Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit... March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines... February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final... February 1, 2012 Client Update Dodd-Frank Progress Report - February 2012 As of February 1, 2012, a total of 225 Dodd Frank rulemaking deadlines have passed, of which 27.1% have been met with fina... January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major... January 23, 2012 Client Update CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral In adopting final rules on the treatment of cleared swap customer collateral, the CFTC has taken a major step in defining ... January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ... January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p... January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in... January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit...
March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines...
February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final...
February 1, 2012 Client Update Dodd-Frank Progress Report - February 2012 As of February 1, 2012, a total of 225 Dodd Frank rulemaking deadlines have passed, of which 27.1% have been met with fina...
January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major...
January 23, 2012 Client Update CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral In adopting final rules on the treatment of cleared swap customer collateral, the CFTC has taken a major step in defining ...
January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ...
January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p...
January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in...
January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu...