Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights November 3, 2010 Client Update MSRB Extends Application of Its Rules and Registration to Municipal Advisors The MSRB filed on November 1, 2010 several proposed rule changes with the SEC that will require municipal advisors, as def... October 15, 2010 Client Update SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps The SEC and the CFTC have adopted substantially similar interim final rules concerning the reporting of swaps and security... October 1, 2010 Articles & Books Enhancing Financial Stability and Resilience: Macroprudential Policy, Tools and Systems for the Future The Group of Thirty (“G30”), an organization of preeminent global finance leaders, released a report this week entitle... September 20, 2010 Client Update SEC Shines a Spotlight on Short-Term Borrowings: Issues Guidance and Proposes New Disclosure Requirements On September 18, 2010, the SEC proposed amendments which would require both financial and nonfinancial companies to disclo... September 16, 2010 Client Update Impact of the Dodd-Frank Act on Private Equity Funds, Hedge Funds and Their Investment Advisers The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacted after a long and intensi... September 13, 2010 Client Update Agreement on Quantification and Timing of Basel III Minimum Capital Requirements On September 12, 2010, the Group of Governors and Heads of Supervision, the oversight body of the Basel Committee on Banki... September 3, 2010 Client Update SEC Adopts Rule Providing for Temporary Registration of Municipal Advisors The SEC issued on September 1, 2010 an interim final temporary rule that establishes a means for “municipal advisors” ... July 26, 2010 Client Update SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees Citing a need to better protect and inform mutual fund investors, the Securities and Exchange Commission (“SEC”) propo... July 23, 2010 Client Update Exploring the Volcker Rule’s Effect on Banks: WSJ Video Interview The “Volcker Rule,” which is a key component of the Dodd-Frank Wall Street Reform and Consumer Protection Act, prohibi... July 21, 2010 Client Update Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment Today, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act. Congress has made a policy de... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
November 3, 2010 Client Update MSRB Extends Application of Its Rules and Registration to Municipal Advisors The MSRB filed on November 1, 2010 several proposed rule changes with the SEC that will require municipal advisors, as def...
October 15, 2010 Client Update SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps The SEC and the CFTC have adopted substantially similar interim final rules concerning the reporting of swaps and security...
October 1, 2010 Articles & Books Enhancing Financial Stability and Resilience: Macroprudential Policy, Tools and Systems for the Future The Group of Thirty (“G30”), an organization of preeminent global finance leaders, released a report this week entitle...
September 20, 2010 Client Update SEC Shines a Spotlight on Short-Term Borrowings: Issues Guidance and Proposes New Disclosure Requirements On September 18, 2010, the SEC proposed amendments which would require both financial and nonfinancial companies to disclo...
September 16, 2010 Client Update Impact of the Dodd-Frank Act on Private Equity Funds, Hedge Funds and Their Investment Advisers The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacted after a long and intensi...
September 13, 2010 Client Update Agreement on Quantification and Timing of Basel III Minimum Capital Requirements On September 12, 2010, the Group of Governors and Heads of Supervision, the oversight body of the Basel Committee on Banki...
September 3, 2010 Client Update SEC Adopts Rule Providing for Temporary Registration of Municipal Advisors The SEC issued on September 1, 2010 an interim final temporary rule that establishes a means for “municipal advisors” ...
July 26, 2010 Client Update SEC Proposes New Regulatory Scheme for 12b-1 Mutual Fund Fees Citing a need to better protect and inform mutual fund investors, the Securities and Exchange Commission (“SEC”) propo...
July 23, 2010 Client Update Exploring the Volcker Rule’s Effect on Banks: WSJ Video Interview The “Volcker Rule,” which is a key component of the Dodd-Frank Wall Street Reform and Consumer Protection Act, prohibi...
July 21, 2010 Client Update Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment Today, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act. Congress has made a policy de...