Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 15, 2009 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - October 2009 The U.S. IPO market, which has been in the doldrums since 2007, has recently been showing signs of life. We have recently ... October 1, 2009 Client Update Rule 12g3-2(b): The Foreign Private Issuer Exemption Rule 12g3-2(b) under the US Securities Exchange Act of 1934, as amended exempts a foreign private issuer from having to re... August 17, 2009 Client Update Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives On August 11, 2009, the Obama Administration released the “Over-the-Counter Derivatives Markets Act of 2009” (the “P... July 29, 2009 Client Update SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying Five years ago, it was reported that hedge fund Perry Capital had purchased shares of Mylan Laboratories allegedly to infl... July 20, 2009 Client Update SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading On Friday, a federal district court in the Northern District of Texas dismissed the SEC’s insider trading case against D... July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark... July 15, 2009 Client Update Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations In Zacharias v. SEC, the U.S. Court of Appeals for the District of Columbia Circuit affirmed an SEC order finding that two... June 3, 2009 Client Update The National Conference Insurance Legislators' Model CDS Bill The National Conference of Insurance Legislators (“NCOIL”) is drafting model legislation (the “Model Bill”) that w... June 1, 2009 Client Update Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark... May 29, 2009 Client Update FINRA May Not Clear Some Shelfs on an Expedited Basis A company that has been subject to SEC reporting obligations for fewer than three years, that has less than $150 million i... Load More
October 15, 2009 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - October 2009 The U.S. IPO market, which has been in the doldrums since 2007, has recently been showing signs of life. We have recently ...
October 1, 2009 Client Update Rule 12g3-2(b): The Foreign Private Issuer Exemption Rule 12g3-2(b) under the US Securities Exchange Act of 1934, as amended exempts a foreign private issuer from having to re...
August 17, 2009 Client Update Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives On August 11, 2009, the Obama Administration released the “Over-the-Counter Derivatives Markets Act of 2009” (the “P...
July 29, 2009 Client Update SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying Five years ago, it was reported that hedge fund Perry Capital had purchased shares of Mylan Laboratories allegedly to infl...
July 20, 2009 Client Update SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading On Friday, a federal district court in the Northern District of Texas dismissed the SEC’s insider trading case against D...
July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark...
July 15, 2009 Client Update Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations In Zacharias v. SEC, the U.S. Court of Appeals for the District of Columbia Circuit affirmed an SEC order finding that two...
June 3, 2009 Client Update The National Conference Insurance Legislators' Model CDS Bill The National Conference of Insurance Legislators (“NCOIL”) is drafting model legislation (the “Model Bill”) that w...
June 1, 2009 Client Update Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark...
May 29, 2009 Client Update FINRA May Not Clear Some Shelfs on an Expedited Basis A company that has been subject to SEC reporting obligations for fewer than three years, that has less than $150 million i...