Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights June 9, 2011 Client Update SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps The SEC has readopted portions of Rules 13d-3 and 16a-1 to ensure that its current beneficial ownership definition, which ... June 7, 2011 Client Update SEC Whistleblower Rules: What You Need to Know The SEC has now issued rules implementing the Dodd-Frank whistleblower bounty provisions, ushering in a radically new comp... June 1, 2011 Client Update Dodd-Frank Progress Report - June 2011 Davis Polk is pleased to announce the third installment of the Davis Polk Dodd-Frank Rulemaking Progress Report. This mont... June 1, 2011 Client Update Proposed Credit Risk Retention Rules Raise Serious Concerns The extensive commentary provided to date on the proposed credit risk retention rules (the “Proposed Rules”) under the... May 17, 2011 Client Update 60 Days - Over 175 New Derivatives Provisions On July 16, 2011—60 days from now—over 175 new Dodd-Frank derivatives provisions automatically go into effect. Many of... May 2, 2011 Client Update Dodd-Frank Progress Report - May 2011 Davis Polk is pleased to announce the second installment of the Davis Polk Dodd-Frank Rulemaking Progress Report. This mon... May 2, 2011 Client Update Treasury Proposes FX Swap and Forward Exemption On April 29, 2011, the United States Department of the Treasury issued a proposed determination that would exempt foreign ... April 26, 2011 Client Update Credible Living Wills: The First Generation We are pleased to announce the publication of a Davis Polk and McKinsey & Co. co-authored whitepaper, Credible Living Will... April 25, 2011 Client Update Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers The Dodd-Frank Act may require many currently unregistered non-U.S. investment advisers to register with the SEC as invest... April 20, 2011 Client Update CFTC Releases Swap Margin Proposal On April 14, 2011, the CFTC released its proposed rules governing margin requirements for uncleared swaps entered into by ... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
June 9, 2011 Client Update SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps The SEC has readopted portions of Rules 13d-3 and 16a-1 to ensure that its current beneficial ownership definition, which ...
June 7, 2011 Client Update SEC Whistleblower Rules: What You Need to Know The SEC has now issued rules implementing the Dodd-Frank whistleblower bounty provisions, ushering in a radically new comp...
June 1, 2011 Client Update Dodd-Frank Progress Report - June 2011 Davis Polk is pleased to announce the third installment of the Davis Polk Dodd-Frank Rulemaking Progress Report. This mont...
June 1, 2011 Client Update Proposed Credit Risk Retention Rules Raise Serious Concerns The extensive commentary provided to date on the proposed credit risk retention rules (the “Proposed Rules”) under the...
May 17, 2011 Client Update 60 Days - Over 175 New Derivatives Provisions On July 16, 2011—60 days from now—over 175 new Dodd-Frank derivatives provisions automatically go into effect. Many of...
May 2, 2011 Client Update Dodd-Frank Progress Report - May 2011 Davis Polk is pleased to announce the second installment of the Davis Polk Dodd-Frank Rulemaking Progress Report. This mon...
May 2, 2011 Client Update Treasury Proposes FX Swap and Forward Exemption On April 29, 2011, the United States Department of the Treasury issued a proposed determination that would exempt foreign ...
April 26, 2011 Client Update Credible Living Wills: The First Generation We are pleased to announce the publication of a Davis Polk and McKinsey & Co. co-authored whitepaper, Credible Living Will...
April 25, 2011 Client Update Dodd-Frank Act May Require New SEC Registration for Non-U.S. Advisers The Dodd-Frank Act may require many currently unregistered non-U.S. investment advisers to register with the SEC as invest...
April 20, 2011 Client Update CFTC Releases Swap Margin Proposal On April 14, 2011, the CFTC released its proposed rules governing margin requirements for uncleared swaps entered into by ...