Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 30, 2020 Client Update Private Equity Regulatory Update - December 2020 COVID-19 Update Rules and Regulations SEC Adopts Modernized Marketing Rule for Investment Advisers Industry Update... December 30, 2020 Client Update OFAC Belatedly Releases FAQs Regarding Ban on Investments by U.S. Persons in Companies Linked to the Chinese Military, Leaves Key Questions Unanswered On December 28, 2020 the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) released Frequently A... December 30, 2020 Client Update OFAC Belatedly Releases FAQs Regarding Ban on Investments by U.S. Persons in Companies Linked to the Chinese Military, Leaves Key Questions Unanswered On December 28, 2020 the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) released Frequently A... December 23, 2020 Client Update FDIC Issues Final Rule on Supervision of ILC Holding Companies The FDIC has issued a final rule to formalize longstanding expectations it has had for the parent company of a new industr... December 23, 2020 Client Update SEC Adopts Modernized Marketing Rule for Investment Advisers In a December 22, 2020 release, the SEC adopted amendments to create a single rule that will replace the current advertisi... December 23, 2020 Client Update SEC Proposes Changes to Rule 144 This week, the SEC proposed to amend Rule 144 to revise the holding period determination for securities acquired upon conv... December 23, 2020 Client Update ISS Releases Its Compensation-Related Policy FAQs for 2021 On December 21, 2020, ISS released its updated compensation-related FAQs for 2021. For U.S. companies, this set of guidan... December 23, 2020 Client Update Pandemic Relief Package – PPP and Federal Reserve Provisions This memo summarizes the amendments to the Federal Reserve’s emergency powers, the Paycheck Protection Program, other su... December 23, 2020 Client Update SEC Re-Approves NYSE Direct Listings On December 22, the Securities and Exchange Commission approved for the second time the NYSE’s proposed rule change that... December 23, 2020 Client Update ISS Releases Its Compensation-Related Policy FAQs for 2021 On December 21, 2020, ISS released its updated compensation-related FAQs for 2021. For U.S. companies, this set of guidan... Load More
December 30, 2020 Client Update Private Equity Regulatory Update - December 2020 COVID-19 Update Rules and Regulations SEC Adopts Modernized Marketing Rule for Investment Advisers Industry Update...
December 30, 2020 Client Update OFAC Belatedly Releases FAQs Regarding Ban on Investments by U.S. Persons in Companies Linked to the Chinese Military, Leaves Key Questions Unanswered On December 28, 2020 the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) released Frequently A...
December 30, 2020 Client Update OFAC Belatedly Releases FAQs Regarding Ban on Investments by U.S. Persons in Companies Linked to the Chinese Military, Leaves Key Questions Unanswered On December 28, 2020 the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) released Frequently A...
December 23, 2020 Client Update FDIC Issues Final Rule on Supervision of ILC Holding Companies The FDIC has issued a final rule to formalize longstanding expectations it has had for the parent company of a new industr...
December 23, 2020 Client Update SEC Adopts Modernized Marketing Rule for Investment Advisers In a December 22, 2020 release, the SEC adopted amendments to create a single rule that will replace the current advertisi...
December 23, 2020 Client Update SEC Proposes Changes to Rule 144 This week, the SEC proposed to amend Rule 144 to revise the holding period determination for securities acquired upon conv...
December 23, 2020 Client Update ISS Releases Its Compensation-Related Policy FAQs for 2021 On December 21, 2020, ISS released its updated compensation-related FAQs for 2021. For U.S. companies, this set of guidan...
December 23, 2020 Client Update Pandemic Relief Package – PPP and Federal Reserve Provisions This memo summarizes the amendments to the Federal Reserve’s emergency powers, the Paycheck Protection Program, other su...
December 23, 2020 Client Update SEC Re-Approves NYSE Direct Listings On December 22, the Securities and Exchange Commission approved for the second time the NYSE’s proposed rule change that...
December 23, 2020 Client Update ISS Releases Its Compensation-Related Policy FAQs for 2021 On December 21, 2020, ISS released its updated compensation-related FAQs for 2021. For U.S. companies, this set of guidan...