Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights January 9, 2012 Client Update SEC Staff Issues Guidance on European Sovereign Debt Exposures The SEC Corporate Finance staff has issued CF Disclosure Guidance: Topic No. 4 to address its concerns about financial ins... January 3, 2012 Client Update Dodd-Frank Progress Report - January 2012 In this Report: As of the end of 2011, deadlines for half of Dodd-Frank’s rulemaking requirements have passed. 2... December 23, 2011 Articles & Books Comment: 12 Regulatory Reform Predictions for '12 Next year is shaping up another to be another significant year for US regulatory reform. Here are our predictions of 12 ke... December 23, 2011 Client Update Summary of the Federal Reserve’s Proposed Rules for Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies The Federal Reserve has released proposed rules to implement the enhanced supervisory and prudential requirements in Secti... December 1, 2011 Client Update Dodd-Frank Progress Report - December 2011 No New Deadlines. No new rulemaking requirements were due in November. 3 Requirements Proposed. Rules satisfying three ru... November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ... November 1, 2011 Client Update Dodd-Frank Progress Report - November 2011 Davis Polk is pleased to present the November Dodd-Frank Progress Report. The 37 rulemaking deadlines in October bring the... October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th... October 21, 2011 Client Update Delaware Court of Chancery Awards $1.26 Billion in Entire Fairness Case On October 14, 2011, the Delaware Court of Chancery entered a $1.26 billion damages award in In re Southern Peru Copper Co... October 18, 2011 Client Update SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants On October 12, 2011, the Securities and Exchange Commission (the “SEC” or the “Commission”) proposed, by a 3-1 vot... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
January 9, 2012 Client Update SEC Staff Issues Guidance on European Sovereign Debt Exposures The SEC Corporate Finance staff has issued CF Disclosure Guidance: Topic No. 4 to address its concerns about financial ins...
January 3, 2012 Client Update Dodd-Frank Progress Report - January 2012 In this Report: As of the end of 2011, deadlines for half of Dodd-Frank’s rulemaking requirements have passed. 2...
December 23, 2011 Articles & Books Comment: 12 Regulatory Reform Predictions for '12 Next year is shaping up another to be another significant year for US regulatory reform. Here are our predictions of 12 ke...
December 23, 2011 Client Update Summary of the Federal Reserve’s Proposed Rules for Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies The Federal Reserve has released proposed rules to implement the enhanced supervisory and prudential requirements in Secti...
December 1, 2011 Client Update Dodd-Frank Progress Report - December 2011 No New Deadlines. No new rulemaking requirements were due in November. 3 Requirements Proposed. Rules satisfying three ru...
November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ...
November 1, 2011 Client Update Dodd-Frank Progress Report - November 2011 Davis Polk is pleased to present the November Dodd-Frank Progress Report. The 37 rulemaking deadlines in October bring the...
October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th...
October 21, 2011 Client Update Delaware Court of Chancery Awards $1.26 Billion in Entire Fairness Case On October 14, 2011, the Delaware Court of Chancery entered a $1.26 billion damages award in In re Southern Peru Copper Co...
October 18, 2011 Client Update SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants On October 12, 2011, the Securities and Exchange Commission (the “SEC” or the “Commission”) proposed, by a 3-1 vot...