Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ... December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... See more insights February 1, 2012 Client Update Dodd-Frank Progress Report - February 2012 As of February 1, 2012, a total of 225 Dodd Frank rulemaking deadlines have passed, of which 27.1% have been met with fina... January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major... January 23, 2012 Client Update CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral In adopting final rules on the treatment of cleared swap customer collateral, the CFTC has taken a major step in defining ... January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ... January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p... January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in... January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu... January 9, 2012 Client Update SEC Staff Issues Guidance on European Sovereign Debt Exposures The SEC Corporate Finance staff has issued CF Disclosure Guidance: Topic No. 4 to address its concerns about financial ins... January 3, 2012 Client Update Dodd-Frank Progress Report - January 2012 In this Report: As of the end of 2011, deadlines for half of Dodd-Frank’s rulemaking requirements have passed. 2... December 23, 2011 Articles & Books Comment: 12 Regulatory Reform Predictions for '12 Next year is shaping up another to be another significant year for US regulatory reform. Here are our predictions of 12 ke... Load More
December 22, 2025 Client Update Federal Reserve and FDIC take crypto-friendly steps The Federal Reserve and FDIC took actions last week designed to facilitate crypto-related activities. The Federal Reserve ...
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
February 1, 2012 Client Update Dodd-Frank Progress Report - February 2012 As of February 1, 2012, a total of 225 Dodd Frank rulemaking deadlines have passed, of which 27.1% have been met with fina...
January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major...
January 23, 2012 Client Update CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral In adopting final rules on the treatment of cleared swap customer collateral, the CFTC has taken a major step in defining ...
January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ...
January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p...
January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in...
January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu...
January 9, 2012 Client Update SEC Staff Issues Guidance on European Sovereign Debt Exposures The SEC Corporate Finance staff has issued CF Disclosure Guidance: Topic No. 4 to address its concerns about financial ins...
January 3, 2012 Client Update Dodd-Frank Progress Report - January 2012 In this Report: As of the end of 2011, deadlines for half of Dodd-Frank’s rulemaking requirements have passed. 2...
December 23, 2011 Articles & Books Comment: 12 Regulatory Reform Predictions for '12 Next year is shaping up another to be another significant year for US regulatory reform. Here are our predictions of 12 ke...