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- U.S. Uncleared Swap Margin, Capital and Segregation Rules
January 22, 2016
- SEC Proposes New Limits on Registered Funds’ Derivatives Use
December 29, 2015
- U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules
November 12, 2015
- Federal Reserve’s Proposed Rule on TLAC and Eligible LTD
November 10, 2015
- CFTC’s Clearinghouse Exemptive Regime
November 9, 2015
- CFTC Modifies Proposed Aggregation Standards for Owned Entities Under its Position Limit Rules
September 30, 2015
- SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement
June 24, 2015
- SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States
June 1, 2015
- SEC Issues Reporting Rules for Security-Based Swaps
March 2, 2015
- Swaps Pushout Provision Amended: Pushout Requirement in Section 716 Now Limited to Certain ABS Swaps
December 17, 2014
- SEC Proposes Recordkeeping, Reporting and Notification Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants
May 16, 2014
- CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards
November 18, 2013
- CFTC Finalizes Cross-Border Swaps Guidance and Establishes Compliance Schedule
July 30, 2013
- Swaps Pushout Rule: Federal Reserve Banks Revise Discount Window Documentation
July 15, 2013
- OCC Lending Limits Final Rule: Credit Exposures from Derivatives and Securities Financing
June 24, 2013
- Swaps Pushout Rule: Federal Reserve Clarifies Treatment of U.S. Branches of Foreign Banks
June 6, 2013
- CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes
June 5, 2013
- CFTC Provides Clearing Relief for Treasury Affiliates of Commercial Swap Counterparties
June 5, 2013
- SEC Proposes Cross-Border Security-Based Swap Rules
May 16, 2013
- CFTC Provides Inter-affiliate Swap Clearing and Reporting Relief
April 15, 2013
- Swap Reporting: Who and When?
April 2, 2013
- Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin
February 25, 2013
- CFTC Issues Final Cross-Border Swap Exemptive Order
December 27, 2012
- Impact of Dodd-Frank Derivatives Regulations on Latin American Financial Institutions
November 12, 2012
- SEC Proposes Capital, Margin, and Segregation Rules for Security-Based Swap Dealers
November 5, 2012
- CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements
October 13, 2012
- NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs
August 24, 2012
- CFTC Proposes Clearing Exemption for Inter-Affiliate Swaps
August 20, 2012
- CFTC Begins Implementation of Mandatory Clearing of Swaps
July 30, 2012
- CFTC Addresses Compliance Dates for CPO/CTA Registration; Swap Definitions Finalized; CFTC Provides Cross-Border Guidance
July 19, 2012
- Key Dodd-Frank Derivatives Issues for End Users
July 17, 2012
- Basel Committee and IOSCO Release Consultation Paper on Uncleared Derivatives Margin; CFTC Reopens Comment Period on Uncleared Swap Margin Proposal
July 10, 2012
- CFTC Proposes Cross-Border Guidance and Exemptive Order
July 3, 2012
- OCC Revised Lending Limit Rules to Implement Dodd-Frank: Provides Methods for Calculating “Credit Exposure”
June 22, 2012
- CFTC Adopts Historical Swap Recordkeeping and Reporting Requirements
June 5, 2012
- CFTC Proposes Exemptions from Aggregation under Its Position Limits Rule
May 22, 2012
- CFTC Chairman Gensler Previews Key Elements of Dodd-Frank Title VII Cross-Border Guidance
May 21, 2012
- CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions
May 2, 2012
- CFTC Adopts Swap Clearing Documentation, Timing and Risk Management Rules
April 5, 2012
- CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants
March 12, 2012
- CFTC and SEC Jointly Propose Identity Theft Rules
March 7, 2012
- CFTC Adopts Business Conduct Rule for Swap Dealers
January 27, 2012
- CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral
January 23, 2012
- CFTC Establishes Registration Process for Swap Entities; Key Registration Requirements To Be Set Later
January 18, 2012
- CFTC Adopts Rules Establishing Swap Reporting Regime
January 11, 2012
- CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps
November 7, 2011
- SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
October 18, 2011
- Counterparty Credit Risk Management: Links Between Supervisory Guidance, Dodd-Frank and Basel
July 11, 2011
- CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements
June 17, 2011
- SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps
June 9, 2011
- 60 Days - Over 175 New Derivatives Provisions
May 17, 2011
- Treasury Proposes FX Swap and Forward Exemption
May 2, 2011
- CFTC Releases Swap Margin Proposal
April 20, 2011
- Regulators Propose Swap Margin and Capital Rules
April 14, 2011
- SEC Proposal Clarifies No Change to “Beneficial Ownership” Rules for Swaps
March 18, 2011
- CFTC Proposes to Register and Regulate Swap Dealers and Major Swap Participants
November 30, 2010
- CFTC and SEC Propose Swap Data Reporting Rules
November 22, 2010
- CFTC Proposes Swap Dealer and Major Swap Participant Rules
November 12, 2010
- SEC and CFTC Adopt Interim Final Rules on Reporting and Recordkeeping for Pre-Dodd-Frank Swaps
October 15, 2010
- Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Enacted into Law on July 21, 2010
July 21, 2010
- Dodd-Frank Wall Street Reform and Consumer Protection Act: Preliminary Assessment of Provisions Effective Immediately or Very Soon After Enactment
July 21, 2010
- Davis Polk Regulatory Implementation Slides
July 9, 2010
- Senate-House Conference Agrees on Swap Pushout Rule
June 28, 2010
