Davis Polk has created a collection of background materials, in e-reader friendly format, that we believe may prove helpful in digesting the final Volcker Rule. The page is part of our FinRegReform resource site, www.finregreform.com/volcker-rule.
- The Trump Transition and Possible Directions for Financial Regulatory Reform
November 17, 2016 - Investment Management Regulatory Update
March 29, 2016 - The Perils of a Middle Road to Regulating Systemic Risk: The Volcker Rule’s Risk Backstop Provisions
December 22, 2015 - Investment Management Regulatory Update
August 25, 2015 - Foreign Bank Cross-Border Trading under the Volcker Rule: the “Trading Outside the United States” Exemption’s Incongruous Consequences
August 17, 2015 - Volcker Prop Trading Provisions: How Firms Are Preparing
June 12, 2015 - Investment Management Regulatory Update
March 26, 2015 - Investment Management Regulatory Update
July 24, 2014 - Volcker Rule: Observations on Interagency FAQs, OCC Interim Examination Guidelines
June 18, 2014 - U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks
April 2, 2014 - Who Knew that CLOs were Hedge Funds?
February 10, 2014 - Impact of the Final Volcker Regulations on Mid-Size U.S. Banks
January 23, 2014 - Impact of the Final Volcker Regulations on Regional U.S. Banks
January 21, 2014 - Volcker Rule Final Regulations: Funds Flowcharts
January 6, 2014 - Volcker Rule Final Regulations: Proprietary Trading Flowcharts
December 23, 2013 - Davis Polk’s Written Response to the U.K. Parliamentary Commission on Banking Standards’ Pre-legislative Scrutiny of the Government’s Draft Financial Services (Banking Reform) Bill
October 2012 - Volcker Rule Conformance Period Guidelines
April 20, 2012 - Volcker Rule Proposed Regulations: Proprietary Trading Summary
October 12, 2011 - Volcker Rule Proposed Regulations: Hedge / PE Funds Summary
October 12, 2011 - Volcker Rule Proposed Regulations: Hedge / PE Funds Summary with Annexes
October 12, 2011 - Volcker Rule Proposed Regulations: Proprietary Trading Summary with Annexes
October 12, 2011 - Summary of Leaked Volcker Release – Proprietary Trading
October 7, 2011 - Summary of Leaked Volcker Release – Funds
October 7, 2011 - Summary of the Federal Reserve’s Final Regulations on the Conformance Period for the Volcker Rule
February 14, 2011 - Summary of the Volcker Rule Study – Hedge Funds and Private Equity Funds
January 20, 2011 - Summary of the Volcker Rule Study – Proprietary Trading
January 19, 2011 - Impact of the Dodd-Frank Act on Private Equity Funds, Hedge Funds and Their Investment Advisers
September 16, 2010 - Exploring the Volcker Rule’s Effect on Banks: WSJ Video Interview
July 23, 2010 - Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Enacted into Law on July 21, 2010
July 21, 2010 - Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment
July 21, 2010 - Davis Polk Regulatory Implementation Slides
July 9, 2010 - Senate-House Conference Agrees on Final Volcker Rule
June 25, 2010
