On February 17, 2021, Davis Polk partner Gregory Rowland was among the speakers on Compliance Week’s “Be prepared for regulatory expectations and evolving trends in 2021” webcast. Topics discussed included:
- Examination best practice considerations, with an eye toward a more investor-focused SEC this year
- Aligning compliance priorities with recent agency guidance and industry trends
- What RIA compliance programs should be most concerned about in the near future
For more information, please visit the webcast website.