Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights January 24, 2011 Client Update SEC Study on the Fiduciary Duty of Investment Advisers and Broker-Dealers On January 21, 2011, the Securities and Exchange Commission released its much anticipated staff study on the effectiveness... January 20, 2011 Client Update Summary of the Volcker Rule Study – Hedge Funds and Private Equity Funds The study by the Financial Stability Oversight Council (“FSOC”) of the funds portion of the Volcker Rule includes usef... January 19, 2011 Client Update Summary of the Section 622 Study and Recommendations Regarding Concentration Limits on Large Financial Companies, Released by the Financial Stability Oversight Council on January 18, 2011 As required by the Dodd-Frank Act, the Financial Stability Oversight Council (the “FSOC” or “Council”), has comple... January 19, 2011 Client Update Summary of the Volcker Rule Study – Proprietary Trading The Financial Stability Oversight Council’s (“FSOC” or the “Council”) studyon the Volcker Rule calls for robust ... January 19, 2011 Client Update Working Summary of the Financial Stability Oversight Council’s January 18, 2011 Proposed Rules on Designation of Systemically Important Nonbank Financial Companies The designation of systemically important nonbank financial companies has generated significant interest from multiple sta... November 30, 2010 Client Update CFTC Proposes to Register and Regulate Swap Dealers and Major Swap Participants On November 10, 2010, the CFTC proposed rules concerning swap dealers and major swap participants (“swaps entities”) u... November 24, 2010 Client Update SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Implementing Release”) in which it proposed rules and rule amendm... November 24, 2010 Client Update SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Exemptions Release”) proposing rules to implement certain provisi... November 23, 2010 Client Update Delaware Supreme Court Invalidates Airgas Bylaw Amendment In a practical ruling that explicitly acknowledges the relevance of “[p]ractice and understanding in the real world,” ... November 22, 2010 Client Update CFTC and SEC Propose Swap Data Reporting Rules At open meetings on November 19, the CFTC and SEC each proposed rules under the Dodd-Frank Act regarding reporting of swap... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
January 24, 2011 Client Update SEC Study on the Fiduciary Duty of Investment Advisers and Broker-Dealers On January 21, 2011, the Securities and Exchange Commission released its much anticipated staff study on the effectiveness...
January 20, 2011 Client Update Summary of the Volcker Rule Study – Hedge Funds and Private Equity Funds The study by the Financial Stability Oversight Council (“FSOC”) of the funds portion of the Volcker Rule includes usef...
January 19, 2011 Client Update Summary of the Section 622 Study and Recommendations Regarding Concentration Limits on Large Financial Companies, Released by the Financial Stability Oversight Council on January 18, 2011 As required by the Dodd-Frank Act, the Financial Stability Oversight Council (the “FSOC” or “Council”), has comple...
January 19, 2011 Client Update Summary of the Volcker Rule Study – Proprietary Trading The Financial Stability Oversight Council’s (“FSOC” or the “Council”) studyon the Volcker Rule calls for robust ...
January 19, 2011 Client Update Working Summary of the Financial Stability Oversight Council’s January 18, 2011 Proposed Rules on Designation of Systemically Important Nonbank Financial Companies The designation of systemically important nonbank financial companies has generated significant interest from multiple sta...
November 30, 2010 Client Update CFTC Proposes to Register and Regulate Swap Dealers and Major Swap Participants On November 10, 2010, the CFTC proposed rules concerning swap dealers and major swap participants (“swaps entities”) u...
November 24, 2010 Client Update SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Implementing Release”) in which it proposed rules and rule amendm...
November 24, 2010 Client Update SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Exemptions Release”) proposing rules to implement certain provisi...
November 23, 2010 Client Update Delaware Supreme Court Invalidates Airgas Bylaw Amendment In a practical ruling that explicitly acknowledges the relevance of “[p]ractice and understanding in the real world,” ...
November 22, 2010 Client Update CFTC and SEC Propose Swap Data Reporting Rules At open meetings on November 19, the CFTC and SEC each proposed rules under the Dodd-Frank Act regarding reporting of swap...