Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 7, 2022 Client Update The Pre-Emption Group issues new Statement of Principles following Secondary Capital Raising Review On November 4, 2022, the Pre-Emption Group (PEG) issued a new version of its Statement of Principles implementing the… October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and enforce… October 20, 2022 Client Update FSOC report on digital asset financial stability risks and regulation – Key takeaways The FSOC report assesses the financial stability risks of the crypto-asset ecosystem using a framework for vulnerabilities… October 20, 2022 Client Update Rare court decision in Regulation FD litigation highlights risks of calls with analysts A federal district court decision involving alleged Regulation FD violations highlighted analysis of key elements governing… October 17, 2022 Client Update Practical takeaways of universal proxy card voting in contested director elections We consider the practical takeaways of new SEC Rule 14a-19 and universal proxy card voting in contested director elections… September 29, 2022 Client Update Second Circuit decision (re)opens the door to offshore M&A litigation being filed in the U.S. More shareholder challenges of offshore corporate transactions are likely to be filed in U.S. courts following a recent… September 20, 2022 Client Update 米国証券法フォームF-4における経営統合取引の登録（参考和訳） 過去20年以上にわたり、日本国内における日本企業間の経営統合取引の多くが、当該取引に係る株主総会決議による承認に先立って、フォームF-4による米国証券取引委員会（以下、「SEC」といいます。）への登録が必要とされてきました。本クライアント… September 20, 2022 Client Update Form F-4 registration of Japanese business combinations with the U.S. SEC under the U.S. Securities Act Over the past two decades, a significant number of domestic business combinations in Japan have required registration with… September 14, 2022 Client Update EGC revenue cap raised to $1.235 billion The higher dollar threshold for EGCs reflects inflation adjustments required under the JOBS Act. August 31, 2022 Client Update U.S. and Chinese regulators made progress on PCAOB oversight of registered accounting firms in China The PCAOB signed a statement of protocol agreement with the China Securities Regulatory Commission and the Ministry of… Load More
November 7, 2022 Client Update The Pre-Emption Group issues new Statement of Principles following Secondary Capital Raising Review On November 4, 2022, the Pre-Emption Group (PEG) issued a new version of its Statement of Principles implementing the…
October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and enforce…
October 20, 2022 Client Update FSOC report on digital asset financial stability risks and regulation – Key takeaways The FSOC report assesses the financial stability risks of the crypto-asset ecosystem using a framework for vulnerabilities…
October 20, 2022 Client Update Rare court decision in Regulation FD litigation highlights risks of calls with analysts A federal district court decision involving alleged Regulation FD violations highlighted analysis of key elements governing…
October 17, 2022 Client Update Practical takeaways of universal proxy card voting in contested director elections We consider the practical takeaways of new SEC Rule 14a-19 and universal proxy card voting in contested director elections…
September 29, 2022 Client Update Second Circuit decision (re)opens the door to offshore M&A litigation being filed in the U.S. More shareholder challenges of offshore corporate transactions are likely to be filed in U.S. courts following a recent…
September 20, 2022 Client Update 米国証券法フォームF-4における経営統合取引の登録（参考和訳） 過去20年以上にわたり、日本国内における日本企業間の経営統合取引の多くが、当該取引に係る株主総会決議による承認に先立って、フォームF-4による米国証券取引委員会（以下、「SEC」といいます。）への登録が必要とされてきました。本クライアント…
September 20, 2022 Client Update Form F-4 registration of Japanese business combinations with the U.S. SEC under the U.S. Securities Act Over the past two decades, a significant number of domestic business combinations in Japan have required registration with…
September 14, 2022 Client Update EGC revenue cap raised to $1.235 billion The higher dollar threshold for EGCs reflects inflation adjustments required under the JOBS Act.
August 31, 2022 Client Update U.S. and Chinese regulators made progress on PCAOB oversight of registered accounting firms in China The PCAOB signed a statement of protocol agreement with the China Securities Regulatory Commission and the Ministry of…