Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights August 1, 2011 Articles & Books Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance? Existing supervisors, as well as the new institutions that the Dodd-Frank Act created, collect and aggregate an unpreceden... July 29, 2011 Client Update U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report Since July 21, 2010, when President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (t... July 28, 2011 Client Update Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States As a result of the various capital reforms arising out of the recent financial crisis, there has been increasing interest ... July 22, 2011 Client Update Dodd-Frank Progress Report - One-Year Anniversary Davis Polk is pleased to present its One-Year Anniversary Dodd-Frank Progress Report, which provides statistical analysis ... July 21, 2011 Client Update SEC Proposes New Custody-Related Reporting and Audit Requirements for Broker-Dealers The SEC recently proposed amendments to Rule 17a-5 under the Securities Exchange Act of 1934 — the broker-dealer financi... July 11, 2011 Client Update Counterparty Credit Risk Management: Links Between Supervisory Guidance, Dodd-Frank and Basel Last week the federal banking agencies released interagency supervisory guidance designed to create new, and higher, best ... July 1, 2011 Client Update Dodd-Frank Progress Report - July 2011 Davis Polk is pleased to present the fourth Davis Polk Dodd-Frank Progress Report. This month, rules meeting 14 Dodd-Frank... June 23, 2011 Client Update Federal Banking Agencies Implement Collins Amendment by Establishing Risk-Based Capital Floor Pursuant to the Collins Amendment of the Dodd-Frank Act, the Federal Reserve Board, FDIC and OCC have adopted a final rule... June 22, 2011 Client Update SEC Approves New FINRA Rule Requiring the Qualification and Registration of Operations Professionals On June 16, 2011, the SEC approved new FINRA Rule 1230(b)(6), that will require, for the first time, that persons with sup... June 17, 2011 Client Update CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements The CFTC and SEC took actions this week that are expected to defer most Dodd-Frank requirements regulating swaps and secur... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
August 1, 2011 Articles & Books Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance? Existing supervisors, as well as the new institutions that the Dodd-Frank Act created, collect and aggregate an unpreceden...
July 29, 2011 Client Update U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report Since July 21, 2010, when President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (t...
July 28, 2011 Client Update Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States As a result of the various capital reforms arising out of the recent financial crisis, there has been increasing interest ...
July 22, 2011 Client Update Dodd-Frank Progress Report - One-Year Anniversary Davis Polk is pleased to present its One-Year Anniversary Dodd-Frank Progress Report, which provides statistical analysis ...
July 21, 2011 Client Update SEC Proposes New Custody-Related Reporting and Audit Requirements for Broker-Dealers The SEC recently proposed amendments to Rule 17a-5 under the Securities Exchange Act of 1934 — the broker-dealer financi...
July 11, 2011 Client Update Counterparty Credit Risk Management: Links Between Supervisory Guidance, Dodd-Frank and Basel Last week the federal banking agencies released interagency supervisory guidance designed to create new, and higher, best ...
July 1, 2011 Client Update Dodd-Frank Progress Report - July 2011 Davis Polk is pleased to present the fourth Davis Polk Dodd-Frank Progress Report. This month, rules meeting 14 Dodd-Frank...
June 23, 2011 Client Update Federal Banking Agencies Implement Collins Amendment by Establishing Risk-Based Capital Floor Pursuant to the Collins Amendment of the Dodd-Frank Act, the Federal Reserve Board, FDIC and OCC have adopted a final rule...
June 22, 2011 Client Update SEC Approves New FINRA Rule Requiring the Qualification and Registration of Operations Professionals On June 16, 2011, the SEC approved new FINRA Rule 1230(b)(6), that will require, for the first time, that persons with sup...
June 17, 2011 Client Update CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements The CFTC and SEC took actions this week that are expected to defer most Dodd-Frank requirements regulating swaps and secur...