Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ... October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie... October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations... August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W... July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d... July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl... See more insights May 22, 2012 Client Update CFTC Proposes Exemptions from Aggregation under Its Position Limits Rule On May 18, 2012, the Commodity Futures Trading Commission, by seriatim vote, proposed rules (the “Proposal”) to provid... May 21, 2012 Client Update CFTC Chairman Gensler Previews Key Elements of Dodd-Frank Title VII Cross-Border Guidance In a speech today at the 2012 FINRA Annual Conference, CFTC Chairman Gary Gensler provided a preview of the CFTC’s much ... May 16, 2012 Client Update SEC Approves MSRB Interpretive Notice on Municipal Security Underwriters The Securities and Exchange Commission has approved the Municipal Securities Rulemaking Board’s Interpretive Notice conc... May 11, 2012 Client Update Federal Reserve’s Comprehensive Consolidated Supervision Determination for Chinese Banks Has Broader Implications The Federal Reserve’s decision this week to confer Comprehensive Consolidated Supervision status to three state-owned Ch... May 8, 2012 Client Update SEC Reopens Comment Period for Proposed Amendments to Financial Responsibility Rules for Broker-Dealers On May 3, 2012, the SEC reopened the comment period on a long-dormant proposal to amend the financial responsibility rules... May 7, 2012 Client Update Delaware Court Temporarily Blocks Martin Marietta’s Hostile Bid to Acquire Rival Vulcan In a much-anticipated opinion, Chancellor Leo E. Strine, Jr. of the Delaware Court of Chancery has enjoined Martin Mariett... May 2, 2012 Client Update CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions On April 18, 2012, the CFTC and SEC adopted final rules to further define the terms “swap dealer,” “security-based s... May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?... May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221... April 23, 2012 Client Update SEC Issues Exemptions from Large Trader Reporting Rule Today, the SEC issued an order temporarily exempting broker-dealers from the recordkeeping, reporting, and monitoring requ... Load More
December 1, 2025 Client Update OCC updates BSA/AML examination procedures for community banks The OCC released new Bank Secrecy Act examination procedures to reduce regulatory burdens for community banks, continuing ...
October 14, 2025 Client Update Key takeaways from the FDIC and OCC supervisory proposals The FDIC and OCC propose to codify safety and soundness and reputational risk. This update contains our key takeaways, vie...
October 13, 2025 Client Update FinCEN and banking agencies release updated SAR guidance FinCEN and the federal banking agencies released new FAQs intended to streamline suspicious activity reporting obligations...
August 19, 2025 Client Update Crypto’s integration into the traditional financial system is underway President Trump entered the White House in January 2025 promising to make the United States the “Crypto Capital of the W...
July 18, 2025 Client Update GENIUS Act is enacted The President has signed the bipartisan GENIUS Act – a landmark stablecoin bill – into law. Our client update breaks d...
July 18, 2025 Client Update GENIUS Act: AML/CFT and sanctions compliance The President has signed the bipartisan GENIUS Act into law. Our client update breaks down the AML/CFT and sanctions compl...
May 22, 2012 Client Update CFTC Proposes Exemptions from Aggregation under Its Position Limits Rule On May 18, 2012, the Commodity Futures Trading Commission, by seriatim vote, proposed rules (the “Proposal”) to provid...
May 21, 2012 Client Update CFTC Chairman Gensler Previews Key Elements of Dodd-Frank Title VII Cross-Border Guidance In a speech today at the 2012 FINRA Annual Conference, CFTC Chairman Gary Gensler provided a preview of the CFTC’s much ...
May 16, 2012 Client Update SEC Approves MSRB Interpretive Notice on Municipal Security Underwriters The Securities and Exchange Commission has approved the Municipal Securities Rulemaking Board’s Interpretive Notice conc...
May 11, 2012 Client Update Federal Reserve’s Comprehensive Consolidated Supervision Determination for Chinese Banks Has Broader Implications The Federal Reserve’s decision this week to confer Comprehensive Consolidated Supervision status to three state-owned Ch...
May 8, 2012 Client Update SEC Reopens Comment Period for Proposed Amendments to Financial Responsibility Rules for Broker-Dealers On May 3, 2012, the SEC reopened the comment period on a long-dormant proposal to amend the financial responsibility rules...
May 7, 2012 Client Update Delaware Court Temporarily Blocks Martin Marietta’s Hostile Bid to Acquire Rival Vulcan In a much-anticipated opinion, Chancellor Leo E. Strine, Jr. of the Delaware Court of Chancery has enjoined Martin Mariett...
May 2, 2012 Client Update CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions On April 18, 2012, the CFTC and SEC adopted final rules to further define the terms “swap dealer,” “security-based s...
May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?...
May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221...
April 23, 2012 Client Update SEC Issues Exemptions from Large Trader Reporting Rule Today, the SEC issued an order temporarily exempting broker-dealers from the recordkeeping, reporting, and monitoring requ...