Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights October 2, 2024 Client Update FDIC proposes to strengthen custodial deposit account recordkeeping in bank-fintech partnerships The FDIC proposal is the latest measure by the federal banking agencies to address perceived risks arising from bank-finte... September 26, 2024 Client Update Reg NMS resized: SEC adjusts tick sizes, lowers access fees and accelerates lot size amendments The SEC finalized a package of amendments to Regulation National Market System (Reg NMS) to reduce minimum pricing increme... September 13, 2024 Client Update FinCEN finalizes rule creating reporting requirements for certain residential real estate transfers FinCEN finalized a rule that targets illicit finance in the real estate sector and imposes new reporting requirements with... September 12, 2024 Client Update FinCEN issues final rule requiring investment advisers to maintain AML/CFT compliance programs FinCEN’s Investment Adviser Rule will, as of January 1, 2026, require certain investment advisers to implement and maint... September 9, 2024 Client Update California lawmakers fail to delay compliance deadlines in landmark climate-related disclosure laws Proposals to delay compliance deadlines in California’s three landmark climate-related disclosure laws failed to pass du... September 4, 2024 Client Update FDIC proposes to expand its reach over some investments in bank holding companies The FDIC’s proposed amendment to its CIBCA regulations would give the FDIC greater oversight of investments by non-bank ... August 21, 2024 Articles & Books Anti-money laundering: Countering the financing of terrorism Davis Polk partner Dan Stipano and associates Kendall Howell and Charles Marshall Wilson authored “Anti-money laundering... August 12, 2024 Client Update FDIC changes tack and proposes significant expansion of brokered deposit rule The FDIC’s proposed brokered deposit rule would expand the definition of deposit broker and eliminate and narrow excepti... August 8, 2024 Webinar Recent developments: U.S. sanctions and AML regulation and enforcement Please join us for a discussion on some of this year’s key enforcement trends and policy and regulatory developments in ... August 5, 2024 Client Update Triennial full filers – Final guidance for Title I resolution plans The FDIC recently finalized two items of guidance for triennial full filer Title I resolution plans (originally proposed l... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
October 2, 2024 Client Update FDIC proposes to strengthen custodial deposit account recordkeeping in bank-fintech partnerships The FDIC proposal is the latest measure by the federal banking agencies to address perceived risks arising from bank-finte...
September 26, 2024 Client Update Reg NMS resized: SEC adjusts tick sizes, lowers access fees and accelerates lot size amendments The SEC finalized a package of amendments to Regulation National Market System (Reg NMS) to reduce minimum pricing increme...
September 13, 2024 Client Update FinCEN finalizes rule creating reporting requirements for certain residential real estate transfers FinCEN finalized a rule that targets illicit finance in the real estate sector and imposes new reporting requirements with...
September 12, 2024 Client Update FinCEN issues final rule requiring investment advisers to maintain AML/CFT compliance programs FinCEN’s Investment Adviser Rule will, as of January 1, 2026, require certain investment advisers to implement and maint...
September 9, 2024 Client Update California lawmakers fail to delay compliance deadlines in landmark climate-related disclosure laws Proposals to delay compliance deadlines in California’s three landmark climate-related disclosure laws failed to pass du...
September 4, 2024 Client Update FDIC proposes to expand its reach over some investments in bank holding companies The FDIC’s proposed amendment to its CIBCA regulations would give the FDIC greater oversight of investments by non-bank ...
August 21, 2024 Articles & Books Anti-money laundering: Countering the financing of terrorism Davis Polk partner Dan Stipano and associates Kendall Howell and Charles Marshall Wilson authored “Anti-money laundering...
August 12, 2024 Client Update FDIC changes tack and proposes significant expansion of brokered deposit rule The FDIC’s proposed brokered deposit rule would expand the definition of deposit broker and eliminate and narrow excepti...
August 8, 2024 Webinar Recent developments: U.S. sanctions and AML regulation and enforcement Please join us for a discussion on some of this year’s key enforcement trends and policy and regulatory developments in ...
August 5, 2024 Client Update Triennial full filers – Final guidance for Title I resolution plans The FDIC recently finalized two items of guidance for triennial full filer Title I resolution plans (originally proposed l...