Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac... September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se... September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem... September 1, 2011 Client Update ドッド=フランク法に基づく報酬クローバック： 海外発行体に対する影響 （参考和訳） 発行体が、証券諸法に基づくいずれかの財務報告要件の重大な不履行を原因として、会計?... August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Broker-Dealers The Securities and Exchange Commission recently published for comment FINRA’s proposal to revise its rules governing mem... August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr... August 1, 2011 Client Update SEC Adopts Large Trader Reporting Requirements On July 26, 2011, the SEC adopted Rule 13h-1 under the Securities Exchange Act of 1934 to require large trader registratio... August 1, 2011 Articles & Books Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance? Existing supervisors, as well as the new institutions that the Dodd-Frank Act created, collect and aggregate an unpreceden... July 29, 2011 Client Update U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report Since July 21, 2010, when President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (t... July 28, 2011 Client Update Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States As a result of the various capital reforms arising out of the recent financial crisis, there has been increasing interest ... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac...
September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se...
September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem...
September 1, 2011 Client Update ドッド=フランク法に基づく報酬クローバック： 海外発行体に対する影響 （参考和訳） 発行体が、証券諸法に基づくいずれかの財務報告要件の重大な不履行を原因として、会計?...
August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Broker-Dealers The Securities and Exchange Commission recently published for comment FINRA’s proposal to revise its rules governing mem...
August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr...
August 1, 2011 Client Update SEC Adopts Large Trader Reporting Requirements On July 26, 2011, the SEC adopted Rule 13h-1 under the Securities Exchange Act of 1934 to require large trader registratio...
August 1, 2011 Articles & Books Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance? Existing supervisors, as well as the new institutions that the Dodd-Frank Act created, collect and aggregate an unpreceden...
July 29, 2011 Client Update U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report Since July 21, 2010, when President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (t...
July 28, 2011 Client Update Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States As a result of the various capital reforms arising out of the recent financial crisis, there has been increasing interest ...