Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights January 19, 2011 Client Update Summary of the Volcker Rule Study – Proprietary Trading The Financial Stability Oversight Council’s (“FSOC” or the “Council”) studyon the Volcker Rule calls for robust ... January 19, 2011 Client Update Working Summary of the Financial Stability Oversight Council’s January 18, 2011 Proposed Rules on Designation of Systemically Important Nonbank Financial Companies The designation of systemically important nonbank financial companies has generated significant interest from multiple sta... November 30, 2010 Client Update CFTC Proposes to Register and Regulate Swap Dealers and Major Swap Participants On November 10, 2010, the CFTC proposed rules concerning swap dealers and major swap participants (“swaps entities”) u... November 24, 2010 Client Update SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Implementing Release”) in which it proposed rules and rule amendm... November 24, 2010 Client Update SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Exemptions Release”) proposing rules to implement certain provisi... November 23, 2010 Client Update Delaware Supreme Court Invalidates Airgas Bylaw Amendment In a practical ruling that explicitly acknowledges the relevance of “[p]ractice and understanding in the real world,” ... November 22, 2010 Client Update CFTC and SEC Propose Swap Data Reporting Rules At open meetings on November 19, the CFTC and SEC each proposed rules under the Dodd-Frank Act regarding reporting of swap... November 22, 2010 Client Update CFTC Considers Protections for Swap Collateral At an open meeting on November 19, the CFTC proposed a rule regarding protection of collateral of counterparties to unclea... November 12, 2010 Client Update CFTC Proposes Swap Dealer and Major Swap Participant Rules At an open meeting on November 10, the CFTC proposed four rules regarding regulation of, and registration requirements for... November 5, 2010 Client Update SEC Limits Direct Market Access On November 3, 2010, the SEC adopted Rule 15c3-5, which effectively prohibits “naked access” to the securities markets... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
January 19, 2011 Client Update Summary of the Volcker Rule Study – Proprietary Trading The Financial Stability Oversight Council’s (“FSOC” or the “Council”) studyon the Volcker Rule calls for robust ...
January 19, 2011 Client Update Working Summary of the Financial Stability Oversight Council’s January 18, 2011 Proposed Rules on Designation of Systemically Important Nonbank Financial Companies The designation of systemically important nonbank financial companies has generated significant interest from multiple sta...
November 30, 2010 Client Update CFTC Proposes to Register and Regulate Swap Dealers and Major Swap Participants On November 10, 2010, the CFTC proposed rules concerning swap dealers and major swap participants (“swaps entities”) u...
November 24, 2010 Client Update SEC Issues Proposal Implementing Advisers Act Registration and Reporting Amendments Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Implementing Release”) in which it proposed rules and rule amendm...
November 24, 2010 Client Update SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act On November 19, 2010, the SEC issued a release (the “Exemptions Release”) proposing rules to implement certain provisi...
November 23, 2010 Client Update Delaware Supreme Court Invalidates Airgas Bylaw Amendment In a practical ruling that explicitly acknowledges the relevance of “[p]ractice and understanding in the real world,” ...
November 22, 2010 Client Update CFTC and SEC Propose Swap Data Reporting Rules At open meetings on November 19, the CFTC and SEC each proposed rules under the Dodd-Frank Act regarding reporting of swap...
November 22, 2010 Client Update CFTC Considers Protections for Swap Collateral At an open meeting on November 19, the CFTC proposed a rule regarding protection of collateral of counterparties to unclea...
November 12, 2010 Client Update CFTC Proposes Swap Dealer and Major Swap Participant Rules At an open meeting on November 10, the CFTC proposed four rules regarding regulation of, and registration requirements for...
November 5, 2010 Client Update SEC Limits Direct Market Access On November 3, 2010, the SEC adopted Rule 15c3-5, which effectively prohibits “naked access” to the securities markets...