Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights June 1, 2010 Client Update FINRA Proposes New Operations Personnel Qualification and Registration Requirements On May 26, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the “P... May 22, 2010 Client Update Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010 On May 20, 2010, the Senate passed the Restoring American Financial Stability Act of 2010 (the “Senate bill” or the ?... April 29, 2010 Client Update A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions On April 23, 2010, the FDIC issued new Q&As (the “April Q&As”) that clarify certain aspects of its Statement of Policy... April 20, 2010 Client Update SEC Proposes Large Trader Reporting System On April 14, 2010, the Securities and Exchange Commission (the “SEC”) proposed a new rule to establish a large trader ... April 19, 2010 Client Update SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees In an action that potentially affects the business models of the U.S. options exchanges and major option market participan... April 1, 2010 Articles & Books The SEC's New Short Sale Rule: Implications and Ambiguities The SEC has now addressed the contentious issue of short-selling in the wake of the financial crisis. While it did not ado... March 29, 2010 Client Update Structuring Private Equity Investments in FDIC “Problem” Institutions The number of insured institutions on the FDIC’s “troubled bank” list grew to over 700 at the end of 2009 (nearly th... March 23, 2010 Client Update Summary of Manager’s Amendment to the March Dodd Bill Bank Holding Company Amendments (Title VI) Volcker Rule All purely technical and uninteresting, except for the followi... March 19, 2010 Client Update Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions The Southern District of New York (“SDNY”) recently agreed to modify the Global Research Equity Settlement (“Global ... March 17, 2010 Client Update Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT) I. Institutional Arrangements Financial Stability Oversight Council. Interagency Council, consisting of 9 voting members ?... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
June 1, 2010 Client Update FINRA Proposes New Operations Personnel Qualification and Registration Requirements On May 26, 2010, the Financial Industry Regulatory Authority (“FINRA”) proposed for public comment new rules (the “P...
May 22, 2010 Client Update Summary of the Restoring American Financial Stability Act, Passed by the Senate on May 20, 2010 On May 20, 2010, the Senate passed the Restoring American Financial Stability Act of 2010 (the “Senate bill” or the ?...
April 29, 2010 Client Update A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions On April 23, 2010, the FDIC issued new Q&As (the “April Q&As”) that clarify certain aspects of its Statement of Policy...
April 20, 2010 Client Update SEC Proposes Large Trader Reporting System On April 14, 2010, the Securities and Exchange Commission (the “SEC”) proposed a new rule to establish a large trader ...
April 19, 2010 Client Update SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees In an action that potentially affects the business models of the U.S. options exchanges and major option market participan...
April 1, 2010 Articles & Books The SEC's New Short Sale Rule: Implications and Ambiguities The SEC has now addressed the contentious issue of short-selling in the wake of the financial crisis. While it did not ado...
March 29, 2010 Client Update Structuring Private Equity Investments in FDIC “Problem” Institutions The number of insured institutions on the FDIC’s “troubled bank” list grew to over 700 at the end of 2009 (nearly th...
March 23, 2010 Client Update Summary of Manager’s Amendment to the March Dodd Bill Bank Holding Company Amendments (Title VI) Volcker Rule All purely technical and uninteresting, except for the followi...
March 19, 2010 Client Update Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions The Southern District of New York (“SDNY”) recently agreed to modify the Global Research Equity Settlement (“Global ...
March 17, 2010 Client Update Summary of the March 15, 2010 Draft of the Restoring American Financial Stability Act, Introduced by Senator Christopher Dodd (D-CT) I. Institutional Arrangements Financial Stability Oversight Council. Interagency Council, consisting of 9 voting members ?...