Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights October 7, 2011 Client Update Leaked Volcker Release – Proprietary Trading On Wednesday, October 5, the American Banker made public a September 30 draft of the imminent interagency release on the V... October 6, 2011 Client Update SEC Staff Alert Reveals Expansive Application of Market Access Rule A National Exam Risk Alert released by the SEC’s Office of Compliance Inspections and Examinations reveals that the SEC ... October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov... October 4, 2011 Client Update Tighter Circuit Breakers in Equities Markets The stock markets have proposed to tighten the market-wide circuit breakers that halt trading in the equity markets. The p... October 3, 2011 Client Update Dodd-Frank Progress Report - October 2011 Davis Polk is pleased to present the October Dodd-Frank Progress Report. This month, rules meeting three Dodd-Frank requir... September 19, 2011 Client Update Credible Living Wills Under the U.S. Regulatory Framework The release of two rules on resolution planning by the FDIC last week means that the basic contours of the U.S. regulatory... September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac... September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se... September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem... September 1, 2011 Client Update ドッド=フランク法に基づく報酬クローバック： 海外発行体に対する影響 （参考和訳） 発行体が、証券諸法に基づくいずれかの財務報告要件の重大な不履行を原因として、会計?... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
October 7, 2011 Client Update Leaked Volcker Release – Proprietary Trading On Wednesday, October 5, the American Banker made public a September 30 draft of the imminent interagency release on the V...
October 6, 2011 Client Update SEC Staff Alert Reveals Expansive Application of Market Access Rule A National Exam Risk Alert released by the SEC’s Office of Compliance Inspections and Examinations reveals that the SEC ...
October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov...
October 4, 2011 Client Update Tighter Circuit Breakers in Equities Markets The stock markets have proposed to tighten the market-wide circuit breakers that halt trading in the equity markets. The p...
October 3, 2011 Client Update Dodd-Frank Progress Report - October 2011 Davis Polk is pleased to present the October Dodd-Frank Progress Report. This month, rules meeting three Dodd-Frank requir...
September 19, 2011 Client Update Credible Living Wills Under the U.S. Regulatory Framework The release of two rules on resolution planning by the FDIC last week means that the basic contours of the U.S. regulatory...
September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac...
September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se...
September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem...
September 1, 2011 Client Update ドッド=フランク法に基づく報酬クローバック： 海外発行体に対する影響 （参考和訳） 発行体が、証券諸法に基づくいずれかの財務報告要件の重大な不履行を原因として、会計?...