Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 18, 2012 Client Update SEC Approves Amendments to FINRA Communications Rules The Securities and Exchange Commission has approved a significant overhaul of FINRA’s rules governing members’ communi... April 10, 2012 Client Update JOBS Act Implementation Chart On April 5, 2012, the President signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”), the most sig... April 5, 2012 Client Update CFTC Adopts Swap Clearing Documentation, Timing and Risk Management Rules On March 20, 2012, the CFTC finalized a package of rules related to swap clearing. The rules set standards for: the arra... April 5, 2012 Client Update JOBS Act Becomes Law Today President Obama signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”). The JOBS Act includes ... April 2, 2012 Client Update Dodd-Frank Progress Report - April 2012 As of April 2, 2012, a total of 222 Dodd-Frank rulemaking requirement deadlines have passed. Of these 222 passed deadlines... March 30, 2012 Client Update U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled On March 26, 2012, in Credit Suisse Securities (USA) LLC v. Simmonds, the U.S. Supreme Court held 8 0 that not filing a Se... March 27, 2012 Client Update Congress Passes the JOBS Act By a vote of 380 to 41, the House of Representatives today passed the Jumpstart Our Business Startups (“JOBS”) Act, wi... March 26, 2012 Client Update The JOBS Act: Implications for Capital Markets Professionals, Pre-IPO Companies and Private Offerings On March 22, 2012, the Senate passed the Jumpstart Our Business Startups Act (the “JOBS Act”), in substantially the sa... March 22, 2012 Client Update U.S. Senate Passes Amended Version of the Jumpstart Our Business Startups Act Today, the U.S. Senate passed the House version of the Jumpstart Our Business Startups (“JOBS”) Act with amendments on... March 12, 2012 Client Update CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants On February 23, 2012, the CFTC adopted final rules regarding the internal business conduct of swap dealers and major swap ... Load More
April 18, 2012 Client Update SEC Approves Amendments to FINRA Communications Rules The Securities and Exchange Commission has approved a significant overhaul of FINRA’s rules governing members’ communi...
April 10, 2012 Client Update JOBS Act Implementation Chart On April 5, 2012, the President signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”), the most sig...
April 5, 2012 Client Update CFTC Adopts Swap Clearing Documentation, Timing and Risk Management Rules On March 20, 2012, the CFTC finalized a package of rules related to swap clearing. The rules set standards for: the arra...
April 5, 2012 Client Update JOBS Act Becomes Law Today President Obama signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”). The JOBS Act includes ...
April 2, 2012 Client Update Dodd-Frank Progress Report - April 2012 As of April 2, 2012, a total of 222 Dodd-Frank rulemaking requirement deadlines have passed. Of these 222 passed deadlines...
March 30, 2012 Client Update U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled On March 26, 2012, in Credit Suisse Securities (USA) LLC v. Simmonds, the U.S. Supreme Court held 8 0 that not filing a Se...
March 27, 2012 Client Update Congress Passes the JOBS Act By a vote of 380 to 41, the House of Representatives today passed the Jumpstart Our Business Startups (“JOBS”) Act, wi...
March 26, 2012 Client Update The JOBS Act: Implications for Capital Markets Professionals, Pre-IPO Companies and Private Offerings On March 22, 2012, the Senate passed the Jumpstart Our Business Startups Act (the “JOBS Act”), in substantially the sa...
March 22, 2012 Client Update U.S. Senate Passes Amended Version of the Jumpstart Our Business Startups Act Today, the U.S. Senate passed the House version of the Jumpstart Our Business Startups (“JOBS”) Act with amendments on...
March 12, 2012 Client Update CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants On February 23, 2012, the CFTC adopted final rules regarding the internal business conduct of swap dealers and major swap ...