Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights January 3, 2013 Client Update SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees On December 21, 2012, the SEC unanimously adopted rules required by the Dodd-Frank Act that require broker-dealers and cer... January 2, 2013 Client Update Dodd-Frank Progress Report - January 2013 In this Report: As of January 2, 2013, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these... December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio... December 17, 2012 Client Update Visuals: Dodd-Frank Proposal for Foreign Banking Organizations The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud... December 17, 2012 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banking Organizations – Summary with Visuals The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud... December 5, 2012 Client Update SEC Issues Guidance on New Iran Disclosure Requirements On December 4, 2012, the U.S. Securities and Exchange Commission (the “SEC”) published Compliance and Disclosure Inter... December 3, 2012 Client Update Dodd-Frank Progress Report - December 2012 As of December 3, 2012, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these 237 passed deadli... December 2, 2012 Client Update Governor Tarullo Foreshadows Proposal to Ring-Fence Large U.S. Operations of Foreign Banks In an unprecedented and provocative speech, Federal Reserve Governor Daniel K. Tarullo foreshadowed a proposal from the Fe... November 19, 2012 Client Update Treasury Issues FX Swap and FX Forward Exemption On November 16, 2012, the Secretary of the Treasury issued a much awaited determination that foreign exchange (“FX”) s... November 14, 2012 Client Update 2013 CCAR Process Begins and U.S. Basel III Rules Are Delayed The Federal Reserve launched the 2013 capital planning and stress testing process for large bank holding companies with th... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
January 3, 2013 Client Update SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees On December 21, 2012, the SEC unanimously adopted rules required by the Dodd-Frank Act that require broker-dealers and cer...
January 2, 2013 Client Update Dodd-Frank Progress Report - January 2013 In this Report: As of January 2, 2013, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these...
December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio...
December 17, 2012 Client Update Visuals: Dodd-Frank Proposal for Foreign Banking Organizations The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud...
December 17, 2012 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banking Organizations – Summary with Visuals The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud...
December 5, 2012 Client Update SEC Issues Guidance on New Iran Disclosure Requirements On December 4, 2012, the U.S. Securities and Exchange Commission (the “SEC”) published Compliance and Disclosure Inter...
December 3, 2012 Client Update Dodd-Frank Progress Report - December 2012 As of December 3, 2012, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these 237 passed deadli...
December 2, 2012 Client Update Governor Tarullo Foreshadows Proposal to Ring-Fence Large U.S. Operations of Foreign Banks In an unprecedented and provocative speech, Federal Reserve Governor Daniel K. Tarullo foreshadowed a proposal from the Fe...
November 19, 2012 Client Update Treasury Issues FX Swap and FX Forward Exemption On November 16, 2012, the Secretary of the Treasury issued a much awaited determination that foreign exchange (“FX”) s...
November 14, 2012 Client Update 2013 CCAR Process Begins and U.S. Basel III Rules Are Delayed The Federal Reserve launched the 2013 capital planning and stress testing process for large bank holding companies with th...