Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 8, 2010 Client Update The SEC’s New Short Sale Rule: Implications and Ambiguities After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC... February 25, 2010 Client Update Recent Second Circuit Decision Underscores Importance of Careful Consideration of Indenture Terms In a recent Second Circuit decision, Law Debenture Trust Co. of New York v. Maverick Tube Corp and Tenaris S.A., the court... February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3... January 29, 2010 Client Update Preparing Your 2009 Form 20-F This memorandum highlights some considerations for the preparation of your 2009 annual report on Form 20-F. Although the c... January 28, 2010 Client Update SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases The SEC has issued for public comment proposed amendments to Rule 10b-18 under the Securities Exchange Act of 1934 that ar... January 28, 2010 Client Update SEC Removes Roadblocks to Use of Non-GAAP Measures in Filings New SEC staff guidance published this month indicates a more nuanced and sophisticated view of non-GAAP measures than has ... January 13, 2010 Client Update SEC Issues No-Action Letter Permitting Reliance Upon Section 3(a)(9) in Exchanges of Securities with Upstream Guarantees Today, the staff of the Division of Corporation Finance (the “Staff”) of the Securities and Exchange Commission issued... December 22, 2009 Client Update SEC Proposes New Rule to Allow Pre-Filing Offerings by Underwriters, Potentially Paving the Way for More Pre-Marketed Transactions Yesterday, the SEC issued a proposal that would amend Rule 163 of the Securities Act to allow underwriters or dealers, act... December 2, 2009 Client Update NYSE Corporate Governance Rule Changes to Take Effect January 1, 2010 The SEC has approved, in their entirety, the changes to the NYSE’s corporate governance rules proposed by the NYSE last ... December 2, 2009 Client Update United States Supreme Court to Hear Case Concerning the Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank In recent years, securities fraud lawsuits in the United States have increasingly been brought against nonU.S. companies. ... Load More
March 8, 2010 Client Update The SEC’s New Short Sale Rule: Implications and Ambiguities After months of deliberation and consideration of several alternatives, the Securities and Exchange Commission (the “SEC...
February 25, 2010 Client Update Recent Second Circuit Decision Underscores Importance of Careful Consideration of Indenture Terms In a recent Second Circuit decision, Law Debenture Trust Co. of New York v. Maverick Tube Corp and Tenaris S.A., the court...
February 24, 2010 Client Update SEC Approves New Short Sale Price Test At an open meeting on February 24, 2010, the Securities and Exchange Commission adopted a new short sale price test by a 3...
January 29, 2010 Client Update Preparing Your 2009 Form 20-F This memorandum highlights some considerations for the preparation of your 2009 annual report on Form 20-F. Although the c...
January 28, 2010 Client Update SEC Proposes Amendments to Rule 10b-18 Safe Harbor for Issuer Repurchases The SEC has issued for public comment proposed amendments to Rule 10b-18 under the Securities Exchange Act of 1934 that ar...
January 28, 2010 Client Update SEC Removes Roadblocks to Use of Non-GAAP Measures in Filings New SEC staff guidance published this month indicates a more nuanced and sophisticated view of non-GAAP measures than has ...
January 13, 2010 Client Update SEC Issues No-Action Letter Permitting Reliance Upon Section 3(a)(9) in Exchanges of Securities with Upstream Guarantees Today, the staff of the Division of Corporation Finance (the “Staff”) of the Securities and Exchange Commission issued...
December 22, 2009 Client Update SEC Proposes New Rule to Allow Pre-Filing Offerings by Underwriters, Potentially Paving the Way for More Pre-Marketed Transactions Yesterday, the SEC issued a proposal that would amend Rule 163 of the Securities Act to allow underwriters or dealers, act...
December 2, 2009 Client Update NYSE Corporate Governance Rule Changes to Take Effect January 1, 2010 The SEC has approved, in their entirety, the changes to the NYSE’s corporate governance rules proposed by the NYSE last ...
December 2, 2009 Client Update United States Supreme Court to Hear Case Concerning the Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank In recent years, securities fraud lawsuits in the United States have increasingly been brought against nonU.S. companies. ...