Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 30, 2010 Client Update New Trading Pause Proposals to Include More Issuers In an attempt to protect a wider range of issuers from the aberrational pricing experienced by many issuers during the “... June 28, 2010 Client Update U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank On June 24, 2010, the Supreme Court issued an important decision narrowing the reach of the key antifraud provisions of th... April 29, 2010 Client Update Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled At a meeting of the ABA Subcommittee on Securities Regulation last Friday, Tom Kim, Chief Counsel, SEC Division of Corpora... March 19, 2010 Client Update Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions The Southern District of New York (“SDNY”) recently agreed to modify the Global Research Equity Settlement (“Global ... March 16, 2010 Client Update Corporate Governance and Executive Compensation in the New Dodd Bill: Implications for All US Public Companies The past 18 months have been witness to tremendous legislative and regulatory activity in the area of corporate governance... March 15, 2010 Client Update Preparing for RiskMetrics Group's New Governance Risk Indicators (GRId) As we previously highlighted (RiskMetrics’ Governance Risk Indicators (GRId) – a New Governance Measurement for Proxy ... March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro... March 8, 2010 Client Update The SEC’s New Short Sale Rule: Implications and Ambiguities After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC... February 25, 2010 Client Update Recent Second Circuit Decision Underscores Importance of Careful Consideration of Indenture Terms In a recent Second Circuit decision, Law Debenture Trust Co. of New York v. Maverick Tube Corp and Tenaris S.A., the court... February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3... Load More
June 30, 2010 Client Update New Trading Pause Proposals to Include More Issuers In an attempt to protect a wider range of issuers from the aberrational pricing experienced by many issuers during the “...
June 28, 2010 Client Update U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank On June 24, 2010, the Supreme Court issued an important decision narrowing the reach of the key antifraud provisions of th...
April 29, 2010 Client Update Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled At a meeting of the ABA Subcommittee on Securities Regulation last Friday, Tom Kim, Chief Counsel, SEC Division of Corpora...
March 19, 2010 Client Update Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions The Southern District of New York (“SDNY”) recently agreed to modify the Global Research Equity Settlement (“Global ...
March 16, 2010 Client Update Corporate Governance and Executive Compensation in the New Dodd Bill: Implications for All US Public Companies The past 18 months have been witness to tremendous legislative and regulatory activity in the area of corporate governance...
March 15, 2010 Client Update Preparing for RiskMetrics Group's New Governance Risk Indicators (GRId) As we previously highlighted (RiskMetrics’ Governance Risk Indicators (GRId) – a New Governance Measurement for Proxy ...
March 11, 2010 Client Update New “PROP Trading Act” Would Expand “Volcker” Prohibitions Senators Merkley (D-OR) and Levin (D-MI) proposed a bill yesterday that would substantially expand the prohibitions on pro...
March 8, 2010 Client Update The SEC’s New Short Sale Rule: Implications and Ambiguities After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC...
February 25, 2010 Client Update Recent Second Circuit Decision Underscores Importance of Careful Consideration of Indenture Terms In a recent Second Circuit decision, Law Debenture Trust Co. of New York v. Maverick Tube Corp and Tenaris S.A., the court...
February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3...