Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 10, 2022 Client Update Bipartisan crypto bills could clarify current regulatory confusion – if they tackle Howey Two bills recently introduced in the Senate with cross-aisle support aim to give the CFTC more regulatory sway over digital… August 8, 2022 Client Update Senate approves tax on stock buybacks and corporate minimum tax On August 7, 2022, the United States Senate approved the Inflation Reduction Act of 2022 (H.R. 5376), an energy and… August 2, 2022 Client Update UK FCA censures Carillion plc for breaches of the Market Abuse Regulation and the Listing Rules On 28 July 2022, the Financial Conduct Authority (FCA) published decision notices for Carillion plc (Carillion) and three of… July 19, 2022 Client Update SEC final rules on proxy advisory firms reverse amendments adopted in 2020 The new rules eliminate the requirement to provide drafts to companies. July 15, 2022 Client Update SEC proposes to substantially restrict grounds for excluding shareholder proposals The proposal would significantly narrow the likelihood of obtaining no-action relief from the SEC on shareholder proposals,… July 5, 2022 Client Update Purchasing portfolio company debt – Threshold issues for private equity sponsors This client update identifies the principal issues that private equity firms and their portfolio companies should consider… June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing services… June 13, 2022 Client Update SEC again reopens comment period for its Dodd-Frank clawback rule On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be… June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC… June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format. Load More
August 10, 2022 Client Update Bipartisan crypto bills could clarify current regulatory confusion – if they tackle Howey Two bills recently introduced in the Senate with cross-aisle support aim to give the CFTC more regulatory sway over digital…
August 8, 2022 Client Update Senate approves tax on stock buybacks and corporate minimum tax On August 7, 2022, the United States Senate approved the Inflation Reduction Act of 2022 (H.R. 5376), an energy and…
August 2, 2022 Client Update UK FCA censures Carillion plc for breaches of the Market Abuse Regulation and the Listing Rules On 28 July 2022, the Financial Conduct Authority (FCA) published decision notices for Carillion plc (Carillion) and three of…
July 19, 2022 Client Update SEC final rules on proxy advisory firms reverse amendments adopted in 2020 The new rules eliminate the requirement to provide drafts to companies.
July 15, 2022 Client Update SEC proposes to substantially restrict grounds for excluding shareholder proposals The proposal would significantly narrow the likelihood of obtaining no-action relief from the SEC on shareholder proposals,…
July 5, 2022 Client Update Purchasing portfolio company debt – Threshold issues for private equity sponsors This client update identifies the principal issues that private equity firms and their portfolio companies should consider…
June 16, 2022 Client Update SEC requests comments on Advisers Act status of index providers and other information providers The SEC requested public comments and information on whether index providers, model portfolio providers and pricing services…
June 13, 2022 Client Update SEC again reopens comment period for its Dodd-Frank clawback rule On June 8, 2022, the SEC requested comments for the third time on its proposed clawback rule, which is required to be…
June 13, 2022 Client Update Davis Polk submits comment letter to SEC on special purpose acquisition companies rule proposals In March 2022, the SEC proposed a sweeping set of rules relating to SPACs, SPAC IPOs and de-SPAC transactions that the SEC…
June 9, 2022 Client Update SEC to require electronic filing of Form 144 and glossy annual reports New rules will require electronic filing of forms on EDGAR that are currently permitted to be filed in a paper format.