Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights April 14, 2011 Client Update Regulators Propose Swap Margin and Capital Rules On April 12, 2011, the U.S. banking regulators proposed rules regarding the capital and margin requirements applicable to ... April 12, 2011 Client Update FINRA Proposes Rule on the Use of Third-Party Service Providers After many years of negotiations with the SEC staff, FINRA recently proposed for comment Rule 3190 to clarify the scope of... April 5, 2011 Client Update FDIC Releases Joint Notice of Proposed Rulemaking on Resolution Plans and Credit Exposure Reports Requiring systemically important financial institutions to prepare living wills has the potential to be one of the most ef... April 4, 2011 Client Update Dodd-Frank Progress Report - April 2011 Davis Polk is pleased to announce the first installment of the “Davis Polk Dodd-Frank Rulemaking Progress Report.” Thi... March 31, 2011 Client Update Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions Yesterday seven federal agencies jointly finalized a proposed rule under Section 956 of the Dodd-Frank Wall Street Reform ... March 28, 2011 Client Update FDIC's Second Notice of Proposed Rulemaking under the Orderly Liquidation Authority On March 23, 2011, the FDIC published its second notice of proposed rulemaking to implement its new Orderly Liquidation Au... March 3, 2011 Client Update Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions A proposed rule issued under Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act would subject fi... February 14, 2011 Client Update Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule The final regulations implement the conformance period during which banking entities must bring their activities, investme... February 9, 2011 Client Update Summary of Federal Reserve Proposed Rule on Definitions Related to Nonbank Financial Companies and Interconnectedness of Systemically Important Firms On February 8, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued a notice of proposed ru... January 25, 2011 Client Update Investing In or Acquiring Troubled Banks: The Problem of Holding Company Debt In the wake of the recent purchase of AmericanWest Bank by a joint venture between a Goldman Sachs fund and Oaktree Capita... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
April 14, 2011 Client Update Regulators Propose Swap Margin and Capital Rules On April 12, 2011, the U.S. banking regulators proposed rules regarding the capital and margin requirements applicable to ...
April 12, 2011 Client Update FINRA Proposes Rule on the Use of Third-Party Service Providers After many years of negotiations with the SEC staff, FINRA recently proposed for comment Rule 3190 to clarify the scope of...
April 5, 2011 Client Update FDIC Releases Joint Notice of Proposed Rulemaking on Resolution Plans and Credit Exposure Reports Requiring systemically important financial institutions to prepare living wills has the potential to be one of the most ef...
April 4, 2011 Client Update Dodd-Frank Progress Report - April 2011 Davis Polk is pleased to announce the first installment of the “Davis Polk Dodd-Frank Rulemaking Progress Report.” Thi...
March 31, 2011 Client Update Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions Yesterday seven federal agencies jointly finalized a proposed rule under Section 956 of the Dodd-Frank Wall Street Reform ...
March 28, 2011 Client Update FDIC's Second Notice of Proposed Rulemaking under the Orderly Liquidation Authority On March 23, 2011, the FDIC published its second notice of proposed rulemaking to implement its new Orderly Liquidation Au...
March 3, 2011 Client Update Federal Agencies Propose Interagency Rule on Incentive-Based Compensation for Financial Institutions A proposed rule issued under Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act would subject fi...
February 14, 2011 Client Update Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule The final regulations implement the conformance period during which banking entities must bring their activities, investme...
February 9, 2011 Client Update Summary of Federal Reserve Proposed Rule on Definitions Related to Nonbank Financial Companies and Interconnectedness of Systemically Important Firms On February 8, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued a notice of proposed ru...
January 25, 2011 Client Update Investing In or Acquiring Troubled Banks: The Problem of Holding Company Debt In the wake of the recent purchase of AmericanWest Bank by a joint venture between a Goldman Sachs fund and Oaktree Capita...