 2010 Client Update SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps The SEC and the CFTC have adopted substantially similar interim final rules concerning the reporting of swaps and security... October 1, 2010 Articles & Books Enhancing Financial Stability and Resilience: Macroprudential Policy, Tools and Systems for the Future The Group of Thirty (“G30”), an organization of preeminent global finance leaders, released a report this week entitle... September 20, 2010 Client Update SEC Shines a Spotlight on Short-Term Borrowings: Issues Guidance and Proposes New Disclosure Requirements On September 18, 2010, the SEC proposed amendments which would require both financial and nonfinancial companies to disclo... September 16, 2010 Client Update Impact of the Dodd-Frank Act on Private Equity Funds, Hedge Funds and Their Investment Advisers The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacted after a long and intensi... September 13, 2010 Client Update Agreement on Quantification and Timing of Basel III Minimum Capital Requirements On September 12, 2010, the Group of Governors and Heads of Supervision, the oversight body of the Basel Committee on Banki... September 3, 2010 Client Update SEC Adopts Rule Providing for Temporary Registration of Municipal Advisors The SEC issued on September 1, 2010 an interim final temporary rule that establishes a means for “municipal advisors” ... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
November 22, 2010 Client Update CFTC Considers Protections for Swap Collateral At an open meeting on November 19, the CFTC proposed a rule regarding protection of collateral of counterparties to unclea...
November 12, 2010 Client Update CFTC Proposes Swap Dealer and Major Swap Participant Rules At an open meeting on November 10, the CFTC proposed four rules regarding regulation of, and registration requirements for...
November 5, 2010 Client Update SEC Limits Direct Market Access On November 3, 2010, the SEC adopted Rule 15c3-5, which effectively prohibits “naked access” to the securities markets...
November 3, 2010 Client Update MSRB Extends Application of Its Rules and Registration to Municipal Advisors The MSRB filed on November 1, 2010 several proposed rule changes with the SEC that will require municipal advisors, as def...
October 15, 2010 Client Update SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps The SEC and the CFTC have adopted substantially similar interim final rules concerning the reporting of swaps and security...
October 1, 2010 Articles & Books Enhancing Financial Stability and Resilience: Macroprudential Policy, Tools and Systems for the Future The Group of Thirty (“G30”), an organization of preeminent global finance leaders, released a report this week entitle...
September 20, 2010 Client Update SEC Shines a Spotlight on Short-Term Borrowings: Issues Guidance and Proposes New Disclosure Requirements On September 18, 2010, the SEC proposed amendments which would require both financial and nonfinancial companies to disclo...
September 16, 2010 Client Update Impact of the Dodd-Frank Act on Private Equity Funds, Hedge Funds and Their Investment Advisers The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacted after a long and intensi...
September 13, 2010 Client Update Agreement on Quantification and Timing of Basel III Minimum Capital Requirements On September 12, 2010, the Group of Governors and Heads of Supervision, the oversight body of the Basel Committee on Banki...
September 3, 2010 Client Update SEC Adopts Rule Providing for Temporary Registration of Municipal Advisors The SEC issued on September 1, 2010 an interim final temporary rule that establishes a means for “municipal advisors” ...