Gregory Rowland to speak at joint webcast on regulatory expectations for RIAs in 2021
February 17, 2021

 

On February 17, 2021, Davis Polk partner Gregory Rowland will be among the speakers on Compliance Week, SEC3 Compliance Consultants and Davis Polk’s joint “Changes on the Horizon—being prepared for regulatory expectations and evolving trends in 2021” webcast. Topics discussed will include what registered investment adviser (RIA) firms can expect this year in terms of the new Biden administration and, more specifically, SEC exam priorities.

For more information, please visit the webcast website.

 

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