Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights May 11, 2012 Client Update Federal Reserve’s Comprehensive Consolidated Supervision Determination for Chinese Banks Has Broader Implications The Federal Reserve’s decision this week to confer Comprehensive Consolidated Supervision status to three state-owned Ch... May 8, 2012 Client Update SEC Reopens Comment Period for Proposed Amendments to Financial Responsibility Rules for Broker-Dealers On May 3, 2012, the SEC reopened the comment period on a long-dormant proposal to amend the financial responsibility rules... May 7, 2012 Client Update Delaware Court Temporarily Blocks Martin Marietta’s Hostile Bid to Acquire Rival Vulcan In a much-anticipated opinion, Chancellor Leo E. Strine, Jr. of the Delaware Court of Chancery has enjoined Martin Mariett... May 2, 2012 Client Update CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions On April 18, 2012, the CFTC and SEC adopted final rules to further define the terms “swap dealer,” “security-based s... May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?... May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221... April 23, 2012 Client Update SEC Issues Exemptions from Large Trader Reporting Rule Today, the SEC issued an order temporarily exempting broker-dealers from the recordkeeping, reporting, and monitoring requ... April 20, 2012 Client Update Volcker Rule Conformance Period Guidelines Yesterday, the Federal Reserve issued guidelines clarifying when banking entities must bring their activities, investments... April 18, 2012 Client Update SEC Approves Amendments to FINRA Communications Rules The Securities and Exchange Commission has approved a significant overhaul of FINRA’s rules governing members’ communi... April 10, 2012 Client Update JOBS Act Implementation Chart On April 5, 2012, the President signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”), the most sig... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
May 11, 2012 Client Update Federal Reserve’s Comprehensive Consolidated Supervision Determination for Chinese Banks Has Broader Implications The Federal Reserve’s decision this week to confer Comprehensive Consolidated Supervision status to three state-owned Ch...
May 8, 2012 Client Update SEC Reopens Comment Period for Proposed Amendments to Financial Responsibility Rules for Broker-Dealers On May 3, 2012, the SEC reopened the comment period on a long-dormant proposal to amend the financial responsibility rules...
May 7, 2012 Client Update Delaware Court Temporarily Blocks Martin Marietta’s Hostile Bid to Acquire Rival Vulcan In a much-anticipated opinion, Chancellor Leo E. Strine, Jr. of the Delaware Court of Chancery has enjoined Martin Mariett...
May 2, 2012 Client Update CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions On April 18, 2012, the CFTC and SEC adopted final rules to further define the terms “swap dealer,” “security-based s...
May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?...
May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221...
April 23, 2012 Client Update SEC Issues Exemptions from Large Trader Reporting Rule Today, the SEC issued an order temporarily exempting broker-dealers from the recordkeeping, reporting, and monitoring requ...
April 20, 2012 Client Update Volcker Rule Conformance Period Guidelines Yesterday, the Federal Reserve issued guidelines clarifying when banking entities must bring their activities, investments...
April 18, 2012 Client Update SEC Approves Amendments to FINRA Communications Rules The Securities and Exchange Commission has approved a significant overhaul of FINRA’s rules governing members’ communi...
April 10, 2012 Client Update JOBS Act Implementation Chart On April 5, 2012, the President signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”), the most sig...